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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2004
SFC ID Role From Until
1 Ahn, Woodrow AGP644 Rep 2003-10-16 2005-01-25
2 Arsiwalla, Khuzaima Asgar AHY926 Rep 2007-09-25
3 Au-Yeung, Annie Tin 歐陽靝 F ACR453 Rep 2006-06-14
4 Banga, Guneet M AJE844 Rep 2004-10-20 2006-03-31
5 Benton, Marc Robert M AKO917 Rep 2004-05-12 2008-11-19
6 Bus, Maartje Leonoor AJN012 Rep 2004-09-06 2005-02-18
7 Cabot, Elizabeth F AHA592 Rep 2003-10-16 2005-05-04
8 Cai, Wei (SFC:AKI200) 蔡衛 AKI200 Rep 2004-04-02 2006-02-27
9 Cao, Shaoshan 曹少山 33 M AGD038 Rep 2004-05-13 2006-07-25
10 Carcaterra, Kenneth Patrick M AFQ323 Rep 2011-02-19
11 Chan, Anthony Jen Haw 陳甄灝 M AGN913 Rep 2004-04-30 2007-05-11
12 Chan, Bill 陳銘勳 M ADZ419 Rep 2004-06-18 2008-11-19
13 Chan, Chin Chieh 詹晉杰 AFG010 Rep 2008-10-06
14 Chan, Hannah Heung Ying 陳向熒 F AGO961 Rep 2004-09-13 2005-09-12
15 Chan, Kevin Evelyn M AHA565 Rep 2004-02-04 2005-06-07
16 Chan, Lisa Sin Man 陳倩雯 F ABZ713 RO 2003-10-17 2011-06-14
17 Chan, Wai Kin (SFC:AFP828) 陳維堅 AFP828 Rep 2011-08-19
18 Chan, Wing Tai (SFC:ALF002) 陳永泰 ALF002 Rep 2004-09-01 2012-01-31
19 Chan, Yee Tong Margaret 陳懿彤 ABN664 Rep 2011-11-28
20 Chan, Yue Yan (SFC:AGH925) 陳宇昕 AGH925 Rep 2003-10-16 2005-12-23
21 Chang, Bernard 張啟煒 M AAI335 Rep 2013-08-31
22 Chau, Jenny Chui Yeung 周翠揚 F ACN440 Rep 2004-09-28 2005-06-13
23 Chen, Edward Yun Wu 陳允武 M AHA590 Rep 2004-07-27 2006-05-01
24 Chen, Kai (SFC:AIC597) 陳愷 AIC597 Rep 2003-07-21 2013-08-31
25 Chen, Ling Hua 陳玲華 AFE305 Rep 2013-08-31
26 Chen, Mei-Ling (SFC:AJG894) 陳美玲 AJG894 Rep 2003-11-25 2007-03-30
27 Chen, Pei-Yin 陳姵吟 AJD245 Rep 2004-09-28 2007-11-01
28 Cheng, Charles Kai Ming (SFC:AAB537) 鄭啟明 M AAB537 Rep 2003-10-16 2011-10-06
29 Cheng, Cindy Kit Yee 鄭潔儀 F ACR650 Rep 2013-08-31
30 Cheng, Derrick Bill Wai Chong 鄭博仁 M AFS486 Rep 2003-10-17 2012-11-15
31 Cheng, Yuk Ka 鄭毓嘉 ACL565 Rep 2008-12-19
32 Chesson, Shane James M ALH990 Rep 2004-09-30 2012-01-31
33 Cheung, Christine Wai Kan 張蔚瑾 F AID052 Rep 2004-04-02 2006-02-03
34 Cheung, James Tin Chung 張天寵 M AAC954 Rep 2013-08-31
35 Cheung, Suk Mun 張淑敏 AIG228 Rep 2003-10-17 2011-06-16
36 Cheung, Vincent Sai Sing 張世成 24 M AKV098 Rep 2004-06-18 2008-04-07
37 Cheung, Yuk Man 張郁文 AKX545 Rep 2004-07-09 2006-03-28
38 Chiang, Hok Yuen 蔣學源 AAB457 Rep 2003-10-17 2005-05-24
