Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2010
SFC ID Role From Until
1 Abbiss, Justin John M ACR459 Rep 2006-01-19
2 Adachi, Mimiko 安達美味子 F AMB073 Rep 2005-06-30 2008-06-01
3 Agostini, John Edward Cobcroft M AGN388 Rep 2007-03-16
4 An, Tae Jin AHK971 Rep 2010-09-06 2013-06-28
5 Anderson, Gordon Alasdair M ALZ819 Rep 2005-05-19 2005-07-08
6 Archibald, James Maxwell M AQL178 Rep 2008-02-04 2010-04-11
7 Ashton, Miles ANU726 Rep 2006-08-23 2008-08-01
8 Atmani, Mohamed (SFC:AOG962) M AOG962 Rep 2006-12-29 2007-06-23
9 Au, Tin Wai 區天偉 AJF371 Rep 2009-09-04 2012-06-30
10 Barr, Alastair Barclay (SFC:AIX180) AIX180 Rep 2003-05-02 2003-07-24
RO 2003-07-24 2005-05-24
11 Barraclough, Christopher James M APZ219 Rep 2007-11-07 2008-07-21
12 Barrow, Jason Paul M AGN135 RO 2005-01-17
13 Batchelor, Joseph James (SFC:ARD487) M ARD487 Rep 2008-06-04 2011-04-29
14 Behl, Arminder Singh (SFC:APM133) APM133 Rep 2007-09-03 2008-06-01
15 Bian, Chenxi 卞晨希 ANT279 Rep 2010-11-24 2011-12-05
16 Bird, Raymond Andrew (SFC:AVL467) M AVL467 Rep 2010-07-09 2012-12-17
17 Booth, Graeme Wayne M AIU216 Rep 2006-03-03 2006-03-20
RO 2006-03-20 2009-06-09
18 Boyton, Jamie Phillip M AFC755 Rep 2004-08-19
19 Brewer, Jeffrey Michael M AMF464 Rep 2005-07-13 2009-10-12
20 Cannamela, Cyril M AQS214 Rep 2009-06-02 2009-10-16
RO 2009-10-16 2012-11-16
21 Caughey, Nicholas Egerton M AGN387 Rep 2006-03-15
22 Chan, Benjamin Yu Ki 曾裕基 M ALW648 Rep 2005-06-15 2008-05-13
23 Chan, Ka Chung (SFC:ANT245) 陳家琮 ANT245 Rep 2006-08-04 2008-12-02
24 Chan, Mei Kwan (SFC:AOZ032) 陳美君 AOZ032 Rep 2007-05-29 2010-01-05
25 Chan, Pedro Carlos Siu Lun 陳小倫 M AIR798 Rep 2007-01-08 2008-05-26
26 Chan, Pui Sze (SFC:APD410) 陳佩思 APD410 Rep 2007-07-03 2007-10-11
27 Chan, Wai Chi (SFC:AHF464) 陳慧芝 AHF464 Rep 2006-09-19 2009-05-07
28 Chen, Fei (SFC:ACA503) 陳緋 ACA503 Rep 2003-06-03
29 Chen, Huilin (SFC:APC643) 陳輝林 APC643 Rep 2007-06-18 2008-07-04
30 Chen, Tian (SFC:AQR043) 陳添 AQR043 Rep 2008-03-18 2009-08-19
31 Cheng, Chi Wah (SFC:ABM629) 鄭志華 ABM629 Rep 2007-12-28
32 Cheng, James Vincent M AIC014 Rep 2004-05-11 2006-02-25
33 Cheung, Carmen Ka Mun 張嘉敏 F APD418 Rep 2007-06-26 2012-08-15
34 Cheung, Kar Man (SFC:AIN882) 張嘉文 AIN882 Rep 2008-06-23 2010-11-03
35 Cheung, Kin Sang (SFC:ACI723) 張健生 ACI723 Rep 2008-07-15 2008-10-21
RO 2008-10-21 2013-09-27
