UBS DERIVATIVES HONG KONG LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2014 |
⚥ | Role | From | Until | |
---|---|---|---|---|---|---|
1 | Advani, Neil L | M | Rep | 2011-07-12 | 2012-02-08 | |
2 | Agarwal, Yash (SFC:AUN893) | Rep | 2010-02-01 | 2016-07-05 | ||
3 | Arora, Dhruv (SFC:ARG980) | Rep | 2013-06-19 | 2015-04-30 | ||
4 | Atkinson, James Anthony Thomas | M | Rep | 2010-05-25 | 2014-04-29 | |
5 | Au, Alexander Pak Cheung 區柏祥 | 38 | M | Rep | 2004-05-18 | 2008-03-11 |
6 | Audi, Elias | M | Rep | 2013-11-18 | 2016-12-18 | |
7 | Balani, Pankaj | Rep | 2007-07-03 | 2008-06-01 | ||
8 | Bansal, Navneet Kumar | M | Rep | 2006-08-24 | 2010-03-25 | |
9 | Barros Iii, Belmiro Jose | Rep | 2006-10-02 | 2007-03-30 | ||
10 | Beshke, Clarence John | M | RO | 2005-05-20 | ||
Rep | 2005-05-20 | 2009-03-24 | ||||
RO | 2009-03-24 | 2009-09-15 | ||||
Rep | 2009-09-15 | 2013-11-16 | ||||
11 | Bessent, Marcel Peter | 44 | M | Rep | 2010-09-02 | 2010-11-20 |
12 | Best, David Gareth | M | Rep | 2011-03-22 | 2011-04-15 | |
Rep | 2013-04-11 | 2016-12-18 | ||||
13 | Blackburn, Andrew James (SFC:AJE473) | M | Rep | 2003-09-29 | 2003-12-10 | |
14 | Blanchard, Scott Allen | M | Rep | 2013-05-07 | 2016-12-18 | |
15 | Boeding, Jacob Francis | M | Rep | 2012-12-07 | 2014-03-03 | |
16 | Bordat-Maldonado Parra, Adrien Paul Augustin | M | Rep | 2013-04-18 | 2016-12-18 | |
17 | Bradshaw, John (SFC:AHC328) | M | Rep | 2005-03-24 | ||
18 | Buffham, Laura Jayne | F | Rep | 2013-07-02 | 2016-12-18 | |
19 | Cai, Deyan 蔡德焱 | Rep | 2013-07-23 | 2014-05-03 | ||
20 | Cai, Zhibin (SFC:AYC190) 蔡志斌 | Rep | 2011-10-03 | 2016-12-18 | ||
21 | Chan, Brian Hon Kei 陳漢基 | M | Rep | 2004-04-15 | 2009-04-22 | |
22 | Chan, Kwan Wah 陳君華 | Rep | 2012-05-07 | 2016-12-18 | ||
23 | Chandler, Benjamin Victor Michael | M | Rep | 2011-06-29 | 2012-05-24 | |
RO | 2012-05-24 | 2016-12-18 | ||||
24 | Chen, Boliang 陳柏良 | Rep | 2013-09-05 | 2014-03-13 | ||
25 | Chen, Chao (SFC:BDI755) 陳超 | Rep | 2014-04-28 | 2014-10-25 | ||
26 | Cheng, Anthony Roger 陳若嘉 | M | Rep | 2014-02-05 | 2016-12-18 | |
27 | Cheng, Jimmy Min Tat 鄭勉達 | M | RO | 2007-04-28 | ||
28 | Cheng, Ke (SFC:BDT161) 程珂 | Rep | 2014-07-14 | 2016-06-28 | ||
29 | Chiu, Winnie Mo Sze 趙慕詩 | F | Rep | 2009-09-28 | 2010-11-09 | |
RO | 2010-11-09 | 2012-11-10 | ||||
30 | Choi, Iris Heung Kam 蔡香琴 | F | Rep | 2011-10-17 | 2015-11-18 | |
31 | Chu, Peter | M | Rep | 2004-08-06 | 2007-02-23 | |