39 Chiu, Emily Yuen See 招琬思 F AJK003 Rep 2004-01-19 2013-08-31
40 Chiu, Sen Mo 邱森模 AGK818 Rep 2008-05-30
41 Chiu, Suk Yue 趙淑如 AAC936 Rep 2003-10-17 2011-04-29
42 Chow, Evan Sai Yiu 周世耀 22 M ALG423 Rep 2004-09-24 2005-11-28
43 Chow, Thomas 周少民 M AFM847 Rep 2004-07-08 2005-03-18
44 Choy, Chang Ming 蔡燦明 AAE127 Rep 2003-10-16 2007-04-30
45 Christianson Sun, Wei 孫瑋 F AEY426 Rep 2004-10-27 2006-04-30
46 Chu, Brian Chi Yan 朱智仁 M ACX715 Rep 2004-06-29 2006-04-27
47 Chualian, Elena Yang 蔡淑鎂 ALB053 Rep 2004-08-02 2005-05-13
48 Chung, Shuk Yu 鍾淑瑜 AJE121 Rep 2003-09-22 2008-08-08
49 Chung, Steve Sae-hwan M AJB741 Rep 2003-10-16 2008-02-13
50 Collard, Jeremy David M AJC639 Rep 2003-07-30 2013-08-31
51 Crosswhite, Wyatt William M ALD641 Rep 2004-08-30 2006-08-16
52 Cua, Filbert Tingfey Chan 周庭暉 ALG424 Rep 2004-09-24 2005-12-08
53 Deng, Florence Suk Yee 鄧淑儀 F AIG234 Rep 2003-10-17 2006-01-13
54 Dong, Gongwen 董功文 AHN918 Rep 2003-10-16 2006-06-02
55 Duffy, Craig Andrew M AEO322 RO 2004-07-07 2012-01-31
56 Dutta Gupta, Debashish AGS237 Rep 2007-03-21
57 Eapen, Nikhil Oommen Jacob M AKP798 Rep 2004-05-19 2012-01-31
58 Ellis, Carolyn K Mark 麥嘉蓮 F ADQ080 Rep 2003-10-16 2007-02-02
59 Fan, Shu Wai 范舒慧 AGI517 Rep 2003-10-17 2007-02-02
60 Finkelstein, Charles Samuel M AGG950 Rep 2006-03-01
61 Fok, Yiu Tung 霍耀東 AHG563 Rep 2003-11-27 2008-11-21
62 Fu, Rebecca Wing Yan 傅穎欣 F AFE899 Rep 2003-10-16 2009-02-06
63 Fung, Connie Posin 馮寶仙 F AAE841 Rep 2011-04-29
64 Fung, Ernest Yu Hin 馮宇軒 M AJD506 Rep 2004-08-23 2012-01-31
65 Gallagher, Thomas Joseph (SFC:AJB335) M AJB335 Rep 2003-07-08 2010-09-10
66 Gao, Yu (SFC:AGK819) 高煜 31 M AGK819 Rep 2003-10-17 2005-08-15
67 Gathani, Viral (SFC:AFA300) AFA300 Rep 2004-03-03 2006-07-10
68 Ha, Po Kwan 夏寶均 M ALB254 Rep 2004-08-04 2008-08-01
69 Harman, Richard Robert M ADZ814 Rep 2005-08-09
70 Hemrajani, Geeta Arjandas ACL488 Rep 2003-10-17 2005-04-15
71 Hime, Jessica Naomi Anne F AEL937 Rep 2008-09-06
72 Ho, Andrew Tin Chee 何天慈 M ADA684 Rep 2004-03-30 2006-05-19
73 Ho, Edmund 何艾文 M ACR485 Rep 2004-06-16 2004-11-25
74 Ho, Kenzy Ning Jee 何寧之 AFT365 Rep 2003-10-16 2008-04-22
75 Ho, Tai Wai 何大偉 AGA308 Rep 2006-07-21
76 Hon, Kenneth Sau Yee 韓守義 M AJI837 Rep 2004-01-05 2008-09-17
77 Hong, Yu Sik 洪裕植 ADU274 Rep 2003-10-16 2005-03-30
