Nomura Asia Investment (Hong Kong) Limited

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2009
SFC ID Role From Until
1 Akaishi, Osamu AHM633 Rep 2007-07-06
2 Ambai, Takahiro 安倍貴博 ASE990 Rep 2008-12-29 2010-02-19
3 Ang, Eric Tai Yue 洪大裕 M ADJ380 Rep 2007-08-29 2008-12-12
4 Aoyagi, Atsuyoshi AGW121 Rep 2004-07-10
5 Arora, Gaurav (SFC:APA737) APA737 Rep 2009-01-12 2010-02-19
6 Asano, Shin 淺野真 ANS096 Rep 2006-08-01 2010-02-19
7 Asazuma, Yayoi 朝妻彌生 AGL544 Rep 2005-08-30
8 Au-Yeung, Wendy Wing Yee 歐陽詠儀 F AFT616 Rep 2007-08-21 2008-10-15
9 Barnett, Maxine Bernice AOT373 Rep 2008-12-15 2010-02-19
10 Beresford, Paul Richard M ANF151 Rep 2009-09-30 2010-02-19
11 Bharti, Kirtes ANQ111 Rep 2008-11-17 2009-05-15
12 Bogossian, Alan Harry Gregoire Abel M ANG562 Rep 2007-11-23 2008-12-10
13 Bradshaw, Stephanie 李婉青 F AMB744 Rep 2008-12-10 2009-05-05
Rep 2009-10-12 2010-02-19
14 Bret, Jean-Sebastien Pierre M AQX041 Rep 2008-12-15 2010-02-19
15 Burnes, Alexander Milligan M ARD194 Rep 2009-05-29 2010-02-19
16 Burns, John Patrick (SFC:ATG678) M ATG678 Rep 2009-07-02 2010-02-19
17 Chan, Agatha Wing Yee 陳詠怡 AHT087 Rep 2003-05-06 2004-08-16
18 Chan, Chun Wing (SFC:AML975) 陳雋穎 AML975 Rep 2007-04-04 2007-07-14
19 Chan, Gary Ming Lee 陳明理 M AFI730 Rep 2004-11-29
20 Chan, Julia May Yee 陳美儀 F AOJ142 Rep 2007-08-13 2009-03-28
21 Chan, Ka Ying (SFC:AQM051) 陳嘉盈 AQM051 Rep 2009-03-14 2010-02-19
22 Chan, Wing Yin (SFC:ARX074) 陳詠賢 ARX074 Rep 2008-11-27 2010-02-19
23 Chanezon, Alain (SFC:ARJ298) M ARJ298 Rep 2008-07-23 2008-10-23
24 Chau, Kenneth Yiu Man 周耀文 M AGV336 Rep 2008-11-28 2009-10-29
25 Chau, Ling 周凌 26 M ANU529 Rep 2008-02-29 2010-02-19
26 Chekroun, Benjamin Marc John 37 M AQS273 Rep 2008-04-07 2010-02-19
27 Chen, Chengze APJ996 Rep 2008-12-08 2010-02-19
28 Chen, Chi Wan 陳志宏 ANJ553 Rep 2006-05-15 2006-11-16
29 Cheng, Chih-Hsiung 鄭智雄 AFR838 Rep 2008-06-17 2010-02-19
30 Cheng, Stephen Kwok Wai 鄭國偉 40 M ADS285 Rep 2008-12-10 2008-12-10
31 Cheung, San Tat 張新達 AFD549 Rep 2010-02-19
32 Cheung, Wing Yan (SFC:ASN728) 張詠欣 ASN728 Rep 2009-03-05 2010-02-19
33 Chew, Kang Wei 周康偉 ANW223 Rep 2008-07-28 2008-12-10
34 Chiong, Sai Lung 張世龍 AHM814 Rep 2006-04-28
