UBS SECURITIES ASIA LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2006 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Anderson, Jonathan Gentile | M | Rep | 2003-05-30 | 2012-03-08 | |
| 2 | Anderson, Michael James (SFC:ABX611) | M | Rep | 2006-07-01 | ||
| 3 | Anton, Manuel | M | Rep | 2005-07-12 | 2012-05-12 | |
| 4 | Au, Alexander Pak Cheung 區柏祥 | 30 | M | Rep | 2004-05-18 | 2008-03-11 |
| 5 | Au, Eva Sin Yee 區善宜 | F | Rep | 2003-09-08 | 2008-10-04 | |
| 6 | Bae, Jung Hoon | Rep | 2006-01-18 | 2017-04-29 | ||
| 7 | Benz, Entela | Rep | 2006-01-12 | 2007-06-25 | ||
| 8 | Beshke, Clarence John | M | RO | 2010-10-15 | ||
| 9 | Bourgeois, Eva Maria | F | Rep | 2004-03-10 | 2008-03-14 | |
| 10 | Bradshaw, John (SFC:AHC328) | M | Rep | 2012-03-29 | ||
| 11 | Bradshaw, Stephanie 李婉青 | F | Rep | 2005-06-10 | 2007-12-22 | |
| 12 | Casati, Andrea (SFC:AMW488) | F | Rep | 2006-01-11 | 2006-04-16 | |
| 13 | Cavatoni, Joseph Roland | M | Rep | 2003-10-02 | 2009-04-20 | |
| 14 | Chan Yeung, Virginia Mo Bik 陳楊慕碧 | Rep | 2006-05-26 | |||
| 15 | Chan, Amy Yuen Han 陳婉嫻 | F | Rep | 2008-08-28 | ||
| 16 | Chan, Andy Kok Heng | Rep | 2010-05-20 | |||
| 17 | Chan, Ben Hin Fan 陳顯勳 | M | Rep | 2005-05-03 | 2012-10-25 | |
| 18 | Chan, Brian Hon Kei 陳漢基 | M | Rep | 2004-04-15 | 2009-04-22 | |
| 19 | Chan, Kelly Ka Yiu 陳家耀 | F | Rep | 2004-06-15 | 2006-06-13 | |
| 20 | Chan, Raymond Yiu Yue 陳耀宇 | M | Rep | 2004-02-16 | 2017-12-19 | |
| 21 | Chao, Benjamin Sze Chung 趙思聰 | M | Rep | 2004-06-25 | 2006-10-04 | |
| 22 | Chen, Yun (SFC:AKI402) 陳蘊 | Rep | 2004-04-02 | 2008-04-10 | ||
| 23 | Cheng, Jimmy Min Tat 鄭勉達 | M | Rep | 2005-05-20 | 2007-04-28 | |
| 24 | Cheng, Stephen Kwok Wai 鄭國偉 | 37 | M | RO | 2005-04-27 | 2007-01-01 |
| 25 | Cheung, Ronald Yat Sau 張逸修 | M | Rep | 2016-07-19 | ||
| 26 | Chia, Woon Khien | Rep | 2005-08-16 | 2006-03-24 | ||
| 27 | Chik, Kin Nang 戚健能 | Rep | 2008-03-15 | |||
| 28 | Chin, Michael Jaewuk | M | Rep | 2006-09-04 | ||
| 29 | Chiu, Yuk Ha | Rep | 2003-08-19 | 2007-03-01 | ||
| 30 | Choi, Wai Man (SFC:AMG898) 蔡慧敏 | Rep | 2005-07-20 | |||
| 31 | Chu, Chia Lin 朱家麟 | Rep | 2005-05-23 | 2008-06-30 | ||
| 32 | Chu, Danny Wai Kit 朱偉傑 | Rep | 2006-09-02 | |||
| 33 | Chu, Peter | M | Rep | 2004-04-14 | 2007-02-23 | |
| 34 | Chum, Grant Kwan Lock 鄭君諾 | 31 | M | Rep | 2005-09-01 | 2010-10-05 |
| 35 | Cin, Chang Sik | Rep | 2018-12-29 | |||
| 36 | Coffeng, John Martinus (SFC:ADJ820) | M | Rep | 2010-09-06 | ||
| 37 | Combalot, Laurent Benoit Georges | M | Rep | 2009-05-06 | ||