78 Hsieh, Joyce Tsung-Chin 謝宗芩 F AEO691 Rep 2003-10-16 2006-05-12
79 Hsu, Calvin James 許聖賚 M ADM062 Rep 2008-05-29
80 Hu, Shuxin 胡愫心 ACT509 Rep 2003-10-17 2005-10-07
81 Hua, Qin 華沁 AKI443 Rep 2004-04-06 2006-05-18
82 Huang, Eddie Chung-chih 黃崇智 M AKU882 Rep 2004-06-15 2006-03-22
83 Hung, Shing Ming 洪誠明 28 M AFU223 Rep 2004-10-11 2007-02-26
84 Hwang, Jason Son M AGN590 Rep 2004-04-20 2009-01-05
85 Jauw, Edmond Ming Siang 姚敏翔 25 M AHA588 Rep 2004-04-30 2005-10-28
86 Jin, Rong (SFC:ALH876) 金融 ALH876 Rep 2004-10-06 2006-05-26
87 Jue, Stephen Tukqun 居德鈞 M AIQ688 Rep 2004-08-23 2005-07-27
88 Kao, Cheng-hui 高正輝 ALB059 Rep 2004-08-02 2008-03-07
89 Kennedy, Justin (SFC:ABN073) 甘迺迪 M ABN073 RO 2009-10-14
90 Kennon, Aaron John M AJC635 Rep 2003-07-30 2005-04-15
91 Khubchandani, Priya Chain ACX996 Rep 2003-10-17 2005-07-19
92 Kim, Harold Ho Young M ACS329 Rep 2003-10-16 2008-12-22
93 Kim, James Jung-Beck M AEV420 Rep 2006-03-20
94 Kim, John Sungtak M AFF179 Rep 2007-02-27
95 Kim, Su Jin 金秀真 ALG422 Rep 2004-09-24 2005-09-12
96 Kim, Young Min (SFC:AGP676) AGP676 Rep 2003-10-17 2006-07-01
97 King, Yueh Hann 金約翰 AFE307 Rep 2013-08-31
98 Kong, Hoi Lam (SFC:ALF343) 江凱琳 ALF343 Rep 2004-09-06 2006-02-28
99 Koo, Jae Hee AHK491 Rep 2003-10-17 2005-12-09
100 Koo, Kenneth Hsi Jung 顧希雍 M ACL977 Rep 2003-10-16 2013-11-05
101 Lai, Tsui Lin 黎翠蓮 AEI022 Rep 2003-10-16 2013-11-07
102 Lam, Andy Shung Yau 林崇有 ABS673 Rep 2013-08-31
103 Lam, Charles Wing Chung 林穎聰 M AEW033 Rep 2003-08-08 2013-08-31
104 Lam, Chi Wai (SFC:ADB875) 林志偉 ADB875 Rep 2008-05-30
105 Lam, Daniel King Wai 林景蔚 28 M AHC689 Rep 2004-09-01 2006-03-10
106 Lam, Mo Sim 林慕嬋 ADX074 Rep 2006-03-31
107 Lam, Priscilla Sze Wan 林詩韻 F AHZ635 Rep 2003-10-16 2008-08-04
108 Lam, Wah Yu 林華宇 ACW374 Rep 2011-04-29
109 Lau, Cheung Chun (SFC:AFB132) 劉長春 AFB132 Rep 2005-08-12
110 Lau, Sandra King Chi 劉敬慈 F AEO843 Rep 2013-08-31
111 Lau, Vera Kam Fong 劉錦芳 F AAC909 Rep 2003-10-17 2011-04-29
112 Lau, Yee Choi 劉義才 ACJ200 Rep 2007-06-28
113 Law, Nicholas Kwan Chak 羅君澤 M ACI771 Rep 2004-09-23 2004-12-03
114 Lee, Boon Heng 李文興 ABT565 Rep 2008-05-30
115 Lee, Chee Meng ALF568 Rep 2004-09-08 2006-06-27
116 Lee, Chuk Ching 李竹菁 ACJ145 Rep 2009-12-31
117 Lee, Eugene Ho Yin 李浩然 M AKO805 Rep 2004-05-11 2012-01-31
118 Lee, Geun Cheol ACZ581 Rep 2003-10-24 2011-11-30
