MIZUHO SECURITIES ASIA LIMITED 瑞穗證券亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2017 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Akiyama, Norifumi 秋山典文 | BDM900 | RO | 2014-06-27 | 2018-05-23 | ||
| 2 | Anzai, Takehiro | M | AZJ383 | Rep | 2013-09-02 | 2019-06-13 | |
| 3 | Badigar, Devanjan | BHQ459 | Rep | 2016-06-28 | 2023-01-31 | ||
| 4 | Bal, Jaj Singh | ANX746 | Rep | 2016-08-22 | 2017-10-17 | ||
| 5 | Batchelor, Joseph James (SFC:ARD487) | M | ARD487 | Rep | 2015-10-29 | 2018-03-22 | |
| 6 | Bayford, Neil Christopher | M | AZD631 | Rep | 2012-04-02 | 2021-04-28 | |
| 7 | Bow, Dominic Kwok Wai 鮑國維 | M | AXR265 | Rep | 2016-06-08 | ||
| 8 | Capone, Angela | F | BIZ300 | Rep | 2017-02-01 | ||
| 9 | Carter, Edward Jack Onslow | M | BGD665 | Rep | 2015-09-07 | ||
| 10 | Chan, Angela (SFC:AMY550) | F | AMY550 | Rep | 2015-09-16 | 2018-07-12 | |
| 11 | Chan, Elgin Hiang Wei 曾憲偉 | AOV932 | Rep | 2010-06-23 | 2018-12-05 | ||
| 12 | Chandrasekharan, Jayachandran | BCK946 | Rep | 2016-01-22 | 2017-11-24 | ||
| 13 | Chang, Matthew (SFC:BEE545) | M | BEE545 | Rep | 2017-02-01 | 2018-05-07 | |
| 14 | Chen, Szu Yu 陳思宇 | BFO350 | Rep | 2015-06-25 | |||
| 15 | Chen, Yung-hao 陳永豪 | AWC264 | Rep | 2013-05-06 | 2018-06-01 | ||
| 16 | Cheung, Sui Ying 張瑞盈 | BKF955 | Rep | 2017-07-31 | 2019-09-20 | ||
| 17 | Chu, John Paul Yeong Keng 徐永鏗 | M | ABP357 | RO | 2016-08-16 | 2022-03-22 | |
| 18 | Chu, Tianli 楚天驪 | AVY302 | Rep | 2014-12-03 | 2022-06-30 | ||
| 19 | Connery, Anthony Sean (SFC:AXV752) | M | AXV752 | RO | 2012-07-30 | 2020-09-30 | |
| 20 | Davis, Bernard Steven | M | AWZ387 | Rep | 2011-11-22 | 2019-01-15 | |
| 21 | Eguchi, Sei 江口晴 | BCD377 | Rep | 2017-01-23 | 2018-08-09 | ||
| 22 | Endo, Takashi (SFC:BDM015) | M | BDM015 | Rep | 2016-12-01 | 2018-07-10 | |
| 23 | Fang, Wei (SFC:BKA235) | BKA235 | Rep | 2017-07-27 | 2019-02-15 | ||
| 24 | Fleetham, Ian David | M | ASF040 | Rep | 2016-02-03 | 2018-03-20 | |
| 25 | Gadi, Ankur | BHF787 | Rep | 2016-04-01 | 2018-04-26 | ||
| 26 | Gai, Hsin-Shan 蓋欣山 | AVV799 | Rep | 2016-05-16 | 2020-11-24 | ||
| 27 | Goto, Fumihide | AOR367 | Rep | 2014-01-24 | |||
| 28 | Gu, Hao (SFC:BHD367) 顧昊 | BHD367 | Rep | 2017-07-17 | 2021-09-03 | ||