36 Cheung, Virginia Pui Sze 張珮詩 AGN917 Rep 2005-05-11 2007-04-08
37 Chiang, Kee Hong 蔣紀康 AFU931 Rep 2003-11-24 2010-11-27
38 Chiao, Hsin 焦訢 AVH100 Rep 2010-06-08 2011-01-01
39 Chin, Ke-vin APL191 Rep 2010-02-05 2012-03-23
40 Chiu, Chiao 邱喬 AQQ142 Rep 2008-03-11 2011-11-10
41 Choi, Sang Woong AIR725 Rep 2003-11-24 2005-09-01
42 Chong, Ting Piu 莊庭彪 AUO117 Rep 2010-02-08 2010-07-25
43 Chui, Alvin Jun Mun 崔俊文 M AMS723 Rep 2008-09-22 2009-07-25
44 Chuy Kon, Alejandro Jose M AIB976 Rep 2008-10-13 2014-09-27
45 Chye, Nyit Shin 蔡日昇 AUS310 Rep 2010-02-18 2012-11-13
46 Connor, David Jonathan (SFC:ADH898) M ADH898 Rep 2005-07-26
47 Cross, David Frederick M AAB227 RO 2010-07-01
48 Desai, Mohan Kumar M AOY872 Rep 2007-05-29 2009-10-14
49 Divito, Paul Francis M ALW650 Rep 2005-06-15 2005-07-11
50 Duan, Hong (SFC:ADE819) 段宏 ADE819 RO 2003-12-24 2008-05-09
51 Dunbar, David Greig M ADW293 Rep 2004-01-01
52 Dyer, Ashley George (SFC:ACO919) M ACO919 Rep 2006-07-10 2006-08-25
RO 2006-08-25 2012-06-30
53 Farrell, Stephen Robert M APW070 Rep 2007-10-30 2012-06-30
54 Fong, Herman Yat Wo 方逸禾 M ADH944 Rep 2004-10-13 2005-01-05
55 Foo, Gerald Tze Min 37 M AVM342 Rep 2010-07-14 2011-01-12
56 Freyre-Sanders, Andrew David Nuno D.S. M ANR872 Rep 2008-10-27 2009-09-08
RO 2009-09-08 2010-03-08
Rep 2010-03-08 2012-06-30
57 Fu, Jie (SFC:ANV268) 傅杰 ANV268 Rep 2006-08-28 2008-07-15
58 Fung, Kin Chueng 馮健昌 ALZ307 Rep 2008-08-21 2011-08-08
59 Garg, Manish (SFC:AKT480) AKT480 Rep 2006-09-13 2014-02-08
60 Garnier, Arnaud Antonie Dominique Patrick M AOG389 Rep 2006-12-05 2008-06-01
61 Glassock, Lee Douglas M ARF813 Rep 2008-06-27 2012-06-08
62 Goel, Kshitij AQM623 Rep 2008-02-14 2008-05-29
Rep 2009-11-02 2013-03-29
63 Gordon, Daniel (SFC:AHE138) M AHE138 Rep 2008-09-01
64 Guha, Krishna Jyoti ALF245 Rep 2008-09-26 2010-05-25
65 Hagen, Nicole (SFC:AOE440) F AOE440 Rep 2006-11-21 2007-08-09
66 Han, Ki Hoon APO550 Rep 2007-09-05 2013-03-29
67 Hao, Tong (SFC:AWD076) 郝彤 AWD076 Rep 2010-10-26 2011-10-07
68 Hendel, Mark Joseph M AHN633 RO 2006-07-01
69 Henricks, Peter Alan M AOJ156 Rep 2007-01-09 2008-06-06
70 Ho, Catherine Yee Yin 何綺盈 F APA405 Rep 2007-06-05 2009-09-15
71 Ho, Daniel King Wah 何景華 M AFY753 Rep 2006-09-01 2008-04-01
72 Ho, Kai Chung (SFC:AJD791) 何啟聰 AJD791 Rep 2005-06-01 2010-01-05
73 Ho, Sin Yi 何善儀 ADA785 Rep 2012-06-30