119 Lee, Raymond Yuman 李裕民 47 M ACF125 Rep 2004-03-25 2007-06-13
120 Lee, Sam Wai Keung 李惠強 AAE938 Rep 2010-10-15
121 Lee, Sheung Chau 李湘舟 AAC315 Rep 2007-08-06
122 Lee, Shu Weng AJI655 Rep 2003-12-19 2004-11-16
123 Lee, Simone 李詩敏 ACS806 Rep 2007-05-18
124 Lee, Wai Keung (SFC:AFK372) 李偉強 AFK372 Rep 2003-10-17 2005-03-17
125 Leung, Barbara Kit Sum 梁潔沁 F AFE501 Rep 2008-05-20
126 Leung, Fred Ka Fai 梁家輝 M ADX809 Rep 2003-10-17 2005-03-17
127 Li, Chi Keung (SFC:ACJ141) 李志強 ACJ141 Rep 2013-08-31
128 Li, Chun Kit (SFC:AGG744) 李俊杰 AGG744 Rep 2004-05-20 2006-07-21
129 Li, Jiangping (SFC:AKO802) 李江平 AKO802 Rep 2004-05-11 2006-08-01
130 Li, Jodie Sum Yin 李心妍 AGO970 Rep 2003-10-16 2010-10-28
131 Li, Monica Wing Yee 李穎懿 F ACP864 Rep 2003-11-28 2008-08-08
132 Li, Wai Kong 李偉江 ADU318 Rep 2009-06-24
133 Li, Weiqiang (SFC:ABS469) 李偉強 ABS469 Rep 2005-02-23
134 Li, Zemin (SFC:ACN988) 李則旻 ACN988 Rep 2003-10-17 2005-04-07
135 Liang, William Wei Jen 梁維仁 M AGU673 Rep 2008-11-21
136 Lim, Edward Keng Yew 林慶耀 M AIU566 Rep 2004-08-16 2006-12-04
137 Lin, Cheng Hung (SFC:AFY237) 林政弘 AFY237 Rep 2008-07-31
138 Lin, Tuen Yee 連端儀 AGH338 Rep 2003-10-16 2007-12-07
139 Liu, Chak Man 廖澤文 AFI968 Rep 2004-05-25 2013-08-31
140 Liu, Willy Ke-Wei 劉可偉 AFH024 RO 2004-07-23 2011-04-18
141 Lo, Alice Tze Chu 盧子珠 F AFP974 Rep 2008-05-14
142 Lo, Chen Tien 羅增添 AFE306 Rep 2008-09-12
143 Lo, Ka Hung (SFC:ABH952) 羅家雄 ABH952 Rep 2005-03-15
144 Lu, Cosmas Yi-Hou AHC600 Rep 2005-02-16
145 Lu, Yue (SFC:AGX670) 逯悅 AGX670 Rep 2003-10-17 2005-10-31
146 Luan, Zhongjie 栾中杰 ALJ830 Rep 2004-10-27 2007-11-21
147 Lui, Jervis Chun Wai 呂俊為 AHY083 Rep 2004-06-24 2013-05-08
148 Mactaggart, Kirsty F AEZ566 Rep 2004-05-20 2005-04-11
149 Man, Yee 文儀 ABX298 Rep 2013-08-31
150 Marnick, Martin Brendan M AEF576 Rep 2003-10-17 2004-12-10
151 Masnick, Simon Ari M AIO054 Rep 2008-11-14
152 Mirpuri, Vishal Nirmaldas (SFC:AJG172) AJG172 Rep 2004-03-18 2010-02-10
153 Miu, Hung Lucy 苗紅 ADQ868 Rep 2003-06-19 2008-09-30
154 Mok, John Ka Hi 莫家熙 M AAE906 Rep 2013-08-31
155 Mulchandani, Narayan Phatu M ACZ175 Rep 2008-03-07
156 Nagle, Nikhil Sudhir AHQ353 Rep 2010-05-08
157 Ng, Eddie Tao 吳濤 M AFY697 Rep 2007-06-22
158 Ng, Heidi Hoi Yan 吳凱恩 F AFE820 Rep 2003-06-18 2010-11-02
159 Ng, Kar Ming 伍嘉銘 ABW127 Rep 2006-03-17
160 Ng, Pui Yee 伍佩儀 ADH165 Rep 2003-10-16 2013-08-31