| 29 | Guan, Bo 關博 | AZE518 | Rep | 2016-11-21 | 2021-08-20 | ||
| 30 | Hah, Changwoo | BKD619 | Rep | 2017-07-26 | 2022-08-10 | ||
| 31 | Hamazaki, Terufumi 浜崎 照文 | BJI820 | Rep | 2017-04-03 | 2021-04-28 | ||
| 32 | Hariharan, Narayan Iyer | M | BIO463 | Rep | 2016-12-19 | 2020-08-13 | |
| 33 | Hashimoto, Yoshihiro | M | BCH676 | Rep | 2013-11-20 | ||
| 34 | Hayashi, Akifumi | M | BAL556 | Rep | 2013-09-13 | 2017-10-18 | |
| 35 | Heung, May Yin 香美賢 | F | AOT605 | Rep | 2013-11-22 | 2020-11-26 | |
| 36 | Hirata, Rie 平田理惠 | BBB199 | Rep | 2013-04-03 | 2020-12-31 | ||
| 37 | Hironaka, Yu 弘中雄 | BBD159 | RO | 2016-03-07 | 2018-08-10 | ||
| 38 | Hishida, Yuji | BFL539 | Rep | 2015-05-15 | 2021-04-29 | ||
| 39 | Ho, Alistair Jor Ting 何佐霆 | M | AQC553 | Rep | 2016-07-18 | 2019-01-18 | |
| 40 | Ho, Chia-Long 何佳龍 | ARA661 | Rep | 2015-04-08 | 2018-12-07 | ||
| 41 | Hori, Yusuke | BAE890 | Rep | 2013-09-13 | |||
| 42 | Horton, Shaun Yi-Ming | BDI334 | Rep | 2014-04-25 | |||
| 43 | Hoshi, Manabu | BHC631 | Rep | 2016-03-24 | 2019-12-20 | ||
| 44 | Huang, Hiu Pan 黃曉斌 | AVS717 | Rep | 2016-08-18 | 2023-08-24 | ||
| 45 | Hunter, Paul Chicano | M | BDR269 | Rep | 2014-07-04 | 2023-04-21 | |
| 46 | Ishihara, Tetsuo | BEV134 | Rep | 2015-01-19 | 2020-07-27 | ||
| 47 | Ito, Yuka (SFC:BJC229) | BJC229 | Rep | 2017-03-22 | 2018-04-13 | ||
| 48 | Iwasa, Shinsuke | AMP190 | Rep | 2013-09-13 | 2022-08-29 | ||
| 49 | Jin, Zengxiang 金增祥 | ARO631 | RO | 2016-11-02 | 2019-02-18 | ||
| 50 | Jukes, Marc Samuel | M | ANT249 | Rep | 2014-09-25 | 2019-01-09 | |
| 51 | Kaizu, Hiroki | BFP230 | Rep | 2015-07-08 | 2019-07-31 | ||
| 52 | Kan, Yat Ming Jason 簡一鳴 | M | BJT639 | Rep | 2017-06-19 | 2020-07-07 | |
| 53 | Kaneshige, Hirou 金重博宇 | ARD681 | Rep | 2011-12-16 | |||
| 54 | Kang, Chuang 康莊 | 33 | M | BGA486 | Rep | 2015-09-18 | 2019-07-09 |
| 55 | Kang, Ho Sang | BHF431 | Rep | 2016-04-01 | 2018-06-29 | ||
| 56 | Kato, Katsuhito 加藤勝仁 | AMF766 | Rep | 2014-06-17 | 2023-10-13 | ||
| 57 | Kavanagh, Ruvann John | M | ARW149 | Rep | 2011-04-26 | 2019-09-17 | |
| 58 | Keeble, Paul Royce | M | BJW027 | Rep | 2017-07-10 | ||
| 59 | Kikuchi, Masatoshi | BAG217 | Rep | 2013-09-19 | |||
| 60 | Kim, Ji Young (SFC:AUE802) 金志映 | AUE802 | Rep | 2015-08-03 | 2022-05-04 | ||