32 | Clifford, Timothy Edward | M | Rep | 2013-07-15 | 2016-12-18 | |
33 | Coffeng, John Martinus (SFC:ADJ820) | M | Rep | 2009-06-10 | ||
RO | 2009-06-10 | 2010-09-06 | ||||
34 | Combalot, Laurent Benoit Georges | M | RO | 2005-07-08 | 2005-11-29 | |
Rep | 2005-11-29 | 2009-05-06 | ||||
RO | 2009-05-06 | 2016-12-18 | ||||
35 | Conley, Richard Adrian | M | Rep | 2011-11-11 | 2016-12-18 | |
36 | Cordonnier, Maxime Nicolas Bruno | M | Rep | 2011-09-19 | 2013-04-18 | |
37 | Craig-Wood, Christopher John | M | Rep | 2010-05-25 | 2011-01-11 | |
RO | 2011-01-11 | 2016-03-15 | ||||
38 | Currey, Stuart Dalyn | M | Rep | 2011-09-12 | 2014-02-28 | |
39 | Davis, Christopher Edward | M | Rep | 2014-05-19 | 2016-12-18 | |
40 | Delterme, Antoine Pierre Marie | M | Rep | 2010-07-26 | 2011-03-15 | |
41 | Dhake, Pankaj Jaysing | Rep | 2013-05-20 | 2016-04-16 | ||
42 | Donan, Keith | M | Rep | 2011-05-19 | 2014-03-14 | |
43 | Donnelly, Anthony Michael | M | Rep | 2004-07-06 | 2005-06-29 | |
44 | Easterbrook, Trevor Stephen | M | Rep | 2004-02-23 | ||
45 | Faure, Olivier Pierre | M | Rep | 2011-07-06 | 2013-01-25 | |
46 | Feschet, Boris Xavier | M | Rep | 2012-04-10 | 2016-01-19 | |
47 | Fok, Ronald King Man 霍敬文 | 37 | M | Rep | 2005-03-24 | |
Rep | 2010-07-22 | 2016-12-18 | ||||
48 | French, Bruce Ian | M | Rep | 2013-06-27 | 2016-12-18 | |
49 | Gangal, Shrinivas Ravindra | M | Rep | 2013-07-10 | 2016-05-20 | |
50 | Goh, Leng Teck | Rep | 2014-05-27 | 2015-02-18 | ||
51 | Goraieb, Amine | Rep | 2011-03-28 | 2013-05-25 | ||
52 | Gray, David Paul (SFC:AOV336) | M | RO | 2010-06-22 | 2011-07-18 | |
53 | Guan, Bo 關博 | Rep | 2013-09-18 | 2015-06-06 | ||
54 | Gupta, Puneet (SFC:AXF254) | Rep | 2011-05-03 | 2014-06-14 | ||
55 | Gupta, Shivam (SFC:APC574) | Rep | 2007-06-18 | 2011-04-02 | ||
56 | Guy, Stephane Edouard Andre | M | Rep | 2011-05-05 | 2012-10-25 | |
57 | Han, Chia Lei 韓嘉蕾 | Rep | 2010-03-19 | 2016-12-18 | ||
58 | Hayek, Rami Gebran | Rep | 2011-02-14 | 2012-09-01 | ||
59 | Herbert, Thomas William (SFC:BAI196) | M | Rep | 2012-11-01 | 2016-12-18 | |
60 | Ho-Hio-Hen, Christelle Nga Sok | Rep | 2010-08-09 | 2011-09-01 | ||
61 | Ho, Tsz Leung 何子樑 | Rep | 2003-09-02 | 2016-12-18 | ||
62 | Holmewood, Philip James | M | Rep | 2010-11-01 | 2014-03-14 | |
63 | Hong, Shaw-Shiun 洪紹勛 | Rep | 2004-08-20 | 2009-04-22 | ||
64 | Horiuchi, Shinichiro 堀内伸一郎 | Rep | 2013-07-18 | 2014-05-10 | ||