161 Oh, Seok Min ALG425 Rep 2004-09-24 2006-07-01
162 Oxley, Simon George M AKO637 Rep 2004-05-05 2006-07-01
163 Page, Edward Jonathan M AFI916 Rep 2004-01-19 2007-07-10
164 Patterson, Richard John M AFK071 Rep 2003-11-18 2005-05-31
165 Pei, Eldon 裴昱東 ALA693 Rep 2004-07-30 2006-06-01
166 Poon, Cho Fai 潘祖輝 ADH524 Rep 2004-06-18 2005-06-02
167 Quayle, Tucker Danforth ALI019 Rep 2004-10-06 2008-02-22
168 Ranjan, Rajeev (SFC:AKU344) AKU344 Rep 2004-06-15 2006-06-20
169 Ratliff, David Talmadge M AHG576 RO 2013-08-31
170 Ren, Sharon F AGC627 Rep 2003-10-17 2006-06-01
171 Rogers, Stacey Elizabeth F AJM682 Rep 2004-02-27 2004-12-08
172 Rosa, David John (SFC:AHA551) M AHA551 Rep 2012-03-30
173 Sadhwani, Ramesh Kumar Chuharmal M AAY703 Rep 2009-02-16
174 Shah, Dhimant Gunvantlal AJG215 Rep 2003-11-17 2007-12-18
175 Shen, Kenneth M AEF593 Rep 2003-10-17 2005-03-17
176 Shih, Chia Cheong 石家祥 ABS158 Rep 2009-09-30
177 Shing, Gary Kung Yu 成公儒 M AAI093 Rep 2003-10-17 2008-11-20
178 Shum, Jessica Kin Chau 沈建萩 F AJI737 Rep 2003-12-24 2010-02-23
179 Shum, Yee Charmaine 沈漪 AHK978 Rep 2003-10-17 2006-06-02
180 Sim, Edmund Koon Yin 沈觀賢 35 M AGK071 Rep 2004-03-15 2008-04-15
181 Singh, Sandeep (SFC:AGA112) AGA112 Rep 2003-10-16 2010-06-01
182 Siou, Eva Suk Yi 蕭淑儀 F ABF873 Rep 2013-08-31
183 Siu, Madeline Kor Man 蕭可敏 F AIO031 Rep 2003-10-17 2006-09-29
184 Slevin, Francis Joseph 范浩宏 41 M ACJ594 RO 2003-10-15 2007-01-27
185 So, Sau Ying (SFC:AHN915) 蘇秀英 AHN915 Rep 2004-10-04 2009-10-27
186 So, Wai Sang 蘇偉生 AAC858 RO 2008-07-12
187 Solarz, Philip Geoffrey M AFR230 Rep 2003-10-17 2008-06-04
188 Soo, Charmain Sau Moy 蘇秀梅 ADZ038 Rep 2004-09-28 2012-11-16
189 Sparrow, Richard Aelred M AFK790 Rep 2007-08-01
190 Stewart, Kyle William M AFR853 Rep 2008-04-24
191 Su, Wei (SFC:AGN518) 蘇緯 AGN518 Rep 2003-12-12 2006-02-10
192 Suen, Frank 孫宇文 M AFS686 Rep 2004-09-28 2010-02-26
193 Suh, Young Suk AFO928 Rep 2004-07-20 2006-03-24
194 Tam, Winnie Cordelia Yeuk Lan 譚若蘭 F AEO360 Rep 2008-08-08
195 Tan, Jessica Jueng Yee 譚筠怡 F AGH380 Rep 2003-10-16 2006-10-16
196 Tang, Chung Kwan 鄧仲君 ADV243 Rep 2003-11-05 2005-01-10
197 Tang, Joey Cho Yu 鄧祖禹 AED567 Rep 2004-08-02 2013-08-31
198 Tang, Peter Tsz Tung 鄧子棟 31 M AEN111 Rep 2008-11-07
199 Tsang, Alice Kwai Yee 曾桂儀 F ADK285 Rep 2003-10-17 2008-12-11