35 Chiu, Siu Sang 趙小珊 AET486 Rep 2006-05-25 2010-02-19
36 Chok, Ivy Ngai Wai 卓艾維 F ADZ897 Rep 2008-04-01 2010-02-19
37 Chong, Kenny 莊嘉麟 M AOV191 Rep 2008-12-08 2010-02-19
38 Chow, Yin Fun (SFC:ACY231) 周燕芬 ACY231 Rep 2004-06-25 2006-05-30
39 Chugh, Reshma Manohar AFU982 Rep 2003-05-24
40 Chui, Chi-Sun 徐志真 AFH192 Rep 2008-12-15 2009-10-10
41 Chulani, Rohit Madan Mohan ANB806 Rep 2008-12-10 2009-04-08
42 Chung, Man Sun 鍾文燊 AAI552 Rep 2008-12-10
43 Czerkawski, Paul Andrew (SFC:ARR800) M ARR800 Rep 2008-10-09 2008-12-10
44 Dabbs Iv, John Newton M AOJ221 Rep 2008-11-28 2009-07-24
45 Di Iorio, Michael Anthony M AQA804 Rep 2008-12-15 2009-11-23
46 Dobashi, Shinobu 土橋忍 AKI539 Rep 2004-04-13 2006-09-21
47 Dolan, Paul Tiernan M APK727 Rep 2007-08-13 2010-02-19
48 Fan, Jason Che-Hsi 范哲曦 M AOK030 Rep 2009-01-15 2009-08-29
49 Fletcher, Luke (SFC:AIL062) M AIL062 Rep 2008-12-08 2010-02-19
50 Floyd, Michael (SFC:APK722) M APK722 Rep 2007-08-29 2010-02-19
51 Fu, Jackson 傅大勝 ARJ831 Rep 2008-11-28 2009-05-30
52 Fujita, Minoru AQE932 Rep 2007-12-27 2010-02-19
53 Fukuta, Yoshihiro 福田吉洋 AAF426 Rep 2008-04-15 2008-08-28
RO 2008-08-28 2009-04-23
54 Garrett, Adam Guy Orlebar 蓋首男 M ALQ136 Rep 2008-12-10 2008-12-10
55 Gilbert, Laurent Luc AKI922 Rep 2004-06-25 2005-06-02
56 Gill, Richard John Peter M AQQ119 Rep 2008-03-07 2010-02-19
57 Gleeson, James Anthony M AHT088 Rep 2008-06-12 2008-12-10
58 Go, Yoshinori 鄉喜順 M ADG400 Rep 2004-08-10 2004-09-01
RO 2004-09-01 2008-04-18
59 Gourmelen, Arnaud M AKX538 Rep 2008-12-08 2010-02-19
60 Gupta, Rahul (SFC:AGZ998) AGZ998 Rep 2008-12-10 2009-04-08
61 Hanly, Seamus Anthony M ASN900 Rep 2009-03-16 2010-02-19
62 Hao, Xin (SFC:AMH819) 郝昕 AMH819 Rep 2005-08-10 2010-02-19
63 Hara, Hitoshi AMV311 Rep 2005-12-28 2010-02-19
64 Hashimoto, Kenichi 橋本賢一 AFA748 Rep 2008-06-02 2008-12-10
65 Hatanaka, Koji AHN473 Rep 2005-03-03
66 He, Qian (SFC:APV226) 何倩 APV226 Rep 2007-10-15 2009-06-20
67 Hemmings, Lee Kerry AFK088 RO 2009-04-16 2010-02-19
68 Hillen, Florian Maarten ANR683 Rep 2006-07-24 2008-09-03
69 Hirasawa, Satoshi 44 M ADV752 Rep 2004-06-05
70 Ho, Arion Man Yiu 何汶叡 ALK797 Rep 2008-12-08 2009-10-24
71 Ho, Daniel King Wah 何景華 M AFY753 Rep 2004-07-06
