UBS DERIVATIVES HONG KONG LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2015 |
⚥ | SFC ID | Role | From | Until | |
---|---|---|---|---|---|---|---|
1 | Agarwal, Yash (SFC:AUN893) | AUN893 | Rep | 2010-02-01 | 2016-07-05 | ||
2 | Audi, Elias | M | BCE913 | Rep | 2013-11-18 | 2016-12-18 | |
3 | Best, David Gareth | M | AKO808 | Rep | 2013-04-11 | 2016-12-18 | |
4 | Blanchard, Scott Allen | M | ADT574 | Rep | 2013-05-07 | 2016-12-18 | |
5 | Bordat-Maldonado Parra, Adrien Paul Augustin | M | BBB918 | Rep | 2013-04-18 | 2016-12-18 | |
6 | Buffham, Laura Jayne | F | BBL851 | Rep | 2013-07-02 | 2016-12-18 | |
7 | Cai, Zhibin (SFC:AYC190) 蔡志斌 | AYC190 | Rep | 2011-10-03 | 2016-12-18 | ||
8 | Chan, Chun Yin (SFC:BBK468) 陳俊彥 | BBK468 | Rep | 2015-08-28 | 2016-12-18 | ||
9 | Chan, Kristy Ling Tung 陳令彤 | F | BFT513 | Rep | 2015-07-08 | 2016-07-23 | |
10 | Chan, Kwan Wah 陳君華 | AZJ981 | Rep | 2012-05-07 | 2016-12-18 | ||
11 | Chan, Su-Li 陳淑麗 | BEV766 | Rep | 2015-01-20 | 2016-12-18 | ||
12 | Chandler, Benjamin Victor Michael | M | AEO780 | RO | 2012-05-24 | 2016-12-18 | |
13 | Chen, Dennis Chih Chieh 陳智傑 | M | APH886 | Rep | 2015-06-19 | 2016-12-18 | |
14 | Cheng, Anthony Roger 陳若嘉 | M | AXC419 | Rep | 2014-02-05 | 2016-12-18 | |
15 | Cheng, Ke (SFC:BDT161) 程珂 | BDT161 | Rep | 2014-07-14 | 2016-06-28 | ||
16 | Choi, Sheung Ngai 蔡尚毅 | AFG685 | Rep | 2015-05-05 | 2016-12-18 | ||
17 | Clifford, Timothy Edward | M | AFH048 | Rep | 2013-07-15 | 2016-12-18 | |
18 | Combalot, Laurent Benoit Georges | M | AHC015 | RO | 2009-05-06 | 2016-12-18 | |
19 | Conley, Richard Adrian | M | AQK261 | Rep | 2011-11-11 | 2016-12-18 | |
20 | Craig-Wood, Christopher John | M | AJL555 | RO | 2011-01-11 | 2016-03-15 | |
21 | Davis, Christopher Edward | M | AXD833 | Rep | 2014-05-19 | 2016-12-18 | |
22 | Dhake, Pankaj Jaysing | BBE972 | Rep | 2013-05-20 | 2016-04-16 | ||
23 | Fekete, Georgia Kate | F | BDV251 | Rep | 2015-01-23 | 2016-07-08 | |
24 | Feschet, Boris Xavier | M | AMK015 | Rep | 2012-04-10 | 2016-01-19 | |
25 | Fok, Ronald King Man 霍敬文 | 38 | M | AGE025 | Rep | 2010-07-22 | 2016-12-18 |
26 | French, Bruce Ian | M | AQM685 | Rep | 2013-06-27 | 2016-12-18 | |
27 | Gangal, Shrinivas Ravindra | M | BBN555 | Rep | 2013-07-10 | 2016-05-20 | |
28 | Guez, Ilane Yonathan Pierre | M | BAD514 | Rep | 2015-08-03 | 2016-12-18 | |
29 | Han, Chia Lei 韓嘉蕾 | ADS722 | Rep | 2010-03-19 | 2016-12-18 | ||
30 | Herbert, Thomas William (SFC:BAI196) | M | BAI196 | Rep | 2012-11-01 | 2016-12-18 | |
31 | Ho, Tsz Leung 何子樑 | AJD615 | Rep | 2003-09-02 | 2016-12-18 | ||
32 | Holroyd, Alistair Hugo | M | BAW840 | Rep | 2015-11-25 | 2016-12-18 | |
33 | Hu, Jing (SFC:BDI053) 胡靜 | BDI053 | Rep | 2014-04-28 | 2016-12-18 | ||
34 | Innerdale, David James | M | ALS810 | RO | 2011-06-23 | 2016-12-18 | |
35 | Israel, Adrien Jacob | M | BBY793 | Rep | 2013-10-03 | 2016-05-20 | |
36 | Jeon, Woonki 全沄基 | BFT921 | Rep | 2015-07-10 | 2016-11-03 | ||
37 | Joseph Pulpel, Savio | M | AXF534 | Rep | 2011-05-03 | 2016-12-18 | |
38 | Joshi, Deepak (SFC:AZI921) | M | AZI921 | Rep | 2014-03-05 | 2016-05-20 | |
39 | Keung, Jun Chao 姜駿超 | BDK110 | Rep | 2015-08-14 | 2016-12-18 | ||
40 | Kudalkar, Samarth | BFI923 | Rep | 2015-05-08 | 2016-12-18 | ||
41 | Lee, Hyun Jae (SFC:AHN694) 李賢宰 | AHN694 | Rep | 2010-09-27 | 2016-06-11 | ||
42 | Lee, Michel Kai Tai 李啟泰 | M | AOJ780 | Rep | 2013-06-20 | 2016-12-18 | |