| 38 | Desai, Anil Pralhad | Rep | 2005-02-16 | 2006-03-23 | ||
| 39 | Donald, Luke Geoffrey | M | Rep | 2004-03-01 | 2007-04-14 | |
| 40 | Donegan, Christopher | M | Rep | 2004-11-30 | 2006-05-05 | |
| 41 | Dong, Hui (SFC:ALN997) 董慧 | Rep | 2004-12-14 | 2008-06-30 | ||
| 42 | Eum, Anna | F | Rep | 2004-10-12 | 2008-03-21 | |
| 43 | Fang, Dongming 房東明 | Rep | 2007-12-08 | |||
| 44 | Feng, Zhe (SFC:AFW435) 馮哲 | Rep | 2004-06-25 | 2006-06-02 | ||
| 45 | Fergusson, David Andrew Charles | M | Rep | 2005-04-28 | 2006-07-21 | |
| 46 | Fok, Ronald King Man 霍敬文 | 29 | M | Rep | 2018-05-04 | |
| 47 | Foo, Lyn Leng | Rep | 2005-07-12 | 2007-05-18 | ||
| 48 | Gaw, Christina 吳燕安 | 34 | F | Rep | 2008-06-14 | |
| 49 | Gochet, Bert Johan | Rep | 2004-10-12 | 2006-04-29 | ||
| 50 | Gooding, Nial Dennis Henry 劉國誠 | 47 | M | Rep | 2010-03-19 | |
| 51 | Gray, Christopher (SFC:AMH827) | M | Rep | 2005-08-01 | 2017-10-28 | |
| 52 | Gunther, Shane Jayson Daniels | Rep | 2004-08-09 | 2006-07-18 | ||
| 53 | Gunton, Michael Andrew | M | Rep | 2005-09-28 | 2006-02-15 | |
| 54 | Han, Jennifer Koun | F | Rep | 2006-01-19 | 2006-08-01 | |
| 55 | He, Lang | Rep | 2004-02-25 | 2007-03-29 | ||
| 56 | Henley, Robert Alexander | M | Rep | 2006-04-01 | ||
| 57 | Ho, Diana Pui Kwan 何佩君 | F | Rep | 2011-10-18 | ||
| 58 | Ho, Henry Hin Hung 何顯鴻 | 50 | M | Rep | 2004-08-17 | 2007-05-28 |
| 59 | Ho, Kwok Chung (SFC:AAB905) 何國仲 | Rep | 2008-05-07 | |||
| 60 | Ho, Pui Kwan (SFC:AFQ896) 何佩筠 | Rep | 2004-07-13 | 2006-03-25 | ||
| 61 | Ho, Tsz Leung 何子樑 | Rep | 2003-09-02 | 2018-06-05 | ||
| 62 | Ho, Yuk (SFC:AJC804) 何旭 | Rep | 2003-08-06 | 2006-03-03 | ||
| 63 | Hong, Shaw-Shiun 洪紹勛 | Rep | 2004-08-20 | 2009-04-22 | ||
| 64 | Horth, Damien John Magellan | M | Rep | 2005-05-30 | 2011-07-27 | |
| 65 | Hu, Joy Lan Ya 胡嵐雅 | Rep | 2003-09-30 | 2009-04-15 | ||
| 66 | Hu, Shih-Pei 胡詩珮 | Rep | 2005-05-05 | 2009-07-18 | ||
| 67 | Hui, Alice Suk Fong 許淑芳 | F | Rep | 2007-01-25 | ||
| 68 | Hung, Gary Lok Ming 熊洛銘 | M | Rep | 2006-03-04 | ||
| 69 | Hunt, Christopher James Andrews | M | Rep | 2011-07-27 | ||
| 70 | Hwang, Chan Young | Rep | 2006-01-18 | 2006-03-28 | ||
| 71 | Innerdale, David James | M | Rep | 2005-03-01 | 2011-06-23 | |
| 72 | Jacobson, John Brennan | M | RO | 2003-09-02 | 2006-04-03 | |
| 73 | Jaisingh, Rohit | Rep | 2005-08-02 | 2010-07-24 | ||
| 74 | Jang, Young Woo | Rep | 2006-01-19 | 2016-05-06 | ||
| 75 | Ji, Yong Kyu | Rep | 2006-01-03 | 2006-03-03 | ||
| 76 | Khoo, Chiew Cheng 邱秋清 | Rep | 2006-04-21 | |||