72 Ho, Harrison Lok Sang 何樂生 M AAF434 Rep 2010-02-19
73 Ho, Jeffrey Chun Yu 何震宇 M AKO626 Rep 2004-05-04 2004-06-17
74 Honda, Tsukasa AQE935 Rep 2007-12-27 2010-02-19
75 Horiuchi, Go ANQ831 Rep 2006-07-18 2008-05-01
76 Hung, Kenneth Hei King 洪熙敬 M AEY448 Rep 2008-11-28 2010-02-19
77 Ichimura, Toru 市村亨 AIG945 Rep 2005-01-25
RO 2005-01-25 2006-07-24
78 Inukai, Masao 犬養昌生 ALO559 Rep 2004-12-29 2010-02-19
79 Kajitani, Yasuhide 梶谷泰秀 APF536 Rep 2007-07-18 2009-09-01
80 Kato, Katsuhito 加藤勝仁 AMF766 Rep 2005-07-20 2010-02-19
81 Kato, Mayumi 加藤真由美 AFK707 Rep 2004-11-15 2010-02-19
82 Kawahara, Michiko AGO010 Rep 2007-08-21 2010-02-19
83 Kawamata, Yasubumi ACN791 Rep 2007-12-10 2009-07-17
84 Kee, Tang Seng AEC763 Rep 2008-12-10 2009-04-08
85 Keith, John Perry M AFR251 Rep 2004-11-24
86 Kiang, Agnes Sik Fei 姜錫翡 F ABW119 Rep 2004-09-21 2005-04-20
87 Kikuchi, Satoshi (SFC:AHM444) AHM444 Rep 2006-07-31
88 Kim, Jin Gon API073 Rep 2007-08-06 2007-08-06
89 Kim, Seung Whan ADL515 Rep 2003-06-24
90 Kobayashi, Hisako AGA952 Rep 2010-02-19
91 Kot, Jack Hou Eric 葛積豪 M AJA361 Rep 2004-04-14 2008-09-03
92 Kotecha, Vikesh (SFC:AUA341) M AUA341 Rep 2009-10-29 2010-02-19
93 Lai, Joey Wing Sze 黎詠詩 AFX335 Rep 2008-04-26
94 Lam, Calvin Si Yang 林思暘 M AOO266 Rep 2007-11-05 2009-04-30
95 Lam, Eric Tak Shing 林德成 M AAI558 Rep 2010-02-19
96 Lam, Kwong Yu (SFC:AFD849) 林光宇 AFD849 Rep 2006-08-11 2007-08-11
97 Lam, Wing Kit (SFC:AGB106) 林永傑 AGB106 Rep 2008-12-01 2010-02-19
98 Lau, Chi Leung (SFC:APH032) 劉志良 APH032 Rep 2007-09-10 2009-01-31
99 Lau, Joseph Han Wai 劉恆瑋 M AGH168 Rep 2008-12-15 2010-02-19
100 Lau, Marcus Chi Chiu 劉志超 M AAC292 Rep 2006-07-08 2010-02-19
101 Lau, Yau Fong 劉幽芳 AEY478 Rep 2004-01-30 2010-02-19
102 Lee, David (SFC:ADR496) M ADR496 Rep 2004-08-01
103 Lee, Kai Pong 李啟邦 ADW528 Rep 2010-02-19
104 Lee, Nga Ying (SFC:APQ801) 李雅瑩 APQ801 Rep 2008-09-03 2010-02-19
105 Lee, Siu Keung (SFC:AFG628) 李兆強 AFG628 Rep 2007-08-06 2007-09-11
106 Legaspi, Donna Rose Ong 王金美 F AOU143 Rep 2008-11-27 2010-02-19
107 Leung, Shui Yee 梁瑞儀 AFN181 Rep 2005-07-20 2008-04-24
108 Leung, Wai Kei (SFC:AKR467) 梁偉基 28 M AKR467 Rep 2008-12-08 2010-02-19
109 Leung, Yee Wan (SFC:ARB169) 梁綺雲 ARB169 Rep 2008-05-22 2010-02-19