43 | Li, Chun Wai (SFC:AOL205) 李俊蔚 | AOL205 | Rep | 2009-08-28 | 2016-06-21 | ||
44 | Li, Jingshu 李京書 | BDX191 | Rep | 2014-08-05 | 2016-12-18 | ||
45 | Li, Mavis Qiwen 李綺雯 | F | AMF022 | Rep | 2012-05-10 | 2016-12-18 | |
46 | Lim, Pek Kueen | BDL625 | Rep | 2014-05-26 | 2016-12-18 | ||
47 | Lock, Timothy James | M | AXQ297 | Rep | 2011-07-18 | 2016-12-18 | |
48 | Lu, Qing (SFC:BEZ264) 盧青 | BEZ264 | Rep | 2015-02-23 | 2016-12-18 | ||
49 | Mak, Hin Chun 麥顯俊 | M | APL244 | Rep | 2013-08-05 | 2016-12-18 | |
50 | Matsumoto, Jun 松本淳 | BAZ871 | Rep | 2013-04-05 | 2016-12-18 | ||
51 | McNulty, Peter Richard | M | BBR308 | Rep | 2013-08-12 | 2016-12-18 | |
52 | Mok, Kwan Ho (SFC:AXS235) 莫君豪 | AXS235 | Rep | 2014-03-05 | 2016-12-18 | ||
53 | Morris, Robert (SFC:AZM831) 銘陽 | M | AZM831 | Rep | 2012-05-31 | 2016-10-12 | |
54 | Motwani, Natasha Murli | F | AUR655 | Rep | 2010-02-09 | 2016-12-18 | |
55 | Nakada, Masakatsu | BGL945 | Rep | 2015-11-12 | 2016-11-09 | ||
56 | Nelson, Ryan Wesley (SFC:AQX958) | M | AQX958 | Rep | 2011-09-30 | 2016-05-20 | |
57 | Novak, Alexander Stanley | M | ATI171 | Rep | 2009-07-20 | 2016-12-18 | |
58 | Parakh, Archit | BBT705 | Rep | 2013-08-30 | 2016-12-18 | ||
59 | Rachit, Raj | M | BFF384 | Rep | 2015-08-24 | 2016-12-18 | |
60 | Raskin, Iain Alexander (SFC:BAX616) | M | BAX616 | Rep | 2014-09-03 | 2016-12-18 | |
61 | Scott, Christopher (SFC:ATO855) | M | ATO855 | RO | 2013-08-22 | 2016-06-25 | |
62 | Shen, Jiawen (SFC:ANQ097) 沈佳雯 | ANQ097 | Rep | 2014-05-26 | 2016-12-18 | ||
63 | Slaoui, Mohammed Saad | M | AYC193 | Rep | 2011-09-20 | 2016-12-18 | |
64 | Smith, Paul Savile | M | AVN296 | Rep | 2014-05-19 | 2016-12-18 | |
65 | Song, Chaoran 宋超然 | BDL242 | Rep | 2014-05-19 | 2016-12-18 | ||
66 | Soo, Joon Shern 蘇駿昇 | BEZ017 | Rep | 2015-10-02 | 2016-12-18 | ||
67 | Stead, David Andrew (SFC:AQT298) | M | AQT298 | Rep | 2014-09-22 | 2016-12-18 | |
68 | Steele, Patrick James | M | BCZ920 | Rep | 2014-03-03 | 2016-12-18 | |
69 | Strachan, David Lyall | M | AFF232 | Rep | 2013-10-15 | 2016-12-18 | |
70 | Suen, Kin Dick 孫堅迪 | AVM103 | Rep | 2010-07-13 | 2016-12-18 | ||
71 | Sung, Yoon Kyu | AKU991 | Rep | 2013-07-24 | 2016-12-18 | ||
72 | Tan, Freddie Kuok Lin | ASQ162 | RO | 2015-11-24 | 2016-12-18 | ||
73 | Tropper, Giselle Natalia | AUA249 | Rep | 2014-03-13 | 2016-12-18 | ||
74 | Wannenmacher, Tim | M | AMU467 | RO | 2014-01-07 | 2016-12-18 | |
75 | Wong, Donald Ho Lun 黃浩麟 | M | APH272 | Rep | 2007-07-19 | 2016-12-18 | |
76 | Wong, Gary Hiu-Gar 黃曉嘉 | M | AZG465 | Rep | 2013-09-13 | 2016-01-16 | |
77 | Wong, Kelman Kai Man 王啟民 | BDZ079 | Rep | 2014-08-13 | 2016-12-18 | ||
78 | Wu, Bun Lerd Bernard 胡斌畧 | APL242 | Rep | 2010-10-05 | 2016-12-18 | ||
79 | Xu, Huifang 徐惠芳 | BAV748 | Rep | 2015-09-02 | 2016-12-18 | ||
80 | Xu, PeiLai 徐沛來 | AOH669 | Rep | 2014-07-07 | 2016-12-18 | ||
81 | Yanez Hinojosa, Anibal David | M | BEV153 | Rep | 2015-01-16 | 2016-08-27 | |
82 | Yang, Feng (SFC:BEZ148) 楊風 | BEZ148 | Rep | 2015-02-16 | 2016-12-18 | ||
83 | Yoon, Chi Won | ACN181 | Rep | 2005-06-09 | 2016-07-25 | ||
84 | Yuan, Qian (SFC:BBK056) 袁倩 | BBK056 | Rep | 2013-07-02 | 2016-12-18 | ||
85 | Yun, Heekyu | ATJ399 | Rep | 2011-07-21 | 2016-12-18 | ||
86 | Zhu, Weiqi 朱偉奇 | BFX215 | Rep | 2015-08-03 | 2016-12-18 |
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