| 61 | Kim, Vincent Taeho | M | BDP113 | Rep | 2014-06-18 | 2018-08-15 | |
| 62 | Kitaoka, Tomochika | AMM472 | Rep | 2013-10-03 | 2017-12-31 | ||
| 63 | Ko, Tak Yan Anson 高德欣 | BJW368 | Rep | 2017-07-26 | |||
| 64 | Koyama, Takeshi | M | BAL421 | Rep | 2013-09-16 | ||
| 65 | Kuroiwa, Motohiro 黑岩基嬤 | M | BJC782 | Rep | 2017-02-20 | 2019-07-26 | |
| 66 | Lai, Chuk Man 賴祝文 | BGQ765 | Rep | 2017-07-06 | 2020-11-13 | ||
| 67 | Lai, Jimmy Ching Man 黎政民 | M | APZ857 | RO | 2016-12-30 | 2020-11-25 | |
| 68 | Lau, Homan 劉浩文 | AWU132 | Rep | 2015-05-29 | 2022-09-05 | ||
| 69 | Lee, Seunghwan 李承桓 | AYA209 | Rep | 2011-09-14 | 2023-06-06 | ||
| 70 | Lee, Yick Chung 李易聰 | AEE525 | Rep | 2013-01-21 | |||
| 71 | Leong, Daniel Yun-Foo | M | BHL041 | Rep | 2016-05-10 | ||
| 72 | Leung, Jason Chak Hay 梁澤熹 | M | AQJ874 | Rep | 2012-05-22 | 2021-05-10 | |
| 73 | Li, Edwin Chun Yeung 李振揚 | M | BCG370 | Rep | 2014-09-05 | 2019-03-14 | |
| 74 | Lim, Shaune Siu Liang 林修良 | AUB441 | Rep | 2014-09-08 | 2018-09-17 | ||
| 75 | Lin, Yijing 林懿婧 | BFK715 | Rep | 2015-05-18 | 2018-02-22 | ||
| 76 | Lo, Karen Ka-Wai 盧嘉慧 | F | ACD184 | Rep | 2015-12-10 | 2019-02-15 | |
| 77 | Lo, Loretta Shuk Yan 羅淑茵 | F | AMI340 | Rep | 2013-10-25 | 2019-11-05 | |
| 78 | Lo, Ming Hung 盧銘雄 | ADY707 | Rep | 2013-07-17 | 2020-11-26 | ||
| 79 | Lo, Sin Au 盧倩鷗 | AUR649 | Rep | 2016-06-01 | 2019-06-12 | ||
| 80 | Long, Tien Ian 龍田淵 | 44 | M | ADV780 | RO | 2016-08-16 | 2019-01-22 |
| 81 | Lu, Fuming 呂 福明 | BJI502 | Rep | 2017-04-10 | 2018-09-21 | ||
| 82 | Luk, Yin Wang 陸彥泓 | AMS602 | Rep | 2010-12-15 | 2017-12-06 | ||
| 83 | Lun, Joseph Wai Ho 倫偉豪 | M | AOU493 | Rep | 2016-08-22 | 2019-01-22 | |
| 84 | Ma, Hon Kin 馬漢堅 | AQS325 | Rep | 2011-06-15 | 2018-03-02 | ||
| 85 | MacAloon, John Joseph | M | AVF623 | Rep | 2014-01-30 | 2018-08-29 | |
| 86 | Mansukhani, Monish Manik | AWL683 | Rep | 2016-04-07 | 2019-03-27 | ||
| 87 | Matsuda, Hiroshi (SFC:BAX539) | M | BAX539 | Rep | 2014-02-12 | ||
| 88 | Matsuno, Maoki | BHY513 | Rep | 2016-09-20 | |||
| 89 | Matsuo, Hidetaku 松尾秀拓 | AZL647 | RO | 2016-08-24 | |||
| 90 | Miura, Yutaka | BBI890 | Rep | 2013-09-18 | |||
| 91 | Miyagi, Hirokazu | BJE607 | Rep | 2017-03-27 | 2023-07-25 | ||
| 92 | Moriwaki, Takashi | M | AQU580 | Rep | 2014-02-20 | 2019-01-14 | |