110 Li, Elsa So Nga 李素雅 AFE039 Rep 2004-02-06
111 Li, Ming (SFC:AMW601) 李明 AMW601 Rep 2006-06-01 2008-08-08
112 Liem, Christopher M AHK489 Rep 2008-12-08 2010-02-19
113 Lim, Eileen Siok Ling 林淑玲 F ARI436 Rep 2009-06-08 2010-02-19
114 Lin, Mason ADI140 Rep 2004-11-29
115 Liu, King Wai 劉勁威 AAD898 Rep 2010-02-19
116 Louie, Wai Tat 呂煒達 AML272 Rep 2007-02-13 2008-09-03
117 Lui, Dennis Kar Wong 呂家煌 M AFM600 Rep 2009-04-30
118 Lui, Kin Wai 呂健威 ANM045 Rep 2006-06-01 2007-05-28
119 Lynch, Brendan Jared M AQC410 Rep 2007-12-04 2008-05-14
120 Mak, Hin Chun 麥顯俊 M APL244 Rep 2008-11-28 2010-02-19
121 Mao, Wei (SFC:ATD879) 毛威 ATD879 Rep 2009-07-02 2010-02-19
122 Matsuba, Naoki AHM443 Rep 2004-07-29
123 Matsuno, Kenji 松野健司 ADP942 Rep 2004-07-20 2009-06-08
124 McLean, Neil Iain M ARB806 Rep 2008-05-27 2010-02-19
125 Mennesson, Thomas M AQX047 Rep 2008-12-15 2010-02-19
126 Merger, David Sacha M AQY418 Rep 2008-06-16 2010-02-19
127 Mileusnic, James Simon M ARR526 Rep 2008-10-03 2009-04-30
128 Miyachi, Tsukasa ADT249 Rep 2004-12-29
129 Mori, Gordon Wayne M ACF715 Rep 2003-07-26
130 Murray, Hugh Mcpherson Lathrop APU514 Rep 2008-12-08 2010-02-19
131 Nagai, Rei ALO330 Rep 2004-12-23 2008-12-16
132 Nakada, Akira ARL729 Rep 2008-08-08 2010-02-19
133 Nakagawa, Masahiro (SFC:AHM813) 中川雅博 AHM813 Rep 2004-05-01
134 Nakata, Yuji 中田裕二 AGW554 Rep 2004-07-03
Rep 2007-05-09 2007-10-15
RO 2007-10-15 2008-04-28
135 Namba, Reiko 南波怜子 AMH213 Rep 2005-08-01 2008-01-23
136 Nate, Anthony Joseph M AQN997 Rep 2008-12-15 2010-02-19
137 Ng, Calvin Cheuk Sing 吳卓乘 M ARH478 Rep 2008-07-11 2008-12-03
138 Ng, Diana Tze Chiew 黃紫秋 F ADX263 Rep 2008-07-10 2009-04-22
139 Ng, Kenneth Tak Ming 吳德明 M AAF583 Rep 2008-12-04
140 Ng, Sze Man (SFC:AMN571) 吳施敏 AMN571 Rep 2007-05-15 2009-12-19
141 Ng, Wai Man (SFC:AAU344) 吳偉文 AAU344 Rep 2008-12-12
142 Nguyen, Nicholas Nolan M ARJ828 Rep 2009-01-12 2010-02-19
143 Nishikawa, Hiroyuki 西川博之 AED144 Rep 2004-12-02
144 Nishioka, Katsuhiro 西岡克裕 AIU719 Rep 2003-05-21 2006-01-14
145 Noble, Scott Clifford M APR259 Rep 2008-11-28 2009-01-17
146 Nomura, Kan AIU759 Rep 2003-05-13 2004-01-10
Rep 2004-03-11 2004-04-15
Rep 2007-01-08 2009-07-20
