Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2009 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Archibald, James Maxwell | M | AQL178 | Rep | 2008-02-04 | 2010-04-11 | |
| 2 | Baptista, Michael Peter (SFC:AHE139) | M | AHE139 | RO | 2009-08-20 | ||
| 3 | Batchelor, Joseph James (SFC:ARD487) | M | ARD487 | Rep | 2008-06-04 | 2011-04-29 | |
| 4 | Booth, Graeme Wayne | M | AIU216 | RO | 2006-03-20 | 2009-06-09 | |
| 5 | Brewer, Jeffrey Michael | M | AMF464 | Rep | 2005-07-13 | 2009-10-12 | |
| 6 | Chan, Katherine Ching Yu 陳菁瑜 | F | ALS696 | Rep | 2006-10-18 | 2012-06-30 | |
| 7 | Chan, Mei Kwan (SFC:AOZ032) 陳美君 | AOZ032 | Rep | 2007-05-29 | 2010-01-05 | ||
| 8 | Chan, Wai Chi (SFC:AHF464) 陳慧芝 | AHF464 | Rep | 2006-09-19 | 2009-05-07 | ||
| 9 | Chen, Tian (SFC:AQR043) 陳添 | AQR043 | Rep | 2008-03-18 | 2009-08-19 | ||
| 10 | Cheung, Carmen Ka Mun 張嘉敏 | F | APD418 | Rep | 2007-06-26 | 2012-08-15 | |
| 11 | Cheung, Kar Man (SFC:AIN882) 張嘉文 | AIN882 | Rep | 2008-06-23 | 2010-11-03 | ||
| 12 | Cheung, Kin Sang (SFC:ACI723) 張健生 | ACI723 | RO | 2008-10-21 | 2013-09-27 | ||
| 13 | Chiang, Kee Hong 蔣紀康 | AFU931 | Rep | 2003-11-24 | 2010-11-27 | ||
| 14 | Chiu, Chiao 邱喬 | AQQ142 | Rep | 2008-03-11 | 2011-11-10 | ||
| 15 | Chui, Alvin Jun Mun 崔俊文 | M | AMS723 | Rep | 2008-09-22 | 2009-07-25 | |
| 16 | Chuy Kon, Alejandro Jose | M | AIB976 | Rep | 2008-10-13 | 2014-09-27 | |
| 17 | Cross, David Frederick | M | AAB227 | RO | 2010-07-01 | ||
| 18 | Desai, Mohan Kumar | M | AOY872 | Rep | 2007-05-29 | 2009-10-14 | |
| 19 | Dyer, Ashley George (SFC:ACO919) | M | ACO919 | RO | 2006-08-25 | 2012-06-30 | |
| 20 | Farrell, Stephen Robert | M | APW070 | Rep | 2007-10-30 | 2012-06-30 | |
| 21 | Freyre-Sanders, Andrew David Nuno D.S. | M | ANR872 | Rep | 2008-10-27 | 2009-09-08 | |
| 22 | Fung, Kin Chueng 馮健昌 | ALZ307 | Rep | 2008-08-21 | 2011-08-08 | ||
| 23 | Fung, Vicky Wai Kei 馮瑋琪 | F | AGL486 | Rep | 2012-05-05 | ||
| 24 | Garg, Manish (SFC:AKT480) | AKT480 | Rep | 2006-09-13 | 2014-02-08 | ||
| 25 | Ge, Jia 葛佳 | AOG388 | Rep | 2006-12-05 | 2010-07-24 | ||
| 26 | Glassock, Lee Douglas | M | ARF813 | Rep | 2008-06-27 | 2012-06-08 | |
| 27 | Guha, Krishna Jyoti | ALF245 | Rep | 2008-09-26 | 2010-05-25 | ||
| 28 | Han, Ki Hoon | APO550 | Rep | 2007-09-05 | 2013-03-29 | ||
| 29 | Hilton, Peter Roland | M | AEM557 | RO | 2008-10-09 | 2012-06-30 | |
| 30 | Ho, Catherine Yee Yin 何綺盈 | F | APA405 | Rep | 2007-06-05 | 2009-09-15 | |
| 31 | Ho, Kai Chung (SFC:AJD791) 何啟聰 | AJD791 | Rep | 2005-06-01 | 2010-01-05 | ||
| 32 | Ho, Sin Yi 何善儀 | ADA785 | Rep | 2012-06-30 | |||
| 33 | Hong, Sung Kap 洪性甲 | ANB204 | Rep | 2008-07-07 | 2009-12-01 | ||
| 34 | Howard, Stephen Douglas | M | AHR787 | RO | 2009-03-05 | 2014-09-27 | |
| 35 | Hsu, Yi Ying 徐怡盈 | ANJ021 | Rep | 2007-08-30 | 2011-09-05 | ||
| 36 | Hsueh, Ya-Chi 薛雅琦 | ARG528 | Rep | 2008-07-02 | 2009-11-09 | ||
| 37 | Huang, Zhiyun (SFC:APJ943) 黃志芸 | APJ943 | Rep | 2008-10-13 | 2012-06-30 | ||
| 38 | Kang, Jong Hak 姜宗學 | ARB771 | Rep | 2008-05-26 | 2012-03-23 | ||
| 39 | Ko, Man Ho 高文灝 | ANV286 | Rep | 2006-08-28 | 2011-08-08 | ||
| 40 | Koh, Poh Soon (SFC:ARX026) 許寶順 | ARX026 | Rep | 2008-11-28 | 2009-07-20 | ||
| 41 | Kumar, Gaurav (SFC:AOY508) | AOY508 | Rep | 2007-05-29 | 2012-11-13 | ||
| 42 | Kwok, Kenneth Chun Hei 郭俊熙 | M | APH173 | Rep | 2007-07-23 | 2009-10-14 | |
| 43 | Lam, Darwin Tat Wai 林達威 | M | AFU143 | Rep | 2009-04-29 | 2009-10-10 | |
| 44 | Lau, Jimmy Ka Seung 劉嘉相 | M | AAG055 | Rep | 2012-06-30 | ||
| 45 | Law, Oliver Tin-Loong 羅天龍 | M | APB677 | Rep | 2007-06-12 | 2013-03-16 | |
| 46 | Law, Wagner Chung Po 羅忠寶 | AGJ134 | Rep | 2012-05-01 | |||
| 47 | Li, Chun Wai (SFC:AOL205) 李俊蔚 | AOL205 | Rep | 2007-01-25 | 2009-08-24 | ||
| 48 | Ling, May Yee Man 凌意文 | F | ANG116 | Rep | 2007-05-30 | 2012-06-29 | |
| 49 | Liu, Mingdi (SFC:AKU877) 劉鳴鏑 | AKU877 | Rep | 2008-05-16 | 2011-05-24 | ||
| 50 | Lo, Fai 羅暉 | ARA404 | Rep | 2008-05-16 | 2011-05-12 | ||
| 51 | Lui, Laura 呂靄華 | F | ANA993 | Rep | 2006-02-17 | 2012-06-01 | |
| 52 | Lui, Martin Wing Kei 雷永基 | M | AOH219 | Rep | 2006-12-28 | 2010-10-08 | |
| 53 | Malka, Benjamin Simon Joseph | M | APG883 | Rep | 2007-07-16 | 2011-11-10 | |
| 54 | Ng, David Ka Chun 吳嘉俊 | M | AKL702 | Rep | 2008-11-20 | 2011-07-26 | |
| 55 | Ng, Siok Leng (SFC:AFM257) 黃淑玲 | AFM257 | Rep | 2009-02-27 | 2010-08-23 | ||
| 56 | Poon, Ben Shu Fai 潘樹輝 | M | AAE969 | Rep | 2012-06-23 | ||
| 57 | Preller, Raoul Gustav | M | AJL240 | Rep | 2008-10-20 | 2011-02-09 | |
| 58 | Sim, Jeannette Ann Siok Hwee 沈淑慧 | F | AHF265 | RO | 2007-08-17 | 2012-06-30 | |
| 59 | Tan, An Li 陳安里 | ARQ985 | Rep | 2008-10-02 | 2009-06-22 | ||
| 60 | Tang, Tsz Kit 鄧子傑 | ACR548 | Rep | 2013-06-18 | |||
| 61 | Tso, Kevin Key Man 曹繼敏 | M | ADH219 | Rep | 2008-10-20 | 2012-06-30 | |
| 62 | Wang, Feili 王斐麗 | AIR147 | Rep | 2010-08-21 | |||
| 63 | Wong, Chak Wai (SFC:ACN129) 黃集蔚 | ACN129 | RO | 2005-07-20 | 2010-11-01 | ||
| 64 | Wong, Sharnie Wing San 黃穎珊 | APA130 | Rep | 2007-05-30 | 2010-10-14 | ||
| 65 | Wong, Wah Lam 黃華林 | AAV422 | Rep | 2009-03-25 | 2012-06-30 | ||
| 66 | Xu, PeiLai 徐沛來 | AOH669 | Rep | 2008-09-26 | 2013-01-08 | ||
| 67 | Yang, Lei (SFC:AMK234) 楊蕾 | AMK234 | Rep | 2005-08-31 | 2012-06-30 | ||
| 68 | Yim, Heung Yue 嚴香如 | AEE775 | Rep | 2006-09-08 | 2013-05-01 | ||
| 69 | Yuan, Weibin | ALG238 | Rep | 2007-08-02 | 2013-12-17 | ||
| 70 | Zhang, Jing (SFC:ANV102) 張靖 | ANV102 | Rep | 2006-08-28 | 2013-07-01 |
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