| 93 | Mui, Malcolm Hin-Ling 梅軒寧 | M | APB926 | Rep | 2015-09-21 | 2018-01-04 | |
| 94 | Nagayoshi, Hayato | M | BCW504 | Rep | 2014-02-14 | ||
| 95 | Nakabayashi, Yuji | BIX277 | Rep | 2017-01-17 | 2017-08-08 | ||
| 96 | Nakane, Yasuo | BHM502 | Rep | 2016-06-20 | |||
| 97 | Nakata, Shusuke | ARR934 | Rep | 2014-01-13 | 2022-08-31 | ||
| 98 | Nan, Feiyan 南飛燕 | BGG972 | Rep | 2016-09-01 | 2017-09-01 | ||
| 99 | Nanasawa, Naoko | BDY290 | Rep | 2014-08-08 | 2018-03-31 | ||
| 100 | Ng, Zheng Han Eric 黄政涵 | BJR929 | Rep | 2017-06-12 | |||
| 101 | Nishi, Yoshiyuki | M | BJV585 | Rep | 2017-07-04 | ||
| 102 | Nishida, Morio | BFM564 | Rep | 2015-05-22 | 2018-11-05 | ||
| 103 | Nomura, Hironoshin | BFX977 | Rep | 2015-09-23 | 2020-08-31 | ||
| 104 | Ohashi, Hidetoshi | BHL322 | Rep | 2016-06-20 | |||
| 105 | Ohata, Yosuke | M | ARE532 | Rep | 2014-08-20 | ||
| 106 | Osade, Yohei | BBH613 | Rep | 2013-07-05 | 2023-03-31 | ||
| 107 | Otani, Tomono 大谷知乃 | AIT881 | Rep | 2007-07-31 | 2020-11-26 | ||
| 108 | Park, Charles Chansik | M | AME470 | Rep | 2017-07-06 | 2021-04-15 | |
| 109 | Paul, Scott Kenneth | M | BEB926 | RO | 2016-03-18 | 2018-10-31 | |
| 110 | Pelham, Miles Christian | 39 | M | APL696 | Rep | 2013-09-05 | 2017-11-30 |
| 111 | Qin, Chengxue 秦程雪 | BFP519 | Rep | 2015-06-15 | 2018-07-04 | ||
| 112 | Reade, Mark Donald | M | BCC920 | Rep | 2013-11-15 | ||
| 113 | Rhew, Byong Wi | BJM113 | Rep | 2017-05-02 | 2022-03-31 | ||
| 114 | Rowe, Damian Marcus | M | ASH901 | RO | 2014-05-20 | ||
| 115 | Saji, Hiroshi | M | BBL400 | Rep | 2013-12-05 | ||
| 116 | Sakaguchi, Tairiku | BAG216 | Rep | 2013-10-03 | |||
| 117 | Salam, Salim | BEM182 | Rep | 2014-11-18 | 2018-01-09 | ||
| 118 | Sato, Kazuoki 佐籐和興 | BGQ857 | Rep | 2015-12-28 | 2021-12-08 | ||
| 119 | Sato, Koki | BJC095 | Rep | 2017-03-21 | 2023-01-27 | ||
| 120 | Sato, Wakako | BBI874 | Rep | 2013-09-19 | 2019-03-27 | ||
| 121 | Sato, Yuki (SFC:BFP227) | BFP227 | Rep | 2015-07-20 | 2018-03-28 | ||
| 122 | Shamloo, Rooin | BJP603 | Rep | 2017-05-24 | |||
| 123 | Shang, Xiao Lin 尚小琳 | BJI815 | Rep | 2017-04-05 | 2019-08-05 | ||
| 124 | Sheffield, John (SFC:BJE213) | M | BJE213 | Rep | 2017-04-03 | 2018-01-25 | |