147 O'Boyle, Gerald Keith M AEI662 Rep 2005-12-07 2007-08-04
148 O'Meara, Christopher James Sidney M AFQ412 Rep 2008-11-28 2010-02-19
149 O'Neile, James Finlay M ALV097 Rep 2005-03-21 2010-02-19
150 Omoto, Atsushi ANU254 Rep 2008-12-10 2009-09-14
151 Ono, Naoki 大野直樹 AKI405 Rep 2004-04-02 2006-07-24
152 Otani, Tomono 大谷知乃 AIT881 Rep 2004-06-03 2007-07-28
153 Ozeki, Masanori APH922 Rep 2007-07-30 2010-02-19
154 Park, Ansik APL004 Rep 2007-08-23 2007-08-23
155 Park, Joohong AMM131 Rep 2009-01-12 2010-02-19
156 Phua, Teck Wee 潘德偉 APJ711 Rep 2008-11-28 2010-02-19
157 Poon, Catherine Tin Lai 潘天麗 F ADV934 Rep 2009-04-30
158 Poon, Peter Chi Kin 潘子健 M AFP931 Rep 2010-02-19
159 Poon, Shuk Fan (SFC:AEE926) 潘淑芬 AEE926 Rep 2010-02-19
160 Poon, Tik Ki 潘迪琪 APU796 Rep 2007-10-10 2009-09-12
161 Pradana, Jeff Arif M APJ987 Rep 2008-12-10 2010-02-19
162 Read, Matthew Christopher M ARO220 Rep 2008-08-29 2008-11-29
Rep 2008-12-01 2010-02-19
163 Riley, Shawn David M AMR319 Rep 2005-11-04 2007-08-30
164 Robson, John Mcgowan M AED494 Rep 2005-04-14 2006-10-28
165 Ryan, Jonathan David (SFC:AGX020) M AGX020 Rep 2008-12-08 2010-02-19
166 Sano, Nobuhiro 佐野 伸広 ADQ334 Rep 2007-08-24 2010-02-19
167 Sano, Yoichiro M AHD385 Rep 2010-02-19
168 Sawada, Hana AGK925 Rep 2008-12-10
169 Sekine, Hironori AOV158 Rep 2007-04-20 2008-12-06
170 Sekita, Hirosumi 関田洋純 AMF003 Rep 2005-07-06 2008-12-13
171 Shimada, Takehiro AAK803 Rep 2004-11-12
172 Shinohara, Minoru 篠原實 AJJ327 RO 2009-04-27 2010-02-19
173 Siow, Lian Meng 蕭連銘 AQO337 Rep 2008-12-15 2009-08-08
174 Sisterson, John Paul M ACS560 Rep 2008-11-03 2008-12-10
175 So, Raymond Bing Kei 蘇秉基 M ADX208 Rep 2003-10-18 2004-04-18
Rep 2004-04-27 2006-05-11
176 Striet, Jelper ARE543 Rep 2008-12-10 2010-02-19
177 Subramanian, Viswanathan R APK593 Rep 2008-11-28 2009-07-24
178 Sun, Cheuk Wa 孫卓華 AFM321 Rep 2004-05-05
179 Takeuchi, Tomonori APG738 Rep 2007-07-31 2010-02-19
180 Tam, Jude Ho Yin 譚顥賢 ALA228 Rep 2004-07-26 2010-02-19
181 Tanaka, Yasuharu 田中康春 AHT285 Rep 2005-07-26
182 Tang, Wai Shing (SFC:AAF631) 鄧偉成 AAF631 Rep 2010-02-19
183 Tani, Kenichiro 谷健一郎 ANZ614 Rep 2006-09-20 2009-09-19
184 Teng, Jen-Chiang 鄧仁強 ACO943 Rep 2004-11-23
185 Teraguchi, Tomoyuki AKX077 Rep 2004-07-05 2005-02-02
