Nomura Asia Investment (Hong Kong) Limited

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2009
Role From Until
1 Akaishi, Osamu Rep 2007-07-06
2 Ambai, Takahiro 安倍貴博 Rep 2008-12-29 2010-02-19
3 Ang, Eric Tai Yue 洪大裕 M Rep 2007-08-29 2008-12-12
4 Aoyagi, Atsuyoshi Rep 2004-07-10
5 Arora, Gaurav (SFC:APA737) Rep 2009-01-12 2010-02-19
6 Asano, Shin 淺野真 Rep 2006-08-01 2010-02-19
7 Asazuma, Yayoi 朝妻彌生 Rep 2005-08-30
8 Au-Yeung, Wendy Wing Yee 歐陽詠儀 F Rep 2007-08-21 2008-10-15
9 Barnett, Maxine Bernice Rep 2008-12-15 2010-02-19
10 Beresford, Paul Richard M Rep 2009-09-30 2010-02-19
11 Bharti, Kirtes Rep 2008-11-17 2009-05-15
12 Bogossian, Alan Harry Gregoire Abel M Rep 2007-11-23 2008-12-10
13 Bradshaw, Stephanie 李婉青 F Rep 2008-12-10 2009-05-05
Rep 2009-10-12 2010-02-19
14 Bret, Jean-Sebastien Pierre M Rep 2008-12-15 2010-02-19
15 Burnes, Alexander Milligan M Rep 2009-05-29 2010-02-19
16 Burns, John Patrick (SFC:ATG678) M Rep 2009-07-02 2010-02-19
17 Byworth, Richard Anthony M Rep 2009-12-01 2010-02-19
18 Chan, Agatha Wing Yee 陳詠怡 Rep 2003-05-06 2004-08-16
19 Chan, Chun Wing (SFC:AML975) 陳雋穎 Rep 2007-04-04 2007-07-14
20 Chan, Gary Ming Lee 陳明理 M Rep 2004-11-29
21 Chan, Julia May Yee 陳美儀 F Rep 2007-08-13 2009-03-28
22 Chan, Ka Ying (SFC:AQM051) 陳嘉盈 Rep 2009-03-14 2010-02-19
23 Chan, Wing Yin (SFC:ARX074) 陳詠賢 Rep 2008-11-27 2010-02-19
24 Chanezon, Alain (SFC:ARJ298) M Rep 2008-07-23 2008-10-23
25 Chau, Kenneth Yiu Man 周耀文 M Rep 2008-11-28 2009-10-29
26 Chau, Ling 周凌 26 M Rep 2008-02-29 2010-02-19
27 Chekroun, Benjamin Marc John 37 M Rep 2008-04-07 2010-02-19
28 Chen, Chengze Rep 2008-12-08 2010-02-19
29 Chen, Chi Wan 陳志宏 Rep 2006-05-15 2006-11-16
30 Cheng, Chih-Hsiung 鄭智雄 Rep 2008-06-17 2010-02-19
31 Cheng, Stephen Kwok Wai 鄭國偉 40 M Rep 2008-12-10 2008-12-10
32 Cheung, San Tat 張新達 Rep 2010-02-19
33 Cheung, Wing Yan (SFC:ASN728) 張詠欣 Rep 2009-03-05 2010-02-19
34 Chew, Kang Wei 周康偉 Rep 2008-07-28 2008-12-10
35 Chiong, Sai Lung 張世龍 Rep 2006-04-28
36 Chiu, Siu Sang 趙小珊 Rep 2006-05-25 2010-02-19
37 Chok, Ivy Ngai Wai 卓艾維 F Rep 2008-04-01 2010-02-19
38 Chong, Kenny 莊嘉麟 M Rep 2008-12-08 2010-02-19
39 Chow, Yin Fun (SFC:ACY231) 周燕芬 Rep 2004-06-25 2006-05-30
40 Chugh, Reshma Manohar Rep 2003-05-24
41 Chui, Chi-Sun 徐志真 Rep 2008-12-15 2009-10-10
42 Chulani, Rohit Madan Mohan Rep 2008-12-10 2009-04-08
43 Chung, Man Sun 鍾文燊 Rep 2008-12-10