| 125 | Shen, Jian Guang 沈建光 | APV792 | RO | 2012-09-18 | 2018-07-25 | ||
| 126 | Shenoi, Padubidri Pramod | M | BIO472 | Rep | 2016-12-01 | 2019-02-12 | |
| 127 | Shimmori, Genki | BGQ862 | Rep | 2015-12-28 | 2018-11-16 | ||
| 128 | Shinya, Norimasa | BAV889 | Rep | 2014-01-24 | |||
| 129 | Shrubb, Anthony (SFC:BJN763) | M | BJN763 | Rep | 2017-05-11 | 2019-02-15 | |
| 130 | Shum, Anthony Chi-chung 岑志中 | M | AFR216 | RO | 2016-02-01 | 2017-10-11 | |
| 131 | Singer, Matthew Karl | M | BJE608 | Rep | 2017-04-03 | 2020-07-07 | |
| 132 | Skeet, Kevin Ewart | M | AXH409 | Rep | 2011-06-08 | 2021-04-21 | |
| 133 | Soh, David | M | AEI247 | Rep | 2014-05-30 | 2019-11-05 | |
| 134 | Suehiro, Toru | BHL321 | Rep | 2016-06-20 | 2020-10-29 | ||
| 135 | Sun, Po-Hsuan 孫柏軒 | BFB184 | Rep | 2016-07-26 | 2017-08-16 | ||
| 136 | Suzuki, Hiroyuki (SFC:BBV019) | M | BBV019 | Rep | 2013-09-13 | 2024-06-28 | |
| 137 | Suzuki, Katsuhiko | BDD174 | Rep | 2014-03-19 | |||
| 138 | Szeto, Yuen Yee 司徒婉儀 | ANJ402 | Rep | 2006-05-10 | |||
| 139 | Tabata, Saki 田畑紗希 | BIG849 | Rep | 2016-10-13 | 2018-09-04 | ||
| 140 | Takahashi, Kei | AOQ614 | Rep | 2013-09-18 | 2017-11-18 | ||
| 141 | Takahashi, Toshio | BAC022 | Rep | 2014-02-12 | |||
| 142 | Tanaka, Hiroshi (SFC:BAF821) | M | BAF821 | Rep | 2013-09-13 | ||
| 143 | Tanaka, Keiichiro | BGY131 | Rep | 2016-02-01 | 2020-12-31 | ||
| 144 | Tanaka, Takeshi (SFC:BAQ387) 田中健士 | M | BAQ387 | Rep | 2014-02-12 | ||
| 145 | Tang, Peter Jee Ho 鄧志豪 | M | ACP853 | Rep | 2010-02-01 | 2017-10-17 | |
| 146 | Tay, Leon Kairong | M | BHR968 | Rep | 2016-06-29 | 2018-02-22 | |
| 147 | Teh, Timothy Wen Ming 戴文明 | M | BJV363 | Rep | 2017-07-03 | 2021-09-28 | |
| 148 | Teo, Ying Zhuang | BCS552 | Rep | 2017-03-29 | |||
| 149 | Ueno, Yasunari | BHL325 | Rep | 2016-06-20 | |||
| 150 | Ujihara, Yoshihiro | M | BBP909 | Rep | 2013-09-19 | 2020-03-13 | |
| 151 | Vujacic, Vojin | BHC232 | Rep | 2016-03-21 | 2018-11-09 | ||
| 152 | Wade, John Howard | M | BEG040 | Rep | 2017-04-18 | 2017-08-29 | |
| 153 | Wai, Pak Fai Chris (SFC:BGL066) 衛柏暉 | BGL066 | Rep | 2017-06-14 | 2019-05-21 | ||
| 154 | Wakae, Masanori | BBB065 | Rep | 2013-09-13 | 2022-09-01 | ||
| 155 | Wan, Cheuk Yin 尹卓賢 | ARR928 | Rep | 2016-09-01 | |||