65 | Hu, Jing (SFC:BDI053) 胡靜 | Rep | 2014-04-28 | 2016-12-18 | ||
66 | Hu, Xisha 胡錫莎 | Rep | 2008-05-14 | 2008-08-16 | ||
67 | Innerdale, David James | M | RO | 2011-06-23 | 2016-12-18 | |
68 | Israel, Adrien Jacob | M | Rep | 2013-10-03 | 2016-05-20 | |
69 | Jonker, Hendrik (SFC:AXB227) | Rep | 2011-03-22 | 2011-06-01 | ||
70 | Joseph Pulpel, Savio | M | Rep | 2011-05-03 | 2016-12-18 | |
71 | Joshi, Deepak (SFC:AZI921) | M | Rep | 2014-03-05 | 2016-05-20 | |
72 | Kansal, Mohit (SFC:ATX900) | Rep | 2009-10-21 | 2012-03-31 | ||
73 | Kengeter, Carsten Norbert (SFC:ANM959) | Rep | 2009-02-09 | 2013-06-01 | ||
74 | Kim, Yoon Seung | Rep | 2007-01-25 | 2008-05-07 | ||
75 | Kraska, Benjamin Niklas | M | Rep | 2012-12-13 | 2013-02-28 | |
76 | Kushal, Avanish Mira | Rep | 2007-07-04 | 2009-08-15 | ||
77 | Lai, Johnson Kai Tsun 黎啟進 | M | Rep | 2008-07-02 | 2009-07-10 | |
78 | Lam, Eric Christopher | M | Rep | 2007-11-26 | 2008-02-24 | |
Rep | 2008-02-28 | 2008-12-18 | ||||
79 | Langner, Gilbert Fred | M | Rep | 2010-10-14 | 2012-10-25 | |
80 | Lau, Homan 劉浩文 | Rep | 2013-07-12 | 2015-05-24 | ||
81 | Law, Ka Fai (SFC:APH953) 羅家輝 | Rep | 2011-04-13 | 2013-02-01 | ||
82 | Lee, Hyun Jae (SFC:AHN694) 李賢宰 | Rep | 2007-04-19 | |||
Rep | 2010-09-27 | 2016-06-11 | ||||
83 | Lee, Michel Kai Tai 李啟泰 | M | Rep | 2013-06-20 | 2016-12-18 | |
84 | Lee, Samuel Man Fat 李萬發 | 45 | M | Rep | 2004-12-03 | 2009-09-05 |
85 | Lee, Simon Chun Kit 李俊傑 | 38 | M | Rep | 2009-04-22 | |
86 | Lent, Nicholas Alexander | M | Rep | 2009-11-19 | 2011-06-28 | |
87 | Leung, Wing Yan (SFC:AUW488) 梁穎恩 | Rep | 2010-03-12 | 2014-07-22 | ||
88 | Li, Chun Wai (SFC:AOL205) 李俊蔚 | Rep | 2009-08-28 | 2016-06-21 | ||
89 | Li, Man Wing 李文穎 | Rep | 2005-05-24 | 2014-10-01 | ||
90 | Li, Mavis Qiwen 李綺雯 | F | Rep | 2012-05-10 | 2016-12-18 | |
91 | Lim, Pek Kueen | Rep | 2014-05-26 | 2016-12-18 | ||
92 | Lo, Shui Wah 盧萃樺 | Rep | 2010-07-27 | 2014-02-11 | ||
93 | Lock, Timothy James | M | Rep | 2011-07-18 | 2016-12-18 | |
94 | Lu, Hao Feng 呂豪鋒 | Rep | 2008-07-21 | 2012-11-15 | ||
95 | Lynch, Simon James | M | Rep | 2007-08-01 | 2009-05-13 | |
96 | Maguire, Raymond | M | Rep | 2006-09-29 | 2008-10-18 | |
97 | Mak, Hin Chun 麥顯俊 | M | Rep | 2013-08-05 | 2016-12-18 | |
98 | Man, Kam Chiu 文錦超 | Rep | 2006-10-02 | 2008-04-17 | ||
99 | Matsumoto, Jun 松本淳 | Rep | 2013-04-05 | 2016-12-18 | ||
100 | McCormick, Neil John | M | Rep | 2009-11-11 | 2010-06-21 | |