74 Hong, Sung Kap 洪性甲 ANB204 Rep 2006-02-21 2006-09-17
Rep 2008-07-07 2009-12-01
75 Howard, Stephen Douglas M AHR787 Rep 2004-10-15 2005-07-21
RO 2005-07-21 2006-01-19
Rep 2006-01-19 2009-03-05
RO 2009-03-05 2014-09-27
76 Hsu, Yi Ying 徐怡盈 ANJ021 Rep 2007-08-30 2011-09-05
77 Hsueh, Ya-Chi 薛雅琦 ARG528 Rep 2008-07-02 2009-11-09
78 Huang, Yung-Chao 黃勇超 AHK485 Rep 2003-05-20
79 Hui, Sun Lam 許新林 AQE830 Rep 2007-12-24 2008-05-09
80 Hui, Tze Kai 許子佳 ARB848 Rep 2010-06-08 2012-01-04
81 Hutton, Ian (SFC:ANR984) M ANR984 Rep 2006-07-31 2008-09-01
82 Ip, Chi Kong 葉智剛 AOX418 Rep 2007-05-14 2008-12-02
Rep 2010-01-22 2011-04-07
83 Irvine, Peter Stuart M ASY380 Rep 2009-05-15 2009-09-08
RO 2009-09-08 2010-03-08
Rep 2010-03-08 2011-06-16
84 Jiang, Bo (SFC:AWD081) 姜博 AWD081 Rep 2010-10-26 2011-11-10
85 Johnson, Richard William Cramer M ACC652 Rep 2003-06-25
86 Kang, Gyong Hee F AIK892 Rep 2006-08-23
87 Kang, Jong Hak 姜宗學 ARB771 Rep 2008-05-26 2012-03-23
88 Kang, Josef Chung Hwan ADU030 Rep 2006-01-09 2006-03-07
89 Kang, Stephen Soo Hwan M AEM493 Rep 2004-05-04 2006-03-07
90 Khan, Mustufa Shah ALW649 Rep 2005-06-07 2006-05-13
91 Killian, Michael Laughlin M AML145 Rep 2005-09-05 2006-10-01
92 Kim, Hong Shik 金弘植 ADV020 Rep 2004-05-27 2006-03-07
93 Kim, Jee Yeon 金志妍 ANM620 Rep 2006-06-08 2008-12-02
94 Ko, Man Ho 高文灝 ANV286 Rep 2006-08-28 2011-08-08
95 Koh, Poh Soon (SFC:ARX026) 許寶順 ARX026 Rep 2008-11-28 2009-07-20
RO 2009-07-20 2012-06-01
96 Kong, Jennifer Sohyoen F AMQ699 Rep 2010-07-16 2012-11-13
97 Kumar, Gaurav (SFC:AOY508) AOY508 Rep 2007-05-29 2012-11-13
98 Kwan, David Yat Tung 關日東 M AGT675 Rep 2003-12-10
99 Kwan, Man Ki 關敏琪 AFT708 Rep 2006-08-25
100 Kwok, Kenneth Chun Hei 郭俊熙 M APH173 Rep 2007-07-23 2009-10-14
101 Lai, King Kai 黎擎楷 AHC350 Rep 2004-07-15 2009-01-13
102 Lam, Ashley Chit Fai 林皙暉 AMB071 Rep 2005-06-01 2006-10-28
103 Lam, Ka Wai (SFC:AOV836) 林家威 AOV836 Rep 2010-03-19 2014-09-19
104 Lam, Karvan Ka Man 林嘉敏 ADQ312 Rep 2004-07-12 2005-08-31
105 Lappin, Graham Michael M AGB470 Rep 2007-04-02
106 Lau, Airy Tak Chuen 劉德泉 45 M AAI487 Rep 2006-06-13
107 Lau, Henry Ming Hong 劉名康 M APA612 Rep 2007-06-05 2007-07-07
108 Lau, Jimmy Ka Seung 劉嘉相 M AAG055 Rep 2012-06-30
109 Lauw, Aik Han 劉益漢 AOL206 Rep 2007-01-18 2007-08-27
110 Law, Kin Fat 羅建發 42 M ABL850 Rep 2006-09-07 2007-04-02
