UBS SECURITIES ASIA LIMITED

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2008
SFC ID Role From Until
1 Akov, Nedeltcho Jelev APL839 Rep 2007-09-03 2008-08-08
2 Anderson, Michael James (SFC:ABX611) M ABX611 Rep 2005-03-24
3 Armanazi, Zayd AOR600 Rep 2007-03-16 2007-06-15
4 Arnold, Melanie Lynn F AOX205 Rep 2007-05-29 2008-09-01
5 Arora, Dhruv (SFC:ARG980) ARG980 Rep 2008-07-04 2015-04-30
6 Au, Alexander Pak Cheung 區柏祥 32 M AKP472 Rep 2004-05-18 2008-03-11
7 Balani, Pankaj APC890 Rep 2007-06-25 2008-06-01
8 Bansal, Navneet Kumar M ANU797 Rep 2006-08-24 2010-03-25
9 Barros Iii, Belmiro Jose AEL713 Rep 2006-10-02 2007-03-30
10 Beshke, Clarence John M ADS271 RO 2010-10-15
11 Bhumiratana, Master Sanu AOB633 Rep 2006-10-24 2025-08-22
12 Blackburn, Andrew James (SFC:AJE473) M AJE473 Rep 2003-09-29 2003-12-10
13 Bodek, Haim Yigal AJJ914 Rep 2004-03-15 2004-06-15
14 Bodenheimer, Joseph Mark M AOX209 Rep 2007-05-29 2009-11-24
15 Bourne, Andrew Robert (SFC:AOY105) M AOY105 Rep 2007-05-16 2010-03-11
16 Bradshaw, John (SFC:AHC328) M AHC328 Rep 2012-03-29
17 Bradshaw, Stephanie 李婉青 F AMB744 Rep 2005-06-10 2007-12-22
18 Burns, Leonard Carter M AOX199 Rep 2007-05-29 2011-02-22
19 Casati, Andrea (SFC:AMW488) F AMW488 Rep 2006-01-11 2006-04-16
20 Chan, Andrea Wai Ming 陳慧明 F ALB904 Rep 2006-08-16 2007-04-14
21 Chan, Andy Kok Heng AFC953 Rep 2005-10-25 2011-02-16
22 Chan, Brian Hon Kei 陳漢基 M AKI936 Rep 2004-04-15 2009-04-22
23 Chan, Mark Man Wai 陳孟為 M ABR486 Rep 2003-04-09
24 Chan, Raymond Yiu Yue 陳耀宇 M AHA800 Rep 2008-06-05 2017-12-19
25 Chang, Vaughn Yu Wen 張聿文 ACC583 Rep 2006-09-25 2010-06-07
26 Chaudhry, Mateen AOO558 Rep 2007-05-16 2008-05-10
27 Cheng, Ada Tung Ying 鄭東熒 F AFX315 Rep 2008-06-10 2010-03-31
28 Cheng, Jimmy Min Tat 鄭勉達 M ACV741 RO 2005-05-20
Rep 2005-05-20 2007-04-28
29 Cheuk, So Wah 卓素華 ARB609 Rep 2008-08-14
30 Cheung, Ronald Yat Sau 張逸修 M AHJ471 Rep 2008-06-05 2016-07-19
31 Chew, Jason Chiat Tsen 周傑昇 M AIN850 Rep 2008-06-05 2010-03-12
32 Chu, Peter M AIR824 Rep 2004-04-14 2007-02-23
33 Chung, Rex Richard Kyuchang M AEI990 Rep 2003-06-25
34 Coffeng, John Martinus (SFC:ADJ820) M ADJ820 Rep 2010-09-06
35 Combalot, Laurent Benoit Georges M AHC015 Rep 2009-05-06
36 Desai, Anil Pralhad ALS457 Rep 2005-02-16 2006-03-23