200 Tsang, Helen 曾曦藍 F AFV901 Rep 2012-06-21
201 Tsang, Pamela Man Yi 曾文懿 AJK708 Rep 2004-09-28 2006-12-31
202 Tsao, Theodore Tsuhua AHJ596 Rep 2004-09-16 2008-11-21
203 Tseng, Paul Yee 曾儀 M ACK872 Rep 2010-04-26
204 Tsun, Rowena Wai Hang 秦緯珩 AGL967 Rep 2004-04-23 2006-06-02
205 Tung, Kenneth Hoi-yi 董凱鐿 M AEJ830 Rep 2004-03-15 2007-08-06
206 Wah, Ka Yin 華家燕 AGY607 Rep 2003-08-20 2008-08-29
207 Wai, Bernard Stephen King Him 韋敬謙 M ADT652 Rep 2013-08-31
208 Wallace-Turner, Serena Rebecca Aufrere F. F AGD739 Rep 2003-10-17 2005-04-11
209 Wan, Lewis King Sun 尹景燊 M AKY571 Rep 2004-07-21 2013-08-31
210 Wee, Yee Yeong 黃以榮 AJM734 Rep 2004-02-27 2005-06-06
211 Wichayanuparp, Pitchaya Jan AID231 Rep 2003-10-17 2005-05-23
212 Wong, Alan Lap Kuen 黃立權 M AFF146 Rep 2003-10-17 2006-02-08
213 Wong, Andrew Tai Cheung 黃棣彰 30 M AKO636 Rep 2004-05-05 2005-05-17
214 Wong, Antonio Lung Man 黃隆民 M ABT235 Rep 2013-08-31
215 Wong, Hiu Ting (SFC:AJB843) 王曉婷 AJB843 Rep 2003-10-16 2006-06-16
216 Wong, Jacqueline Wing Yan 王詠欣 F AFQ978 Rep 2004-05-19 2005-05-17
217 Wong, Jill Wai Han 黃慧嫻 F AAY606 Rep 2004-04-30 2007-09-24
218 Wong, Joyce Suk Wah 黃淑華 F AIJ119 Rep 2003-10-17 2011-03-31
219 Wong, Katrina Kit-Fu 王潔芙 F AKS642 Rep 2004-05-31 2005-11-11
220 Wong, Mellissa 王蓉慈 F AKO803 Rep 2004-05-11 2007-04-04
221 Wong, Victor Wei Duk M ACV997 Rep 2003-10-17 2011-06-16
222 Wong, Wai Ling (SFC:ADV539) 王慧鈴 ADV539 Rep 2005-02-18
223 Wu, Sheng-Han 吳昇翰 ALE885 Rep 2004-08-30 2005-06-17
224 Yang, Ching-Shun 楊景舜 ALB301 Rep 2004-08-04 2007-06-15
225 Yang, Nancy Wen 楊海雯 F AJC937 Rep 2003-10-29 2005-03-10
226 Yeh, Li Ping 葉禮平 AHX817 Rep 2003-10-16 2008-12-01
227 Yeo, Pei Hse AFW119 Rep 2003-10-16 2006-03-31
228 Yeung, Hon Keung 楊漢強 AHZ655 Rep 2004-03-30 2008-03-13
229 Yeung, Jason Kin Yeung 楊建陽 M AEO674 Rep 2010-09-10
230 Yeung, Yin Shan 楊燕珊 AFZ387 Rep 2004-03-26 2006-06-09
231 Yim, Heung Yue 嚴香如 AEE775 Rep 2006-06-26
232 Young, Ting Kar 楊庭嘉 AEY445 Rep 2007-06-22
233 Zhang, Hong (SFC:AIH326) 張紅 AIH326 Rep 2004-09-14 2005-06-14
234 Zhang, Liwei (1978) 張力維 26 M AKU933 Rep 2004-06-15 2005-03-17
235 Zhao, Rachel Yu Qian 趙郁芊 F AKI199 Rep 2004-04-02 2006-04-12
236 Zhou, Zhi (SFC:AKU303) 周知 AKU303 Rep 2004-06-15 2005-10-14
237 Zhu, Feifei (SFC:ALG446) 朱晓菲 ALG446 Rep 2004-09-24 2006-07-21

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