44 Czerkawski, Paul Andrew (SFC:ARR800) M Rep 2008-10-09 2008-12-10
45 Dabbs Iv, John Newton M Rep 2008-11-28 2009-07-24
46 Dadabhoy, Imran Sooleman Rep 2009-11-16 2010-02-19
47 Di Iorio, Michael Anthony M Rep 2008-12-15 2009-11-23
RO 2009-11-23 2010-05-21
48 Dobashi, Shinobu 土橋忍 Rep 2004-04-13 2006-09-21
49 Dolan, Paul Tiernan M Rep 2007-08-13 2010-02-19
50 Fan, Jason Che-Hsi 范哲曦 M Rep 2009-01-15 2009-08-29
51 Fletcher, Luke (SFC:AIL062) M Rep 2008-12-08 2010-02-19
52 Floyd, Michael (SFC:APK722) M Rep 2007-08-29 2010-02-19
53 Fu, Jackson 傅大勝 Rep 2008-11-28 2009-05-30
54 Fujita, Minoru Rep 2007-12-27 2010-02-19
55 Fukuta, Yoshihiro 福田吉洋 Rep 2008-04-15 2008-08-28
RO 2008-08-28 2009-04-23
56 Garrett, Adam Guy Orlebar 蓋首男 M Rep 2008-12-10 2008-12-10
57 Ghosh, Soujit Rep 2009-12-09 2010-02-19
58 Gilbert, Laurent Luc Rep 2004-06-25 2005-06-02
59 Gill, Richard John Peter M Rep 2008-03-07 2010-02-19
60 Gleeson, James Anthony M Rep 2008-06-12 2008-12-10
61 Go, Yoshinori 鄉喜順 M Rep 2004-08-10 2004-09-01
RO 2004-09-01 2008-04-18
62 Goodwin, Douglas Samuel M Rep 2009-12-23 2010-02-19
63 Gourmelen, Arnaud M Rep 2008-12-08 2010-02-19
64 Gupta, Rahul (SFC:AGZ998) Rep 2008-12-10 2009-04-08
65 Hanly, Seamus Anthony M Rep 2009-03-16 2010-02-19
66 Hao, Xin (SFC:AMH819) 郝昕 Rep 2005-08-10 2010-02-19
67 Hara, Hitoshi Rep 2005-12-28 2010-02-19
68 Hashimoto, Kenichi 橋本賢一 Rep 2008-06-02 2008-12-10
69 Hatanaka, Koji Rep 2005-03-03
70 He, Qian (SFC:APV226) 何倩 Rep 2007-10-15 2009-06-20
71 Hemmings, Lee Kerry RO 2009-04-16 2010-02-19
72 Hillen, Florian Maarten Rep 2006-07-24 2008-09-03
73 Hirasawa, Satoshi 44 M Rep 2004-06-05
74 Ho, Arion Man Yiu 何汶叡 Rep 2008-12-08 2009-10-24
75 Ho, Daniel King Wah 何景華 M Rep 2004-07-06
76 Ho, Harrison Lok Sang 何樂生 M Rep 2010-02-19
77 Ho, Jeffrey Chun Yu 何震宇 M Rep 2004-05-04 2004-06-17
78 Honda, Tsukasa Rep 2007-12-27 2010-02-19
79 Horiuchi, Go Rep 2006-07-18 2008-05-01
80 Horsley-Heather, Nicholas John (SFC:ASZ379) M Rep 2009-11-02 2010-02-19
81 Hung, Kenneth Hei King 洪熙敬 M Rep 2008-11-28 2010-02-19
82 Ichimura, Toru 市村亨 Rep 2005-01-25
RO 2005-01-25 2006-07-24
83 Inukai, Masao 犬養昌生 Rep 2004-12-29 2010-02-19
84 Kajitani, Yasuhide 梶谷泰秀 Rep 2007-07-18 2009-09-01
85 Kato, Katsuhito 加藤勝仁 Rep 2005-07-20 2010-02-19
86 Kato, Mayumi 加藤真由美 Rep 2004-11-15 2010-02-19
87 Kawahara, Michiko Rep 2007-08-21 2010-02-19
88 Kawamata, Yasubumi Rep 2007-12-10 2009-07-17