101 | McNulty, Peter Richard | M | Rep | 2013-08-12 | 2016-12-18 | |
102 | Melwani, Rajesh Ramesh (SFC:AEU252) | M | Rep | 2009-03-13 | ||
RO | 2009-03-13 | 2010-01-26 | ||||
103 | Mok, Hoi Chung 莫海忠 | Rep | 2010-03-02 | 2011-05-03 | ||
104 | Mok, Kwan Ho (SFC:AXS235) 莫君豪 | Rep | 2014-03-05 | 2016-12-18 | ||
105 | Moon, Jae Wook 文裁煜 | Rep | 2007-07-23 | 2014-05-08 | ||
106 | Morris, Robert (SFC:AZM831) 銘陽 | M | Rep | 2012-05-31 | 2016-10-12 | |
107 | Motwani, Natasha Murli | F | Rep | 2010-02-09 | 2016-12-18 | |
108 | Nelson, Ryan Wesley (SFC:AQX958) | M | Rep | 2011-09-30 | 2016-05-20 | |
109 | Ng, Chun Wai (SFC:AMF277) 吳俊威 | Rep | 2007-06-07 | 2009-07-10 | ||
110 | Ng, Kwong Man 吳光民 | Rep | 2005-07-04 | 2008-03-15 | ||
111 | Ng, Pui Ying (SFC:BBP903) 吳珮瑩 | Rep | 2013-07-25 | 2015-07-25 | ||
112 | Ng, Wai Kwong (SFC:ADJ383) 吳衛剛 | Rep | 2006-10-02 | 2008-04-17 | ||
113 | Nguyen, The-Xuan-Dieu | Rep | 2014-01-29 | 2014-03-08 | ||
114 | Ning, Feng Tao | Rep | 2008-05-05 | 2009-05-02 | ||
Rep | 2009-07-30 | 2012-03-17 | ||||
115 | Novak, Alexander Stanley | M | Rep | 2009-07-20 | 2016-12-18 | |
116 | O'Meara, Christopher James Sidney | M | Rep | 2010-07-06 | 2010-10-27 | |
RO | 2010-10-27 | 2014-04-10 | ||||
117 | Pal, Andrew Leslie | M | Rep | 2004-06-24 | 2014-04-12 | |
118 | Pan, Gaowa 潘高娃 | Rep | 2013-03-28 | 2014-05-09 | ||
119 | Pang, Kenneth Kwok Kit 彭國傑 | M | RO | 2005-05-19 | 2009-04-08 | |
120 | Parakh, Archit | Rep | 2013-08-30 | 2016-12-18 | ||
121 | Park, Min | RO | 2004-07-29 | 2009-04-15 | ||
122 | Ping, Lanphie Chi-Wen | Rep | 2012-07-09 | 2014-03-13 | ||
123 | Pitts, Greenfield Spenceley | Rep | 2006-06-29 | 2007-02-01 | ||
124 | Scott, Christopher (SFC:ATO855) | M | Rep | 2012-11-27 | 2013-08-22 | |
RO | 2013-08-22 | 2016-06-25 | ||||
125 | Shen, Allan Hung Yat 沈鴻逸 | M | Rep | 2006-10-02 | 2007-06-30 | |
126 | Shen, Jiawen (SFC:ANQ097) 沈佳雯 | Rep | 2014-05-26 | 2016-12-18 | ||
127 | Shu, Hon Tak 徐漢德 | Rep | 2012-11-27 | 2014-02-24 | ||
128 | Sillam, Jonathan Charles Marc | M | Rep | 2010-02-09 | 2014-04-11 | |
129 | Slaoui, Mohammed Saad | M | Rep | 2011-09-20 | 2016-12-18 | |
130 | Smith, Paul Savile | M | Rep | 2014-05-19 | 2016-12-18 | |
131 | So, Nelson Shing Hing 蘇盛興 | M | Rep | 2006-10-02 | 2008-04-17 | |
132 | Song, Chaoran 宋超然 | Rep | 2014-05-19 | 2016-12-18 | ||
133 | Spielhofer, Philippe Marc | M | Rep | 2011-05-17 | 2015-09-01 | |
134 | Stead, David Andrew (SFC:AQT298) | M | Rep | 2008-04-07 | 2013-06-29 | |