111 Law, Oliver Tin-Loong 羅天龍 M APB677 Rep 2007-06-12 2013-03-16
112 Law, Wagner Chung Po 羅忠寶 AGJ134 Rep 2012-05-01
113 Lee, Alice Wai Yin 李偉賢 F AAH588 Rep 2008-10-09
114 Lee, Jason Kwok Wang 李國宏 M AFC167 Rep 2005-11-23 2007-01-15
115 Lee, Martin Kin Mann 李健文 M AFE596 Rep 2006-04-08
116 Lee, Mickey Wing Tak 李永德 M ABM912 Rep 2005-09-12 2006-10-01
117 Lee, Wai Kei 李偉基 AGE853 Rep 2005-04-25 2006-02-28
118 Lee, Wang Kei 李宏基 AQN811 Rep 2008-02-25 2009-01-02
119 Lee, Yu Chuan AGH978 Rep 2004-10-06
120 Leung, Lisa (SFC:APZ443) 梁麗珊 F APZ443 Rep 2010-01-29 2011-04-19
121 Leventhorpe, Thomas Rooper M ABA264 Rep 2007-01-23
122 Lewis, Paul William John (SFC:APB503) M APB503 Rep 2007-06-12 2008-09-27
123 Li, Chun Wai (SFC:AOL205) 李俊蔚 AOL205 Rep 2007-01-25 2009-08-24
124 Li, Shuk Fat 李淑法 ACY281 Rep 2003-06-03
125 Liang, Terran Hua-Wen 梁華文 AIC504 Rep 2003-05-20
126 Lim, Choot ACV298 Rep 2005-12-12 2006-05-18
127 Lim, Sae Whan 林世煥 AOJ901 Rep 2007-03-21 2007-06-07
128 Ling, May Yee Man 凌意文 F ANG116 Rep 2007-05-30 2012-06-29
129 Liu, Chien-Hung AVC345 Rep 2010-05-04 2011-07-01
130 Liu, Kate Kit Yee 廖潔儀 F ACY139 Rep 2003-04-17
131 Liu, Kenneth Kwok Wah 廖國華 M AEG935 Rep 2007-07-12 2007-12-22
132 Liu, Thomson Ka Yip 廖嘉業 AVH099 Rep 2010-06-08 2014-06-06
133 Lo, Fai 羅暉 ARA404 Rep 2008-05-16 2011-05-12
134 Lo, Karen Ka-Wai 盧嘉慧 F ACD184 Rep 2004-02-25 2007-03-02
135 Lo, Thebes Lai Kwan 羅麗群 ACT431 Rep 2004-08-12
Rep 2005-02-21 2006-06-29
136 Lu, Ming Hung 呂明鴻 APA618 Rep 2007-06-12 2008-01-12
137 Lui, James Ngai Him 雷毅謙 M ABH139 Rep 2004-04-28
138 Lui, Laura 呂靄華 F ANA993 Rep 2006-02-17 2012-06-01
139 Lui, Martin Wing Kei 雷永基 M AOH219 Rep 2006-12-28 2010-10-08
140 Lung, Alice Man Han 龍敏嫻 F AAV895 Rep 2007-01-25
141 Mak, Rick G. AOD214 Rep 2006-11-08 2007-02-27
142 Malka, Benjamin Simon Joseph M APG883 Rep 2007-07-16 2011-11-10
143 Man, Kam Chiu 文錦超 AAX339 Rep 2006-09-30
144 Mann, Patrick William M AGD017 Rep 2004-03-22 2006-08-25
145 Mansfield, David Thomas M ALT907 Rep 2006-06-01 2008-06-16
146 McCann, Neil Anthony M ACR495 Rep 2003-09-25 2004-05-25
147 Milligan, Christopher Patrick M ADH093 Rep 2004-06-08 2006-05-09
148 Morris, Lyndon James 38 M AKO901 Rep 2004-05-13 2005-08-31
149 Myron, Jason Louis M AUV506 Rep 2010-03-09 2012-06-30
150 Ng, Jeffrey Kut Yin 吳吉然 M ANE006 Rep 2009-10-09 2010-01-04