89 Kee, Tang Seng Rep 2008-12-10 2009-04-08
90 Keith, John Perry M Rep 2004-11-24
91 Kiang, Agnes Sik Fei 姜錫翡 F Rep 2004-09-21 2005-04-20
92 Kikuchi, Satoshi Rep 2006-07-31
93 Kim, Jin Gon Rep 2007-08-06 2007-08-06
94 Kim, Seung Whan Rep 2003-06-24
95 Kobayashi, Hisako Rep 2010-02-19
96 Kot, Jack Hou Eric 葛積豪 M Rep 2004-04-14 2008-09-03
97 Kotecha, Vikesh (SFC:AUA341) M Rep 2009-10-29 2010-02-19
98 Lai, Joey Wing Sze 黎詠詩 Rep 2008-04-26
99 Lam, Calvin Si Yang 林思暘 M Rep 2007-11-05 2009-04-30
100 Lam, Eric Tak Shing 林德成 M Rep 2010-02-19
101 Lam, Kwong Yu (SFC:AFD849) 林光宇 Rep 2006-08-11 2007-08-11
102 Lam, Wing Kit (SFC:AGB106) 林永傑 Rep 2008-12-01 2010-02-19
103 Lau, Chi Leung (SFC:APH032) 劉志良 Rep 2007-09-10 2009-01-31
104 Lau, Joseph Han Wai 劉恆瑋 M Rep 2008-12-15 2010-02-19
105 Lau, Marcus Chi Chiu 劉志超 M Rep 2006-07-08 2010-02-19
106 Lau, Yau Fong 劉幽芳 Rep 2004-01-30 2010-02-19
107 Lee, David (SFC:ADR496) M Rep 2004-08-01
108 Lee, Kai Pong 李啟邦 Rep 2010-02-19
109 Lee, Nga Ying (SFC:APQ801) 李雅瑩 Rep 2008-09-03 2010-02-19
110 Lee, Siu Keung (SFC:AFG628) 李兆強 Rep 2007-08-06 2007-09-11
111 Legaspi, Donna Rose Ong 王金美 F Rep 2008-11-27 2010-02-19
112 Leung, Shui Yee 梁瑞儀 Rep 2005-07-20 2008-04-24
113 Leung, Wai Kei (SFC:AKR467) 梁偉基 28 M Rep 2008-12-08 2010-02-19
114 Leung, Yee Wan (SFC:ARB169) 梁綺雲 Rep 2008-05-22 2010-02-19
115 Li, Elsa So Nga 李素雅 Rep 2004-02-06
116 Li, Ming (SFC:AMW601) 李明 Rep 2006-06-01 2008-08-08
117 Liem, Christopher M Rep 2008-12-08 2010-02-19
118 Lim, Eileen Siok Ling 林淑玲 F Rep 2009-06-08 2010-02-19
119 Lin, Mason Rep 2004-11-29
120 Liu, King Wai 劉勁威 Rep 2010-02-19
121 Louie, Wai Tat 呂煒達 Rep 2007-02-13 2008-09-03
122 Lui, Dennis Kar Wong 呂家煌 M Rep 2009-04-30
123 Lui, Kin Wai 呂健威 Rep 2006-06-01 2007-05-28
124 Lynch, Brendan Jared M Rep 2007-12-04 2008-05-14
125 Mak, Hin Chun 麥顯俊 Rep 2008-11-28 2010-02-19
126 Mao, Wei (SFC:ATD879) 毛威 Rep 2009-07-02 2010-02-19
127 Matsuba, Naoki Rep 2004-07-29
128 Matsuno, Kenji 松野健司 Rep 2004-07-20 2009-06-08
129 McLean, Neil Iain M Rep 2008-05-27 2010-02-19
130 Mennesson, Thomas M Rep 2008-12-15 2010-02-19
131 Merger, David Sacha M Rep 2008-06-16 2010-02-19
132 Mileusnic, James Simon M Rep 2008-10-03 2009-04-30
133 Miyachi, Tsukasa Rep 2004-12-29
134 Mori, Gordon Wayne M Rep 2003-07-26
135 Murray, Hugh Mcpherson Lathrop Rep 2008-12-08 2010-02-19
136 Nagai, Rei Rep 2004-12-23 2008-12-16