| 156 | Wang, Min-Li 王敏力 | BHM503 | Rep | 2016-05-30 | |||
| 157 | Wang, Qian (SFC:BHZ255) 汪倩 | BHZ255 | Rep | 2016-08-23 | 2020-09-01 | ||
| 158 | Wang, Yichen (SFC:BHF434) 王一尘 | BHF434 | Rep | 2016-05-17 | 2021-02-02 | ||
| 159 | Ward, Simon Anthony (SFC:BBQ753) | M | BBQ753 | Rep | 2013-07-31 | ||
| 160 | Watanabe, Hidekatsu | BAP098 | Rep | 2013-09-18 | |||
| 161 | West, Mark Donald | M | BFX305 | Rep | 2015-08-10 | 2017-12-11 | |
| 162 | Wong, Benny Wing Pan 黃穎斌 | M | AQO246 | Rep | 2008-02-28 | 2020-07-30 | |
| 163 | Wong, Kim Sing 黃劍星 | ALF360 | Rep | 2017-01-19 | 2018-08-29 | ||
| 164 | Wong, Wai Lung (SFC:BAB062) 黃偉龍 | BAB062 | Rep | 2015-05-06 | 2022-10-05 | ||
| 165 | Wong, Yuk-Bon (SFC:BEZ913) 黃旭邦 | BEZ913 | Rep | 2015-03-16 | 2023-11-20 | ||
| 166 | Xue, Bing (SFC:BHZ669) 薛冰 | BHZ669 | Rep | 2017-05-05 | 2019-09-30 | ||
| 167 | Yamada, Mikiya | BHV121 | Rep | 2016-08-16 | |||
| 168 | Yamamoto, Yoshitsugu | M | AOQ600 | Rep | 2016-01-25 | ||
| 169 | Yamauchi, Ayumu 山內步 | AXL777 | Rep | 2017-07-31 | 2024-03-29 | ||
| 170 | Yanada, Shuji | BEV132 | Rep | 2015-01-19 | 2024-04-02 | ||
| 171 | Yang, Weizhou (SFC:BFZ031) 楊為舟 | BFZ031 | Rep | 2015-08-10 | 2018-05-30 | ||
| 172 | Yeh, Hao-Ting 葉皓婷 | BAC177 | Rep | 2014-06-06 | 2023-06-06 | ||
| 173 | Yeo, Jeremy Wei-Min 楊偉民 | M | AXS670 | Rep | 2011-08-01 | 2018-08-20 | |
| 174 | Yoon, Jin Kyu | AQC209 | Rep | 2014-08-07 | 2018-03-29 | ||
| 175 | Yoshida, Atsushi | BAE887 | Rep | 2013-09-13 | |||
| 176 | Yoshida, Genki | BJJ183 | Rep | 2017-04-10 | 2017-12-06 | ||
| 177 | Yoshida, Kengo 吉田劍悟 | AVP035 | Rep | 2010-08-02 | 2018-10-31 | ||
| 178 | Yu, Cherry Pung Yet 余芃一 | F | ASD253 | Rep | 2016-09-21 | 2019-09-27 | |
| 179 | Zhang, Ming Min 章明敏 | BGB214 | Rep | 2015-08-28 | 2020-10-07 | ||
| 180 | Zhang, Wen (SFC:BFZ206) 張雯 | BFZ206 | Rep | 2016-06-27 | |||
| 181 | Zhao, Xinyuan (SFC:BJL915) 趙昕遠 | BJL915 | Rep | 2017-04-26 | 2019-02-18 | ||
| 182 | Zheng, Ran 鄭然 | BJT498 | Rep | 2017-06-19 | 2019-04-23 | ||
| 183 | Zhou, Zhou (SFC:BJD160) 周舟 | BJD160 | Rep | 2017-02-22 | 2018-04-27 | ||
| 184 | Zhuang, Xiaomeng 庄曉夢 | BEL946 | Rep | 2014-11-11 | 2017-09-06 | ||
| 185 | Zou, Jianke 鄒建科 | BIZ748 | Rep | 2017-02-01 |
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