151 Ng, Pauline Po Yuen 吳溥潤 F AAE985 Rep 2005-09-30
152 Ng, Wai Kwong (SFC:ADJ383) 吳衛剛 ADJ383 Rep 2004-06-17 2006-09-30
153 Ngan, Angus Ying Kit 顏英傑 AOL505 Rep 2008-01-15 2008-12-02
154 Nicholls, Matthew Peter M AHQ351 Rep 2005-04-08 2008-08-29
155 Pang, Man Wai 彭敏惠 ARD488 Rep 2008-06-11 2008-12-02
156 Pang, Siu Lun 彭兆麟 ATT501 Rep 2009-09-28 2011-04-06
157 Parry, Giles Hubert (SFC:AHN533) M AHN533 Rep 2007-02-14
158 Peng, Shuo 彭碩 AQX906 Rep 2010-07-02 2012-06-21
159 Pisano, Luke M AOX760 Rep 2009-07-16 2009-08-24
160 Poon, Ben Shu Fai 潘樹輝 M AAE969 Rep 2012-06-23
161 Poon, Chun Pong (SFC:AAD084) 潘振邦 AAD084 Rep 2005-07-11
162 Preller, Raoul Gustav M AJL240 Rep 2008-10-20 2011-02-09
163 Pritchard, Callum Gary M AOD054 Rep 2010-02-04 2014-03-31
164 Raman, Lalita AEQ060 Rep 2004-11-18 2007-07-16
Rep 2009-07-24 2012-01-09
165 Reynier, Emmanuel Jean-Marc AMN594 Rep 2005-09-28 2006-10-01
166 Rho, Ju Mi ALZ166 Rep 2005-06-24 2008-07-01
167 Rhoades, Vivien Wing Man 歐陽穎雯 F AIR404 Rep 2010-08-26 2012-06-30
168 Roberts, David Northam M ADB641 Rep 2004-06-07 2005-05-06
RO 2005-05-06 2005-11-01
Rep 2005-11-01 2008-11-22
169 Rothenhauser, Rupertus AME414 Rep 2005-06-27 2005-07-28
RO 2005-07-28 2005-10-22
170 Royds, Thomas Alexander M AFY848 RO 2005-06-06
171 Ryan, Jonathan David (SFC:AGX020) M AGX020 Rep 2004-04-15
172 Salgaocar, Rohit Anil AIU565 Rep 2009-05-26 2010-10-29
173 Sarkis, David M AJN346 Rep 2006-05-10 2007-11-01
RO 2007-11-01 2008-12-01
174 Sarran, William Patrick M AMB970 Rep 2006-09-07 2009-01-14
175 Seddon, James Edward M ANG455 Rep 2006-04-04 2008-05-01
176 Seymour, Steven James M ABM769 Rep 2009-05-15 2009-08-12
RO 2009-08-12 2011-09-05
177 Shah, Arik Pradip ANV262 Rep 2006-08-28 2008-11-17
178 Shah, Gaurik Atul AVH084 Rep 2010-06-07 2011-01-01
179 Shen, Allan Hung Yat 沈鴻逸 M AIC834 Rep 2005-03-03 2006-09-30
180 Shiu, Jeffrey Ma M AMF045 Rep 2005-07-25 2005-10-07
181 Sin, Monique Wing Sheung 冼泳湘 AJB102 Rep 2010-11-24 2012-03-23
182 So, Nelson Shing Hing 蘇盛興 M ACH779 Rep 2004-06-17 2006-09-30
183 Stambulich, Aaron John M AUQ301 Rep 2010-02-03 2011-07-23
184 Stimpson, John Matthew M ADJ619 Rep 2004-01-16 2005-03-15
185 Suh, Young Suk AFO928 Rep 2010-03-08 2011-06-01
186 Tam, Eli Lap Hang AOO211 Rep 2007-02-16 2009-02-09
187 Tan, An Li 陳安里 ARQ985 Rep 2008-10-02 2009-06-22