137 Nakada, Akira Rep 2008-08-08 2010-02-19
138 Nakagawa, Masahiro (SFC:AHM813) 中川雅博 Rep 2004-05-01
139 Nakata, Yuji 中田裕二 Rep 2004-07-03
Rep 2007-05-09 2007-10-15
RO 2007-10-15 2008-04-28
140 Namba, Reiko 南波怜子 Rep 2005-08-01 2008-01-23
141 Nate, Anthony Joseph M Rep 2008-12-15 2010-02-19
142 Ng, Calvin Cheuk Sing 吳卓乘 M Rep 2008-07-11 2008-12-03
143 Ng, Diana Tze Chiew 黃紫秋 F Rep 2008-07-10 2009-04-22
144 Ng, Kenneth Tak Ming 吳德明 M Rep 2008-12-04
145 Ng, Sze Man (SFC:AMN571) 吳施敏 Rep 2007-05-15 2009-12-19
146 Ng, Wai Man (SFC:AAU344) 吳偉文 Rep 2008-12-12
147 Nguyen, Nicholas Nolan M Rep 2009-01-12 2010-02-19
148 Nishikawa, Hiroyuki 西川博之 Rep 2004-12-02
149 Nishioka, Katsuhiro 西岡克裕 Rep 2003-05-21 2006-01-14
150 Noble, Scott Clifford M Rep 2008-11-28 2009-01-17
151 Nomura, Kan Rep 2003-05-13 2004-01-10
Rep 2004-03-11 2004-04-15
Rep 2007-01-08 2009-07-20
152 O'Boyle, Gerald Keith M Rep 2005-12-07 2007-08-04
153 O'Meara, Christopher James Sidney M Rep 2008-11-28 2010-02-19
154 O'Neile, James Finlay M Rep 2005-03-21 2010-02-19
155 Omoto, Atsushi Rep 2008-12-10 2009-09-14
156 Ono, Naoki 大野直樹 Rep 2004-04-02 2006-07-24
157 Otani, Tomono 大谷知乃 Rep 2004-06-03 2007-07-28
158 Ozeki, Masanori Rep 2007-07-30 2010-02-19
159 Park, Ansik Rep 2007-08-23 2007-08-23
160 Park, Joohong Rep 2009-01-12 2010-02-19
161 Phua, Teck Wee 潘德偉 Rep 2008-11-28 2010-02-19
162 Poon, Catherine Tin Lai 潘天麗 F Rep 2009-04-30
163 Poon, Peter Chi Kin 潘子健 M Rep 2010-02-19
164 Poon, Shuk Fan (SFC:AEE926) 潘淑芬 Rep 2010-02-19
165 Poon, Tik Ki 潘迪琪 Rep 2007-10-10 2009-09-12
166 Pradana, Jeff Arif M Rep 2008-12-10 2010-02-19
167 Read, Matthew Christopher M Rep 2008-08-29 2008-11-29
Rep 2008-12-01 2010-02-19
168 Riley, Shawn David M Rep 2005-11-04 2007-08-30
169 Robson, John Mcgowan M Rep 2005-04-14 2006-10-28
170 Ryan, Jonathan David (SFC:AGX020) M Rep 2008-12-08 2010-02-19
171 Sano, Nobuhiro 佐野 伸広 Rep 2007-08-24 2010-02-19
172 Sano, Yoichiro M Rep 2010-02-19
173 Sawada, Hana Rep 2008-12-10
174 Sekine, Hironori Rep 2007-04-20 2008-12-06
175 Sekita, Hirosumi 関田洋純 Rep 2005-07-06 2008-12-13
176 Shimada, Takehiro Rep 2004-11-12
177 Shinohara, Minoru 篠原實 RO 2009-04-27 2010-02-19
178 Siow, Lian Meng 蕭連銘 Rep 2008-12-15 2009-08-08
179 Sisterson, John Paul M Rep 2008-11-03 2008-12-10
180 So, Raymond Bing Kei 蘇秉基 M Rep 2003-10-18 2004-04-18
Rep 2004-04-27 2006-05-11