37 Donald, Luke Geoffrey M AJM931 Rep 2004-03-01 2007-04-14
38 Donnelly, Brian Patrick M AJJ924 Rep 2004-03-29 2004-06-29
39 Donovan, James William (SFC:ARA301) M ARA301 Rep 2008-05-09 2014-05-13
40 Easterbrook, Trevor Stephen M AGX021 Rep 2004-02-23
41 Fok, Ronald King Man 霍敬文 31 M AGE025 Rep 2018-05-04
42 Fong, Belinda Mun Yee 方敏怡 F AOC873 Rep 2006-11-01 2009-06-13
43 Fox, Katherine Louise Alban F ANE040 Rep 2006-03-09 2014-06-28
44 Fujii, Akemi ANP294 Rep 2006-08-24 2009-04-24
45 Gencarelli, Franco Joseph M AOA885 Rep 2006-10-09 2011-12-31
46 Goel, Kshitij AQM623 Rep 2008-07-02 2008-12-18
47 Gooding, Nial Dennis Henry 劉國誠 49 M ABS538 Rep 2008-06-05 2010-03-19
48 Gunton, Michael Andrew M AMN659 Rep 2005-09-28 2006-02-15
49 Gupta, Shivam (SFC:APC574) APC574 Rep 2007-06-18 2011-04-02
50 Hamano, Tetsuya AOY771 Rep 2007-06-05 2008-04-05
51 Henley, Robert Alexander M AHR011 Rep 2005-01-21 2006-04-01
52 Hirai, Yosuke 平井陽介 APL838 Rep 2007-08-31 2008-03-26
53 Ho, Tat Shing 何達成 AHA554 Rep 2003-06-11 2003-08-21
54 Ho, Tsz Leung 何子樑 AJD615 Rep 2003-09-02 2018-06-05
55 Ho, Yuk (SFC:AJC804) 何旭 AJC804 Rep 2003-08-06 2006-03-03
56 Hong, Shaw-Shiun 洪紹勛 ALC783 Rep 2004-08-20 2009-04-22
57 Hosie, Neil Cameron M AHQ348 Rep 2004-05-28
58 Hsu, Karen Chia Lin 徐嘉琳 F ACO622 Rep 2004-02-23
59 Hu, Xisha 胡錫莎 ARA304 Rep 2008-05-14 2008-08-16
60 Hung, Gary Lok Ming 熊洛銘 M ADY288 Rep 2003-06-11 2006-03-04
61 Hunt, Christopher James Andrews M AHR004 Rep 2008-06-05 2016-06-23
62 Innerdale, David James M ALS810 Rep 2005-03-01 2011-06-23
63 Kim, Susan Eun F AIB938 Rep 2005-03-31 2008-05-07
64 Kim, Yoon Seung ANW847 Rep 2007-01-25 2008-05-07
65 Kong, Luhua 孔露華 AOL209 Rep 2007-01-18 2007-08-04
66 Kushal, Avanish Mira APF472 Rep 2007-07-04 2009-08-15
67 Kwan, Sing Yuen 關承遠 ABW052 Rep 2008-08-29
68 Kwong, Marcus Mann 鄺孟芹 M AFU388 Rep 2005-03-31 2009-04-25
69 Kwong, Myron Mann 鄺孟恆 ANR646 Rep 2006-07-24 2022-06-30
70 Lai, Johnson Kai Tsun 黎啟進 M ARG205 Rep 2008-07-02 2009-07-10
71 Lam, Eric Christopher M AQA564 Rep 2007-11-26 2008-02-24
Rep 2008-02-28 2008-12-18
72 Lam, Hu Yang 林曉陽 ADU633 Rep 2003-06-11 2006-09-16
73 Lau, Marcus Chi Chiu 劉志超 M AAC292 Rep 2006-06-08
74 Lee, Brian Dongwon M AOK584 Rep 2007-01-12 2009-03-20
75 Lee, Gregory Joseph M APD818 Rep 2007-06-28 2009-04-24
76 Lee, Hyun Jae (SFC:AHN694) 李賢宰 AHN694 Rep 2007-04-19