188 Tan, Kee Meng 陳基明 ABZ124 Rep 2004-06-07 2006-05-13
189 Tan, Yew Boon 陳友文 AFS647 Rep 2004-06-21 2006-03-11
190 Terrebrood, Henry Lee Jr M AJL563 Rep 2010-09-03 2012-04-13
191 Tong, Jack Shing Kit 湯承傑 M ADS004 Rep 2006-12-05 2007-05-21
192 Tsang, Heddy 曾愷悌 AEE534 Rep 2005-05-24 2006-06-27
193 Tsang, Kam Wing (SFC:AJD792) 曾錦榮 AJD792 Rep 2007-04-13 2008-06-01
194 Tsang, Siu Wah (SFC:AIO026) 曾少華 AIO026 Rep 2010-11-24 2011-11-10
195 Tsang, Timothy Man Chung 曾敏聰 M AIR741 Rep 2003-11-24 2005-06-16
196 Tsao, Theodore Tsuhua AHJ596 Rep 2010-05-06 2010-10-12
197 Tse, Jaff Ka Wai 謝家威 ADR277 Rep 2003-06-12 2008-09-01
198 Tso, Kevin Key Man 曹繼敏 M ADH219 Rep 2008-10-20 2012-06-30
199 Vitry, Frantz AWH797 Rep 2010-11-17 2013-04-27
200 Wan, Yew Chye 范有財 ADF140 RO 2006-09-30
201 Wang, Yeqing 王叶青 AHF673 Rep 2004-02-18 2007-06-21
202 Wang, Yue (SFC:APL764) 王悅 APL764 Rep 2007-08-24 2009-01-01
203 Whitney, Sean William M ASX078 Rep 2009-05-07 2009-10-24
204 Wilder, Benjamin Linley M AOV923 Rep 2010-12-02 2012-12-17
205 Wong, Chak Wai (SFC:ACN129) 黃集蔚 ACN129 Rep 2005-06-07 2005-07-20
RO 2005-07-20 2010-11-01
206 Wong, Chi Tai 黃志泰 AKX258 Rep 2004-07-09 2006-04-29
207 Wong, Chun Wah (SFC:AAA213) 王俊華 AAA213 Rep 2006-10-01
208 Wong, Mei Tseun 王美純 ABM893 Rep 2008-11-08
209 Wong, Shun Kit (SFC:AWE539) 黃信傑 AWE539 Rep 2010-10-28 2010-11-24
210 Wong, Sylvania Sui Kwan 黃紹群 AIR743 Rep 2003-11-24 2004-02-10
211 Wong, Wah Lam 黃華林 AAV422 Rep 2009-03-25 2012-06-30
212 Wong, Wai Ling (SFC:ADV539) 王慧鈴 ADV539 Rep 2010-10-11 2011-06-15
213 Wong, Yun Fai (SFC:APD419) 黃潤輝 APD419 Rep 2007-06-26 2008-09-03
214 Wongsasutthikul, Paitoon AOF932 Rep 2006-11-27 2007-06-01
215 Woodrow, John Thomas M AGB942 Rep 2004-03-15
216 Xu, PeiLai 徐沛來 AOH669 Rep 2008-09-26 2013-01-08
217 Yetman, Mark Stephen M ACT009 Rep 2003-05-20
218 Yim, Heung Yue 嚴香如 AEE775 Rep 2006-09-08 2013-05-01
219 Yiong, Hoi San 楊海山 AGT132 Rep 2003-05-31
220 Yoon, Jerry Chan 尹燦 M AHA576 Rep 2010-12-31 2011-08-09
221 Yuan, Weibin ALG238 Rep 2007-08-02 2013-12-17
222 Zaki, Adam Anwar M AJK665 Rep 2004-01-27 2004-08-26
223 Zao, Audrey 邵志佳 F ACB673 Rep 2006-12-05 2007-03-10
224 Zhang, Jing (SFC:ANV102) 張靖 ANV102 Rep 2006-08-28 2013-07-01
225 Zhao, Zhen (SFC:AOF925) 趙震 AOF925 Rep 2006-12-05 2007-07-01

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