181 Striet, Jelper Rep 2008-12-10 2010-02-19
182 Subramanian, Viswanathan R Rep 2008-11-28 2009-07-24
183 Sun, Cheuk Wa 孫卓華 Rep 2004-05-05
184 Takeuchi, Tomonori Rep 2007-07-31 2010-02-19
185 Tam, Jude Ho Yin 譚顥賢 Rep 2004-07-26 2010-02-19
186 Tanaka, Yasuharu 田中康春 Rep 2005-07-26
187 Tang, Wai Shing (SFC:AAF631) 鄧偉成 Rep 2010-02-19
188 Tani, Kenichiro 谷健一郎 Rep 2006-09-20 2009-09-19
189 Teng, Jen-Chiang 鄧仁強 Rep 2004-11-23
190 Teraguchi, Tomoyuki Rep 2004-07-05 2005-02-02
RO 2005-02-02 2009-04-10
191 Thompson, Cormac Joseph M Rep 2008-10-03 2010-02-19
192 Tong, Derek Wai Hon 唐偉瀚 M Rep 2009-09-30 2010-02-19
193 Tong, Yuk Sun 唐玉臣 Rep 2008-12-10
194 Ushiyama, Masaharu 牛山政治 M Rep 2003-09-10
195 Wada, Koji 和田弘司 Rep 2004-07-05 2005-07-25
196 Wang, Fang (SFC:AID230) 王芳 Rep 2008-12-10 2009-04-08
197 Watanabe, Kunio Rep 2006-04-28 2006-06-29
RO 2006-06-29 2009-04-20
198 Watson, James Robert (SFC:ADB915) M Rep 2004-11-29
199 Winspear, Richard Dean M Rep 2007-08-13 2010-02-19
200 Wong, Andy Nam Fu 黃南富 Rep 2009-05-14
201 Wong, Frederick Wai Cheung 黃偉翔 M Rep 2007-07-07
202 Wong, Ka Hing (SFC:AIH624) 黃嘉馨 Rep 2006-03-01 2006-09-22
203 Wong, Kylie Ka Lai 黃嘉麗 Rep 2007-12-06 2009-11-20
204 Wong, Mabel (SFC:APJ995) 黃美寶 F Rep 2009-09-30 2010-02-19
205 Wong, Michael Chung Lim 黃仲廉 M Rep 2010-02-19
206 Wong, Ming Lai (SFC:AMH300) 王銘麗 Rep 2007-09-03 2008-11-01
207 Wong, Peter Tat Ming 黃達明 M Rep 2006-12-15
208 Wong, William Koon Wei 黃觀威 M Rep 2007-03-08 2008-12-10
209 Woo, Michael Hong Da 胡宏達 M Rep 2010-02-19
210 Woo, Wai Tong 胡偉堂 Rep 2004-04-29
211 Xie, Jinhui (SFC:AQO522) 謝錦慧 Rep 2008-12-10 2009-04-08
212 Yajima, Akihiko 矢島明彥 Rep 2006-07-26 2008-07-30
213 Yan, Keren 嚴克任 Rep 2009-03-24 2010-02-19
214 Yao, Jack Hsin-Chou 姚信州 M Rep 2008-12-08 2010-02-19
215 Yau, Yiu Pong 邱曉邦 Rep 2005-07-13 2005-08-09
216 Yeung, Yuk Wah 楊毓華 Rep 2004-05-22 2010-02-19
217 Yim, Leung Yuk 嚴良玉 Rep 2004-03-23 2006-05-13
218 Yin, Raymond Lung 殷龍 M Rep 2006-12-01 2008-11-01
219 Yoshida, Koji (SFC:ASF938) 吉田幸司 Rep 2009-01-16 2010-02-19
220 Yoshizawa, Noriyasu RO 2005-05-11
Rep 2005-05-11 2005-05-23
221 Yue, Kin Wan 茹健穩 Rep 2008-09-06
222 Yun, Cheuk Ting Sara 甄灼婷 Rep 2008-12-04 2008-12-10
223 Yung, Louis Chun Woon 翁進煥 M Rep 2008-11-17 2009-05-05
224 Yung, Wai Sing (SFC:ANP500) 容渭星 Rep 2006-06-27 2007-04-27
225 Zamora, Poch Edward Imperial M Rep 2008-09-03

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