RO 2005-02-02 2009-04-10
186 Thompson, Cormac Joseph M ARR528 Rep 2008-10-03 2010-02-19
187 Tong, Derek Wai Hon 唐偉瀚 M ALU283 Rep 2009-09-30 2010-02-19
188 Tong, Yuk Sun 唐玉臣 AAB845 Rep 2008-12-10
189 Ushiyama, Masaharu 牛山政治 M ABA459 Rep 2003-09-10
190 Wada, Koji 和田弘司 AKX078 Rep 2004-07-05 2005-07-25
191 Wang, Fang (SFC:AID230) 王芳 AID230 Rep 2008-12-10 2009-04-08
192 Watanabe, Kunio ANI941 Rep 2006-04-28 2006-06-29
RO 2006-06-29 2009-04-20
193 Watson, James Robert (SFC:ADB915) M ADB915 Rep 2004-11-29
194 Winspear, Richard Dean M ANE084 Rep 2007-08-13 2010-02-19
195 Wong, Andy Nam Fu 黃南富 ADB026 Rep 2009-05-14
196 Wong, Frederick Wai Cheung 黃偉翔 M AAC897 Rep 2007-07-07
197 Wong, Ka Hing (SFC:AIH624) 黃嘉馨 AIH624 Rep 2006-03-01 2006-09-22
198 Wong, Kylie Ka Lai 黃嘉麗 AQC859 Rep 2007-12-06 2009-11-20
199 Wong, Mabel (SFC:APJ995) 黃美寶 F APJ995 Rep 2009-09-30 2010-02-19
200 Wong, Michael Chung Lim 黃仲廉 M ACA379 Rep 2010-02-19
201 Wong, Ming Lai (SFC:AMH300) 王銘麗 AMH300 Rep 2007-09-03 2008-11-01
202 Wong, Peter Tat Ming 黃達明 M ABP198 Rep 2006-12-15
203 Wong, William Koon Wei 黃觀威 M AOR555 Rep 2007-03-08 2008-12-10
204 Woo, Michael Hong Da 胡宏達 M AAF637 Rep 2010-02-19
205 Woo, Wai Tong 胡偉堂 ADZ983 Rep 2004-04-29
206 Xie, Jinhui (SFC:AQO522) 謝錦慧 AQO522 Rep 2008-12-10 2009-04-08
207 Yajima, Akihiko 矢島明彥 ANR662 Rep 2006-07-26 2008-07-30
208 Yan, Keren 嚴克任 ASO944 Rep 2009-03-24 2010-02-19
209 Yao, Jack Hsin-Chou 姚信州 M APQ725 Rep 2008-12-08 2010-02-19
210 Yau, Yiu Pong 邱曉邦 AMF433 Rep 2005-07-13 2005-08-09
211 Yeung, Yuk Wah 楊毓華 AKP792 Rep 2004-05-22 2010-02-19
212 Yim, Leung Yuk 嚴良玉 AGC978 Rep 2004-03-23 2006-05-13
213 Yin, Raymond Lung 殷龍 M AAE887 Rep 2006-12-01 2008-11-01
214 Yoshida, Koji (SFC:ASF938) 吉田幸司 ASF938 Rep 2009-01-16 2010-02-19
215 Yoshizawa, Noriyasu ACG722 RO 2005-05-11
Rep 2005-05-11 2005-05-23
216 Yue, Kin Wan 茹健穩 AAE881 Rep 2008-09-06
217 Yun, Cheuk Ting Sara 甄灼婷 ANU766 Rep 2008-12-04 2008-12-10
218 Yung, Louis Chun Woon 翁進煥 M AON896 Rep 2008-11-17 2009-05-05
219 Yung, Wai Sing (SFC:ANP500) 容渭星 ANP500 Rep 2006-06-27 2007-04-27
220 Zamora, Poch Edward Imperial M AGM381 Rep 2008-09-03

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