77 Lee, Michel Kai Tai 李啟泰 M AOJ780 Rep 2007-01-08 2011-11-25
78 Lee, Samuel Man Fat 李萬發 39 M ADR824 Rep 2004-12-03 2009-09-05
79 Lee, Scott Jun-Yong M ARJ302 Rep 2008-07-24 2008-08-24
80 Lee, Sharon Chee Ling 呂紫玲 F ALQ957 Rep 2005-01-26 2010-03-08
81 Lee, Simon Chun Kit 李俊傑 32 M AHA361 Rep 2009-04-22
82 Lee, Yik Long 李奕朗 ARG942 Rep 2008-07-04 2009-07-18
83 Lee, Yoon Cho AOX771 Rep 2007-05-21 2008-01-03
84 Lei, Baoxi 雷宝溪 AQA678 Rep 2007-11-23 2012-03-27
85 Lent, Nicholas Alexander M APC030 Rep 2007-06-14 2011-06-28
86 Leung, Andrew Jason M ANV051 Rep 2008-04-15 2008-05-15
87 Leung, Nancy Ann 梁學安 F AKO860 Rep 2006-09-04 2007-08-04
88 Lewis, Gareth Rhys (SFC:AOX202) M AOX202 Rep 2007-05-29 2008-06-23
89 Li, Anita Oi Yan 李靄欣 F AGP627 Rep 2008-08-20 2016-03-16
90 Li, Jing (SFC:AOV618) 李菁 AOV618 Rep 2007-05-08 2012-12-22
91 Li, Man Wing 李文穎 AJO743 Rep 2005-04-01 2014-10-01
92 Li, Mavis Qiwen 李綺雯 F AMF022 Rep 2005-10-25 2017-12-21
93 Liew, Yew Wah AET878 Rep 2003-05-06 2004-04-28
94 Lim, Meng Phong 林明鳳 AFH049 Rep 2017-06-28
95 Liu, David Wai Chang 廖維彰 M ALW919 Rep 2008-05-09 2008-08-09
96 Lo, Shui Wah 盧萃樺 AOB249 Rep 2006-10-18 2007-05-15
Rep 2008-12-15 2014-04-11
97 Lu, Hao Feng 呂豪鋒 ARI634 Rep 2008-07-21 2012-11-15
98 Luk, Terence (SFC:AGI503) 陸凱賢 M AGI503 Rep 2005-10-25 2006-01-28
99 Lynch, Simon James M AMW694 Rep 2006-01-09 2006-02-09
Rep 2006-07-05 2006-07-12
Rep 2007-08-01 2009-05-13
100 Maclean, Hamish Alexander M ANQ332 Rep 2006-07-10 2008-04-09
101 Maguire, Raymond M ANZ631 Rep 2006-09-29 2008-10-18
102 Man, Kam Chiu 文錦超 AAX339 Rep 2006-10-02 2008-04-17
103 McQueen, Lee Michael M ACR744 Rep 2005-05-10 2009-04-04
104 Melwani, Rajesh Ramesh (SFC:AEU252) M AEU252 Rep 2010-01-26
105 Misumi, Genichiro AOX258 Rep 2007-05-29 2014-11-20
106 Moon, Jae Wook 文裁煜 AOU410 Rep 2007-07-23 2014-05-08
107 Mueller, John Andrew M AOX241 Rep 2007-05-29 2007-08-29
108 Muldoon, James Patrick (SFC:AOX234) M AOX234 Rep 2007-05-29 2009-12-15
109 Murphy, Hamish Scott M AOX244 Rep 2007-05-23 2012-10-24
110 Myers, Kevin Mitchell M ALB239 Rep 2004-08-04 2010-05-14
111 Namdar, David M APD844 Rep 2007-07-03 2009-04-30
112 Ng, Chun Wai (SFC:AMF277) 吳俊威 AMF277 Rep 2007-06-07 2009-07-10
113 Ng, Eric Peter 吳君豪 M ARO920 Rep 2008-09-12 2012-12-22
114 Ng, Kenneth Chi Keung 吳志強 M AJM684 Rep 2004-02-25 2005-03-09
115 Ng, Kwong Man 吳光民 AME704 Rep 2005-07-04 2008-03-15
116 Ng, Wai Kwong (SFC:ADJ383) 吳衛剛 ADJ383 Rep 2006-10-02 2008-04-17
117 Ning, Feng Tao AQX333 Rep 2008-05-05 2009-05-02
118 Pabari, Shrikesh Dilip AQY822 Rep 2008-05-02 2018-08-15
119 Pang, Kenneth Kwok Kit 彭國傑 M AEO731 Rep 2003-06-11 2009-04-08
120 Park, Min AFA670 RO 2004-07-29 2009-04-15
121 Pattaphongse, Patipat ACK851 Rep 2008-09-23 2018-05-31
122 Periakaruppan, Chidambaram AQS367 Rep 2008-03-26 2010-04-20
123 Perrett, David Michael (SFC:AFF191) M AFF191 Rep 2004-11-23 2009-03-26
124 Pitts, Greenfield Spenceley ANM515 Rep 2006-06-07 2007-02-01
125 Quah, Chiang Ming (SFC:AER425) 柯江明 AER425 Rep 2008-06-05 2017-07-15
126 Rabinowitz, David M AHW502 Rep 2005-11-04 2021-04-09
127 Rada Soto, Maria F ANG175 Rep 2006-03-27 2007-03-27
128 Redbourn, Paul Robert (SFC:AFQ906) M AFQ906 Rep 2003-05-14 2015-01-28
129 Robertson, Simon Montague M AGI097 Rep 2008-06-05 2010-04-09
130 Sanchez, Marlon Mikhail M ADJ822 Rep 2004-11-26 2006-05-16
131 Sasao, Hiroshi M AMI544 Rep 2006-02-10 2008-08-08
132 Saxvik, Eric Bradley M ACR775 Rep 2005-03-31 2012-04-13
133 Sen, Arnab (SFC:AMF183) AMF183 Rep 2005-07-15 2006-07-18
134 Shah, Sheryl AQV658 Rep 2008-04-21 2011-04-05
135 Shalabi, Hani Youssef AMU521 Rep 2006-05-08 2008-03-21
136 Shen, Allan Hung Yat 沈鴻逸 M AIC834 Rep 2006-10-02 2007-06-30
137 Sheren, Peter Jay M AKS922 Rep 2005-03-31 2005-06-15
138 So, Ferdinand 蘇平恩 AFO880 Rep 2004-03-26 2007-07-17
139 So, Nelson Shing Hing 蘇盛興 M ACH779 Rep 2006-10-02 2008-04-17
140 Soo, Phaik Lin AMH268 Rep 2005-08-01 2007-09-29
141 Stead, David Andrew (SFC:AQT298) M AQT298 Rep 2008-04-07 2013-06-29
142 Stephens, Clifford Peter M ANI824 Rep 2006-05-10 2009-04-27
143 Sturman, Jonathan Marc M ALU446 Rep 2005-03-10 2006-06-22
144 Subramaniam, Mohan (SFC:ADD198) ADD198 Rep 2006-10-02 2008-11-06
145 Suen, Benny Hung Kit 孫雄傑 M AIB797 Rep 2009-04-22
146 Sui, Voon Keat Kenneth 許文杰 APG897 Rep 2007-07-16
147 Sum, Hing Man 岑慶文 ABW145 Rep 2014-04-11
148 Sung, Yoon Kyu AKU991 Rep 2004-06-15 2020-09-07
149 Takeuchi, Shuntaro AOX246 Rep 2007-05-23 2014-11-20
150 Tan, Lien Seng AFK584 Rep 2003-05-06 2005-03-21
151 Tan, Snowy Sze Ling 陳施霖 AFD553 Rep 2004-08-09 2005-06-02
152 Tan, Yew Boon 陳友文 AFS647 Rep 2003-05-28 2004-05-04
153 Tang, Ian Kenneth 鄧正行 M ANR644 Rep 2006-07-24 2008-10-23
154 Tang, Ming Wai (SFC:AIH670) 鄧明緯 AIH670 Rep 2005-04-07 2009-04-06
155 Taniguchi, Chigusa AOM785 Rep 2007-01-29 2008-01-07
156 Thomson, Paul Richard M ANU165 Rep 2006-09-04 2006-12-03
157 Tse, Kenyon King-yung 謝敬勇 AMF472 Rep 2006-02-20
158 Vinais, Pascal Thierry Jean-Marie ACZ236 Rep 2006-02-27 2008-06-21
159 Vine, Carl David (SFC:AFY718) M AFY718 Rep 2004-04-26 2005-07-05
Rep 2006-02-09 2008-08-08
160 Walkom, Adam Glen M ANQ987 Rep 2007-07-09 2007-08-09
161 Wan, Yew Chye 范有財 ADF140 Rep 2006-10-02 2012-02-07
162 Wang, Xiaolei (SFC:APP106) 王小磊 F APP106 Rep 2007-09-21 2009-08-15
163 Watanabe, Nagisa AOX250 Rep 2007-05-23 2008-06-30
164 Wheeler, Daniel Raymond M AHP526 Rep 2007-05-29 2007-06-23
165 Wong, Donald Ho Lun 黃浩麟 M APH272 Rep 2007-07-19 2021-07-19
166 Wong, Po Chin 黃步前 ALY361 Rep 2008-06-05 2008-07-04
167 Wong, Schenken 黃尚勤 AQS494 Rep 2008-03-28 2010-03-15
168 Wong, Stephen (SFC:AJO207) 黃錦豪 M AJO207 Rep 2004-03-19 2008-04-30
169 Woo, Yik Yuen 胡翊遠 AND666 Rep 2007-06-20
170 Woodland, Emily Jane F AJE851 Rep 2003-10-14 2012-03-19
171 Woodward, Anthony James Passingham M ACS226 Rep 2008-09-23 2022-05-31
172 Wyshynski, Jeffrey D M AOX253 Rep 2007-05-23 2008-09-19
173 Xiang, Jisong 項吉松 ALP923 Rep 2005-01-06 2006-11-04
174 Yamahara, Yasuhiro AOX204 Rep 2007-05-29 2008-10-21
175 Yamashita, Osamu AOY778 Rep 2007-06-05 2010-11-10
176 Yan, Ka Yee Connie 甄家怡 ALF375 Rep 2008-06-05 2010-04-16
177 Ye, Xiaofei 葉曉菲 ANW404 Rep 2008-05-27 2008-10-28
178 Yeoh, Choo Guan 楊紫源 ANR771 Rep 2007-02-02 2020-04-23
179 Yip, Shuk Ling 葉淑玲 AEA526 Rep 2003-05-06 2009-12-03
180 Yoda, Aki 依田亞希 AMH137 Rep 2008-05-27 2008-12-30
181 Yoo, Ji Eun ALF651 Rep 2004-09-13 2012-03-22
182 Yoon, Chi Won ACN181 Rep 2003-09-15
RO 2003-09-15 2005-06-09
Rep 2005-06-09 2016-07-25
183 Yu, Jason Wah Chiu 余華超 M AAD859 Rep 2005-05-04 2011-06-30
184 Yu, Johnny Ching Yan 于正人 M AKO779 Rep 2004-05-05 2017-11-11
185 Zhang, Ning (SFC:AGD246) 張宁 40 M AGD246 Rep 2003-06-03 2004-03-11
186 Zhang, Shao Ying 張少英 AQE595 Rep 2007-12-21 2009-07-10
187 Zhu, Jinji 朱勁吉 ARG203 Rep 2008-07-02 2009-04-28
188 Zhu, Liping (SFC:ANT815) 朱力平 ANT815 Rep 2008-02-25 2013-04-06

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