135 | Steele, Patrick James | M | Rep | 2014-03-03 | 2016-12-18 | |
136 | Strachan, David Lyall | M | Rep | 2013-10-15 | 2016-12-18 | |
137 | Subramaniam, Mohan (SFC:ADD198) | Rep | 2006-10-02 | 2007-05-22 | ||
RO | 2007-05-22 | 2008-11-06 | ||||
138 | Suen, Kin Dick 孫堅迪 | Rep | 2010-07-13 | 2016-12-18 | ||
139 | Sum, Hing Man 岑慶文 | Rep | 2014-04-11 | |||
140 | Sun, Yiqian (SFC:ATV809) 孫逸潜 | Rep | 2009-10-05 | 2011-04-13 | ||
141 | Sung, Yoon Kyu | Rep | 2013-07-24 | 2016-12-18 | ||
142 | Takahashi, Taichi 高橋太一 | Rep | 2012-08-17 | 2013-04-18 | ||
RO | 2013-04-18 | 2013-11-18 | ||||
Rep | 2013-11-18 | 2015-07-18 | ||||
143 | Tan, Freddie Kuok Lin | Rep | 2009-03-27 | 2015-11-24 | ||
144 | Tang, Ming Wai (SFC:AIH670) 鄧明緯 | Rep | 2005-04-07 | 2009-04-06 | ||
145 | Tang, Minyi 唐敏毅 | Rep | 2011-01-28 | 2015-04-15 | ||
146 | Tong, David Doe-hung 湯道鴻 | M | Rep | 2011-05-19 | 2014-01-09 | |
147 | Tropper, Giselle Natalia | Rep | 2014-03-13 | 2016-12-18 | ||
148 | Walkom, Adam Glen | M | Rep | 2007-07-09 | 2007-08-09 | |
149 | Wan, Yew Chye 范有財 | Rep | 2006-10-02 | 2012-02-07 | ||
150 | Wang, Xiaolei (SFC:APP106) 王小磊 | F | Rep | 2007-09-21 | 2009-08-15 | |
151 | Wannenmacher, Tim | M | Rep | 2011-05-12 | 2014-01-07 | |
RO | 2014-01-07 | 2016-12-18 | ||||
152 | Werrmann, Alf | Rep | 2011-01-31 | 2012-10-25 | ||
153 | Wong, Donald Ho Lun 黃浩麟 | M | Rep | 2007-07-19 | 2016-12-18 | |
154 | Wong, Gary Hiu-Gar 黃曉嘉 | M | Rep | 2013-09-13 | 2016-01-16 | |
155 | Wong, Schenken 黃尚勤 | Rep | 2008-03-28 | 2010-03-15 | ||
156 | Wong, Stephen (SFC:AJO207) 黃錦豪 | M | Rep | 2004-03-19 | 2008-04-30 | |
157 | Wu, Bun Lerd Bernard 胡斌畧 | Rep | 2010-10-05 | 2016-12-18 | ||
158 | Xi, Jiahe 郗加河 | Rep | 2014-06-05 | 2015-03-28 | ||
159 | Xiong, Chaoyu 熊超宇 | Rep | 2014-04-07 | 2015-07-08 | ||
160 | Xu, PeiLai 徐沛來 | Rep | 2014-07-07 | 2016-12-18 | ||
161 | Yen, Anna 嚴立恬 | F | Rep | 2010-06-28 | 2013-01-23 | |
162 | Yoon, Chi Won | RO | 2003-09-15 | 2005-06-09 | ||
Rep | 2005-06-09 | 2016-07-25 | ||||
163 | Yuan, Qian (SFC:BBK056) 袁倩 | Rep | 2013-07-02 | 2016-12-18 | ||
164 | Yun, Heekyu | Rep | 2009-07-22 | 2010-03-07 | ||
Rep | 2011-07-21 | 2016-12-18 | ||||
165 | Zalaket, Michael J | M | Rep | 2009-12-08 | 2010-01-19 | |
166 | Zhang, Shao Ying 張少英 | Rep | 2007-12-21 | 2009-07-10 | ||
167 | Zhu, Liping (SFC:ANT815) 朱力平 | Rep | 2008-02-25 | 2013-04-06 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy