UBS DERIVATIVES HONG KONG LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2014 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Advani, Neil L | M | AXM111 | Rep | 2011-07-12 | 2012-02-08 | |
| 2 | Agarwal, Yash (SFC:AUN893) | AUN893 | Rep | 2010-02-01 | 2016-07-05 | ||
| 3 | Arora, Dhruv (SFC:ARG980) | ARG980 | Rep | 2013-06-19 | 2015-04-30 | ||
| 4 | Atkinson, James Anthony Thomas | M | AVF428 | Rep | 2010-05-25 | 2014-04-29 | |
| 5 | Au, Alexander Pak Cheung 區柏祥 | 38 | M | AKP472 | Rep | 2004-05-18 | 2008-03-11 |
| 6 | Audi, Elias | M | BCE913 | Rep | 2013-11-18 | 2016-12-18 | |
| 7 | Balani, Pankaj | APC890 | Rep | 2007-07-03 | 2008-06-01 | ||
| 8 | Bansal, Navneet Kumar | M | ANU797 | Rep | 2006-08-24 | 2010-03-25 | |
| 9 | Barros Iii, Belmiro Jose | AEL713 | Rep | 2006-10-02 | 2007-03-30 | ||
| 10 | Beshke, Clarence John | M | ADS271 | RO | 2005-05-20 | ||
| Rep | 2005-05-20 | 2009-03-24 | |||||
| RO | 2009-03-24 | 2009-09-15 | |||||
| Rep | 2009-09-15 | 2013-11-16 | |||||
| 11 | Bessent, Marcel Peter | 44 | M | AVR152 | Rep | 2010-09-02 | 2010-11-20 |
| 12 | Best, David Gareth | M | AKO808 | Rep | 2011-03-22 | 2011-04-15 | |
| Rep | 2013-04-11 | 2016-12-18 | |||||
| 13 | Blackburn, Andrew James (SFC:AJE473) | M | AJE473 | Rep | 2003-09-29 | 2003-12-10 | |
| 14 | Blanchard, Scott Allen | M | ADT574 | Rep | 2013-05-07 | 2016-12-18 | |
| 15 | Boeding, Jacob Francis | M | AVC255 | Rep | 2012-12-07 | 2014-03-03 | |
| 16 | Bordat-Maldonado Parra, Adrien Paul Augustin | M | BBB918 | Rep | 2013-04-18 | 2016-12-18 | |
| 17 | Bradshaw, John (SFC:AHC328) | M | AHC328 | Rep | 2005-03-24 | ||
| 18 | Buffham, Laura Jayne | F | BBL851 | Rep | 2013-07-02 | 2016-12-18 | |
| 19 | Cai, Deyan 蔡德焱 | AWM792 | Rep | 2013-07-23 | 2014-05-03 | ||
| 20 | Cai, Zhibin (SFC:AYC190) 蔡志斌 | AYC190 | Rep | 2011-10-03 | 2016-12-18 | ||
| 21 | Chan, Brian Hon Kei 陳漢基 | M | AKI936 | Rep | 2004-04-15 | 2009-04-22 | |
| 22 | Chan, Kwan Wah 陳君華 | AZJ981 | Rep | 2012-05-07 | 2016-12-18 | ||
| 23 | Chandler, Benjamin Victor Michael | M | AEO780 | Rep | 2011-06-29 | 2012-05-24 | |
| RO | 2012-05-24 | 2016-12-18 | |||||
| 24 | Chen, Boliang 陳柏良 | AXC801 | Rep | 2013-09-05 | 2014-03-13 | ||
| 25 | Chen, Chao (SFC:BDI755) 陳超 | BDI755 | Rep | 2014-04-28 | 2014-10-25 | ||
| 26 | Cheng, Anthony Roger 陳若嘉 | M | AXC419 | Rep | 2014-02-05 | 2016-12-18 | |
| 27 | Cheng, Jimmy Min Tat 鄭勉達 | M | ACV741 | RO | 2007-04-28 | ||
| 28 | Cheng, Ke (SFC:BDT161) 程珂 | BDT161 | Rep | 2014-07-14 | 2016-06-28 | ||
| 29 | Chiu, Winnie Mo Sze 趙慕詩 | F | AFT535 | Rep | 2009-09-28 | 2010-11-09 | |
| RO | 2010-11-09 | 2012-11-10 | |||||
| 30 | Choi, Iris Heung Kam 蔡香琴 | F | AXR109 | Rep | 2011-10-17 | 2015-11-18 | |
| 31 | Chu, Peter | M | AIR824 | Rep | 2004-08-06 | 2007-02-23 | |
| 32 | Clifford, Timothy Edward | M | AFH048 | Rep | 2013-07-15 | 2016-12-18 | |
| 33 | Coffeng, John Martinus (SFC:ADJ820) | M | ADJ820 | Rep | 2009-06-10 | ||
| RO | 2009-06-10 | 2010-09-06 | |||||
| 34 | Combalot, Laurent Benoit Georges | M | AHC015 | RO | 2005-07-08 | 2005-11-29 | |
| Rep | 2005-11-29 | 2009-05-06 | |||||
| RO | 2009-05-06 | 2016-12-18 | |||||
| 35 | Conley, Richard Adrian | M | AQK261 | Rep | 2011-11-11 | 2016-12-18 | |
| 36 | Cordonnier, Maxime Nicolas Bruno | M | AOG766 | Rep | 2011-09-19 | 2013-04-18 | |
| 37 | Craig-Wood, Christopher John | M | AJL555 | Rep | 2010-05-25 | 2011-01-11 | |
| RO | 2011-01-11 | 2016-03-15 | |||||
| 38 | Currey, Stuart Dalyn | M | AQU056 | Rep | 2011-09-12 | 2014-02-28 | |
| 39 | Davis, Christopher Edward | M | AXD833 | Rep | 2014-05-19 | 2016-12-18 | |
| 40 | De Taffanel De La Jonqviere, Emmanuel Pierre Marie Jean | BAE829 | Rep | 2014-08-21 | 2014-09-02 | ||
| 41 | Delterme, Antoine Pierre Marie | M | AVM691 | Rep | 2010-07-26 | 2011-03-15 | |
| 42 | Dhake, Pankaj Jaysing | BBE972 | Rep | 2013-05-20 | 2016-04-16 | ||
| 43 | Donan, Keith | M | AXG905 | Rep | 2011-05-19 | 2014-03-14 | |
| 44 | Donnelly, Anthony Michael | M | AKX161 | Rep | 2004-07-06 | 2005-06-29 | |
| 45 | Easterbrook, Trevor Stephen | M | AGX021 | Rep | 2004-02-23 | ||
| 46 | Faure, Olivier Pierre | M | AHK081 | Rep | 2011-07-06 | 2013-01-25 | |
| 47 | Feschet, Boris Xavier | M | AMK015 | Rep | 2012-04-10 | 2016-01-19 | |
| 48 | Fok, Ronald King Man 霍敬文 | 37 | M | AGE025 | Rep | 2005-03-24 | |
| Rep | 2010-07-22 | 2016-12-18 | |||||
| 49 | French, Bruce Ian | M | AQM685 | Rep | 2013-06-27 | 2016-12-18 | |
| 50 | Gangal, Shrinivas Ravindra | M | BBN555 | Rep | 2013-07-10 | 2016-05-20 | |
| 51 | Goh, Leng Teck | BDL305 | Rep | 2014-05-27 | 2015-02-18 | ||
| 52 | Goraieb, Amine | AWY822 | Rep | 2011-03-28 | 2013-05-25 | ||
| 53 | Gray, David Paul (SFC:AOV336) | M | AOV336 | RO | 2010-06-22 | 2011-07-18 | |
| 54 | Guan, Bo 關博 | AZE518 | Rep | 2013-09-18 | 2015-06-06 | ||
| 55 | Gupta, Puneet (SFC:AXF254) | AXF254 | Rep | 2011-05-03 | 2014-06-14 | ||
| 56 | Gupta, Shivam (SFC:APC574) | APC574 | Rep | 2007-06-18 | 2011-04-02 | ||
| 57 | Guy, Stephane Edouard Andre | M | ASP487 | Rep | 2011-05-05 | 2012-10-25 | |
| 58 | Han, Chia Lei 韓嘉蕾 | ADS722 | Rep | 2010-03-19 | 2016-12-18 | ||
| 59 | Hayek, Rami Gebran | AQN510 | Rep | 2011-02-14 | 2012-09-01 | ||
| 60 | Herbert, Thomas William (SFC:BAI196) | M | BAI196 | Rep | 2012-11-01 | 2016-12-18 | |
| 61 | Ho-Hio-Hen, Christelle Nga Sok | APH286 | Rep | 2010-08-09 | 2011-09-01 | ||
| 62 | Ho, Tsz Leung 何子樑 | AJD615 | Rep | 2003-09-02 | 2016-12-18 | ||
| 63 | Holmewood, Philip James | M | AWC657 | Rep | 2010-11-01 | 2014-03-14 | |
| 64 | Hong, Shaw-Shiun 洪紹勛 | ALC783 | Rep | 2004-08-20 | 2009-04-22 | ||
| 65 | Horiuchi, Shinichiro 堀内伸一郎 | BAX972 | Rep | 2013-07-18 | 2014-05-10 | ||
| 66 | Hu, Jing (SFC:BDI053) 胡靜 | BDI053 | Rep | 2014-04-28 | 2016-12-18 | ||
| 67 | Hu, Xisha 胡錫莎 | ARA304 | Rep | 2008-05-14 | 2008-08-16 | ||
| 68 | Innerdale, David James | M | ALS810 | RO | 2011-06-23 | 2016-12-18 | |
| 69 | Israel, Adrien Jacob | M | BBY793 | Rep | 2013-10-03 | 2016-05-20 | |
| 70 | Jonker, Hendrik (SFC:AXB227) | AXB227 | Rep | 2011-03-22 | 2011-06-01 | ||
| 71 | Joseph Pulpel, Savio | M | AXF534 | Rep | 2011-05-03 | 2016-12-18 | |
| 72 | Joshi, Deepak (SFC:AZI921) | M | AZI921 | Rep | 2014-03-05 | 2016-05-20 | |
| 73 | Kansal, Mohit (SFC:ATX900) | ATX900 | Rep | 2009-10-21 | 2012-03-31 | ||
| 74 | Kengeter, Carsten Norbert (SFC:ANM959) | ANM959 | Rep | 2009-02-09 | 2013-06-01 | ||
| 75 | Kim, Yoon Seung | ANW847 | Rep | 2007-01-25 | 2008-05-07 | ||
| 76 | Kraska, Benjamin Niklas | M | BAP380 | Rep | 2012-12-13 | 2013-02-28 | |
| 77 | Kushal, Avanish Mira | APF472 | Rep | 2007-07-04 | 2009-08-15 | ||
| 78 | Lai, Johnson Kai Tsun 黎啟進 | M | ARG205 | Rep | 2008-07-02 | 2009-07-10 | |
| 79 | Lam, Eric Christopher | M | AQA564 | Rep | 2007-11-26 | 2008-02-24 | |
| Rep | 2008-02-28 | 2008-12-18 | |||||
| 80 | Langner, Gilbert Fred | M | ADK592 | Rep | 2010-10-14 | 2012-10-25 | |
| 81 | Lau, Homan 劉浩文 | AWU132 | Rep | 2013-07-12 | 2015-05-24 | ||
| 82 | Law, Ka Fai (SFC:APH953) 羅家輝 | APH953 | Rep | 2011-04-13 | 2013-02-01 | ||
| 83 | Lee, Hyun Jae (SFC:AHN694) 李賢宰 | AHN694 | Rep | 2007-04-19 | |||
| Rep | 2010-09-27 | 2016-06-11 | |||||
| 84 | Lee, Michel Kai Tai 李啟泰 | M | AOJ780 | Rep | 2013-06-20 | 2016-12-18 | |
| 85 | Lee, Samuel Man Fat 李萬發 | 45 | M | ADR824 | Rep | 2004-12-03 | 2009-09-05 |
| 86 | Lee, Simon Chun Kit 李俊傑 | 38 | M | AHA361 | Rep | 2009-04-22 | |
| 87 | Lent, Nicholas Alexander | M | APC030 | Rep | 2009-11-19 | 2011-06-28 | |
| 88 | Leung, Wing Yan (SFC:AUW488) 梁穎恩 | AUW488 | Rep | 2010-03-12 | 2014-07-22 | ||
| 89 | Li, Chun Wai (SFC:AOL205) 李俊蔚 | AOL205 | Rep | 2009-08-28 | 2016-06-21 | ||
| 90 | Li, Jingshu 李京書 | BDX191 | Rep | 2014-08-05 | 2016-12-18 | ||
| 91 | Li, Man Wing 李文穎 | AJO743 | Rep | 2005-05-24 | 2014-10-01 | ||
| 92 | Li, Mavis Qiwen 李綺雯 | F | AMF022 | Rep | 2012-05-10 | 2016-12-18 | |
| 93 | Lim, Pek Kueen | BDL625 | Rep | 2014-05-26 | 2016-12-18 | ||
| 94 | Lo, Shui Wah 盧萃樺 | AOB249 | Rep | 2010-07-27 | 2014-02-11 | ||
| 95 | Lock, Timothy James | M | AXQ297 | Rep | 2011-07-18 | 2016-12-18 | |
| 96 | Lu, Hao Feng 呂豪鋒 | ARI634 | Rep | 2008-07-21 | 2012-11-15 | ||
| 97 | Lynch, Simon James | M | AMW694 | Rep | 2007-08-01 | 2009-05-13 | |
| 98 | Maguire, Raymond | M | ANZ631 | Rep | 2006-09-29 | 2008-10-18 | |
| 99 | Mak, Hin Chun 麥顯俊 | M | APL244 | Rep | 2013-08-05 | 2016-12-18 | |
| 100 | Man, Kam Chiu 文錦超 | AAX339 | Rep | 2006-10-02 | 2008-04-17 | ||
| 101 | Matsumoto, Jun 松本淳 | BAZ871 | Rep | 2013-04-05 | 2016-12-18 | ||
| 102 | McCormick, Neil John | M | ATX904 | Rep | 2009-11-11 | 2010-06-21 | |
| 103 | McNulty, Peter Richard | M | BBR308 | Rep | 2013-08-12 | 2016-12-18 | |
| 104 | Melwani, Rajesh Ramesh (SFC:AEU252) | M | AEU252 | Rep | 2009-03-13 | ||
| RO | 2009-03-13 | 2010-01-26 | |||||
| 105 | Mok, Hoi Chung 莫海忠 | AEE172 | Rep | 2010-03-02 | 2011-05-03 | ||
| 106 | Mok, Kwan Ho (SFC:AXS235) 莫君豪 | AXS235 | Rep | 2014-03-05 | 2016-12-18 | ||
| 107 | Moon, Jae Wook 文裁煜 | AOU410 | Rep | 2007-07-23 | 2014-05-08 | ||
| 108 | Morris, Robert (SFC:AZM831) 銘陽 | M | AZM831 | Rep | 2012-05-31 | 2016-10-12 | |
| 109 | Motwani, Natasha Murli | F | AUR655 | Rep | 2010-02-09 | 2016-12-18 | |
| 110 | Nelson, Ryan Wesley (SFC:AQX958) | M | AQX958 | Rep | 2011-09-30 | 2016-05-20 | |
| 111 | Ng, Chun Wai (SFC:AMF277) 吳俊威 | AMF277 | Rep | 2007-06-07 | 2009-07-10 | ||
| 112 | Ng, Kwong Man 吳光民 | AME704 | Rep | 2005-07-04 | 2008-03-15 | ||
| 113 | Ng, Pui Ying (SFC:BBP903) 吳珮瑩 | BBP903 | Rep | 2013-07-25 | 2015-07-25 | ||
| 114 | Ng, Wai Kwong (SFC:ADJ383) 吳衛剛 | ADJ383 | Rep | 2006-10-02 | 2008-04-17 | ||
| 115 | Nguyen, The-Xuan-Dieu | BBM580 | Rep | 2014-01-29 | 2014-03-08 | ||
| 116 | Ning, Feng Tao | AQX333 | Rep | 2008-05-05 | 2009-05-02 | ||
| Rep | 2009-07-30 | 2012-03-17 | |||||
| 117 | Novak, Alexander Stanley | M | ATI171 | Rep | 2009-07-20 | 2016-12-18 | |
| 118 | O'Meara, Christopher James Sidney | M | AFQ412 | Rep | 2010-07-06 | 2010-10-27 | |
| RO | 2010-10-27 | 2014-04-10 | |||||
| 119 | Pal, Andrew Leslie | M | AKW574 | Rep | 2004-06-24 | 2014-04-12 | |
| 120 | Pan, Gaowa 潘高娃 | BBA527 | Rep | 2013-03-28 | 2014-05-09 | ||
| 121 | Pang, Kenneth Kwok Kit 彭國傑 | M | AEO731 | RO | 2005-05-19 | 2009-04-08 | |
| 122 | Parakh, Archit | BBT705 | Rep | 2013-08-30 | 2016-12-18 | ||
| 123 | Park, Min | AFA670 | RO | 2004-07-29 | 2009-04-15 | ||
| 124 | Ping, Lanphie Chi-Wen | AZT233 | Rep | 2012-07-09 | 2014-03-13 | ||
| 125 | Pitts, Greenfield Spenceley | ANM515 | Rep | 2006-06-29 | 2007-02-01 | ||
| 126 | Raskin, Iain Alexander (SFC:BAX616) | M | BAX616 | Rep | 2014-09-03 | 2016-12-18 | |
| 127 | Scott, Christopher (SFC:ATO855) | M | ATO855 | Rep | 2012-11-27 | 2013-08-22 | |
| RO | 2013-08-22 | 2016-06-25 | |||||
| 128 | Shen, Allan Hung Yat 沈鴻逸 | M | AIC834 | Rep | 2006-10-02 | 2007-06-30 | |
| 129 | Shen, Jiawen (SFC:ANQ097) 沈佳雯 | ANQ097 | Rep | 2014-05-26 | 2016-12-18 | ||
| 130 | Shu, Hon Tak 徐漢德 | BAN047 | Rep | 2012-11-27 | 2014-02-24 | ||
| 131 | Sillam, Jonathan Charles Marc | M | AOM654 | Rep | 2010-02-09 | 2014-04-11 | |
| 132 | Slaoui, Mohammed Saad | M | AYC193 | Rep | 2011-09-20 | 2016-12-18 | |
| 133 | Smith, Paul Savile | M | AVN296 | Rep | 2014-05-19 | 2016-12-18 | |
| 134 | So, Nelson Shing Hing 蘇盛興 | M | ACH779 | Rep | 2006-10-02 | 2008-04-17 | |
| 135 | Song, Chaoran 宋超然 | BDL242 | Rep | 2014-05-19 | 2016-12-18 | ||
| 136 | Spielhofer, Philippe Marc | M | AQL674 | Rep | 2011-05-17 | 2015-09-01 | |
| 137 | Stead, David Andrew (SFC:AQT298) | M | AQT298 | Rep | 2008-04-07 | 2013-06-29 | |
| Rep | 2014-09-22 | 2016-12-18 | |||||
| 138 | Steele, Patrick James | M | BCZ920 | Rep | 2014-03-03 | 2016-12-18 | |
| 139 | Strachan, David Lyall | M | AFF232 | Rep | 2013-10-15 | 2016-12-18 | |
| 140 | Subramaniam, Mohan (SFC:ADD198) | ADD198 | Rep | 2006-10-02 | 2007-05-22 | ||
| RO | 2007-05-22 | 2008-11-06 | |||||
| 141 | Suen, Kin Dick 孫堅迪 | AVM103 | Rep | 2010-07-13 | 2016-12-18 | ||
| 142 | Sum, Hing Man 岑慶文 | ABW145 | Rep | 2014-04-11 | |||
| 143 | Sun, Yiqian (SFC:ATV809) 孫逸潜 | ATV809 | Rep | 2009-10-05 | 2011-04-13 | ||
| 144 | Sung, Yoon Kyu | AKU991 | Rep | 2013-07-24 | 2016-12-18 | ||
| 145 | Takahashi, Taichi 高橋太一 | AZY880 | Rep | 2012-08-17 | 2013-04-18 | ||
| RO | 2013-04-18 | 2013-11-18 | |||||
| Rep | 2013-11-18 | 2015-07-18 | |||||
| 146 | Tan, Freddie Kuok Lin | ASQ162 | Rep | 2009-03-27 | 2015-11-24 | ||
| 147 | Tang, Ming Wai (SFC:AIH670) 鄧明緯 | AIH670 | Rep | 2005-04-07 | 2009-04-06 | ||
| 148 | Tang, Minyi 唐敏毅 | AWS939 | Rep | 2011-01-28 | 2015-04-15 | ||
| 149 | Tong, David Doe-hung 湯道鴻 | M | AXG906 | Rep | 2011-05-19 | 2014-01-09 | |
| 150 | Tropper, Giselle Natalia | AUA249 | Rep | 2014-03-13 | 2016-12-18 | ||
| 151 | Walkom, Adam Glen | M | ANQ987 | Rep | 2007-07-09 | 2007-08-09 | |
| 152 | Wan, Yew Chye 范有財 | ADF140 | Rep | 2006-10-02 | 2012-02-07 | ||
| 153 | Wang, Xiaolei (SFC:APP106) 王小磊 | F | APP106 | Rep | 2007-09-21 | 2009-08-15 | |
| 154 | Wannenmacher, Tim | M | AMU467 | Rep | 2011-05-12 | 2014-01-07 | |
| RO | 2014-01-07 | 2016-12-18 | |||||
| 155 | Werrmann, Alf | AWQ445 | Rep | 2011-01-31 | 2012-10-25 | ||
| 156 | Wong, Donald Ho Lun 黃浩麟 | M | APH272 | Rep | 2007-07-19 | 2016-12-18 | |
| 157 | Wong, Gary Hiu-Gar 黃曉嘉 | M | AZG465 | Rep | 2013-09-13 | 2016-01-16 | |
| 158 | Wong, Kelman Kai Man 王啟民 | BDZ079 | Rep | 2014-08-13 | 2016-12-18 | ||
| 159 | Wong, Schenken 黃尚勤 | AQS494 | Rep | 2008-03-28 | 2010-03-15 | ||
| 160 | Wong, Stephen (SFC:AJO207) 黃錦豪 | M | AJO207 | Rep | 2004-03-19 | 2008-04-30 | |
| 161 | Wu, Bun Lerd Bernard 胡斌畧 | APL242 | Rep | 2010-10-05 | 2016-12-18 | ||
| 162 | Xi, Jiahe 郗加河 | BCJ300 | Rep | 2014-06-05 | 2015-03-28 | ||
| 163 | Xiong, Chaoyu 熊超宇 | BDE378 | Rep | 2014-04-07 | 2015-07-08 | ||
| 164 | Xu, PeiLai 徐沛來 | AOH669 | Rep | 2014-07-07 | 2016-12-18 | ||
| 165 | Yen, Anna 嚴立恬 | F | ANG466 | Rep | 2010-06-28 | 2013-01-23 | |
| 166 | Yoon, Chi Won | ACN181 | RO | 2003-09-15 | 2005-06-09 | ||
| Rep | 2005-06-09 | 2016-07-25 | |||||
| 167 | Yuan, Qian (SFC:BBK056) 袁倩 | BBK056 | Rep | 2013-07-02 | 2016-12-18 | ||
| 168 | Yun, Heekyu | ATJ399 | Rep | 2009-07-22 | 2010-03-07 | ||
| Rep | 2011-07-21 | 2016-12-18 | |||||
| 169 | Zalaket, Michael J | M | AUH396 | Rep | 2009-12-08 | 2010-01-19 | |
| 170 | Zhang, Shao Ying 張少英 | AQE595 | Rep | 2007-12-21 | 2009-07-10 | ||
| 171 | Zhu, Liping (SFC:ANT815) 朱力平 | ANT815 | Rep | 2008-02-25 | 2013-04-06 | ||
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