| 77 | Kim, Dong Hyun (SFC:AMY253) 金東鉉 | Rep | 2006-01-18 | 2007-06-23 | ||
| 78 | Kim, Jae Eun | Rep | 2006-01-18 | 2006-08-19 | ||
| 79 | Kim, Susan Eun | F | Rep | 2008-05-07 | ||
| 80 | Kim, Thomas Sang | M | Rep | 2004-09-01 | 2006-07-29 | |
| 81 | Ko, Leon Chi Yeung 高子揚 | M | Rep | 2004-07-16 | 2006-08-19 | |
| 82 | Ko, Young Ju 高永珠 | Rep | 2006-01-18 | 2007-06-09 | ||
| 83 | Koo, Bon Seuk | Rep | 2006-01-18 | 2006-03-28 | ||
| 84 | Koo, Kelvin Kwok Cheung 顧國祥 | M | Rep | 2004-07-26 | 2008-07-23 | |
| 85 | Kwan, Sing Yuen 關承遠 | Rep | ||||
| 86 | Kwan, Wing Kin (SFC:ALI180) 關永健 | Rep | 2004-10-11 | 2006-05-15 | ||
| 87 | Kwong, Marcus Mann 鄺孟芹 | M | Rep | 2004-03-31 | 2009-04-25 | |
| 88 | Lam, Hu Yang 林曉陽 | Rep | 2006-09-16 | |||
| 89 | Lam, Sum Sum 林森森 | Rep | 2005-07-18 | 2008-10-23 | ||
| 90 | Lam, Vanessa Yuk Yee 林玉儀 | F | Rep | 2006-08-26 | ||
| 91 | Lau, Marcus Chi Chiu 劉志超 | M | Rep | 2006-06-08 | ||
| 92 | Lau, Patricia Yan Ki 劉恩琪 | 27 | F | Rep | 2005-05-26 | 2009-04-15 |
| 93 | Lee, Christopher Fai Man 李輝敏 | 40 | M | Rep | 2010-03-22 | |
| 94 | Lee, Desmond Wing Sin 李永善 | M | Rep | 2006-01-16 | 2007-06-30 | |
| 95 | Lee, Hee Seung | Rep | 2006-01-18 | 2016-05-20 | ||
| 96 | Lee, Hyun Jae (SFC:AHN694) 李賢宰 | Rep | 2007-04-19 | |||
| 97 | Lee, Samuel Man Fat 李萬發 | 37 | M | Rep | 2004-12-03 | 2009-09-05 |
| 98 | Lee, Sang Kyo | Rep | 2004-04-20 | 2010-05-11 | ||
| 99 | Lee, Sharon Chee Ling 呂紫玲 | F | Rep | 2005-01-26 | 2010-03-08 | |
| 100 | Lee, Simon Chun Kit 李俊傑 | 30 | M | Rep | 2009-04-22 | |
| 101 | Lee, Won Jong | Rep | 2010-07-05 | |||
| 102 | Leong, Vui Ling 梁偉靈 | Rep | 2006-03-01 | |||
| 103 | Lepper, David Anthony (SFC:AGJ984) | M | Rep | 2008-07-16 | ||
| 104 | Li, Man Wing 李文穎 | Rep | 2005-04-01 | 2014-10-01 | ||
| 105 | Li, Mavis Qiwen 李綺雯 | F | Rep | 2005-07-06 | 2017-12-21 | |
| 106 | Lim, Meng Phong 林明鳳 | Rep | 2017-06-28 | |||
| 107 | Lin, Wan Ni 林宛霓 | Rep | 2005-02-07 | 2007-04-02 | ||
| 108 | Look, Andrew 陸東 | 41 | M | Rep | 2007-07-05 | |
| 109 | Lu, Qiang (SFC:AKT411) | Rep | 2004-06-07 | 2007-07-09 | ||
| 110 | Lynch, Simon James | M | Rep | 2006-01-09 | 2006-02-09 | |
| 111 | Ma, Kwun Yea 馬君意 | Rep | 2006-02-28 | |||
| 112 | Mak, Cassandra Frances Wai Kwun 麥慧君 | F | Rep | 2005-10-06 | 2008-02-23 | |
| 113 | McQueen, Lee Michael | M | Rep | 2005-05-10 | 2009-04-04 | |
| 114 | Melwani, Rajesh Ramesh (SFC:AEU252) | M | Rep | 2010-01-26 | ||
| 115 | Mou, Newman Siu Bun 繆肇彬 | Rep | 2006-06-15 | |||
| 116 | Myers, Kevin Mitchell | M | Rep | 2004-08-04 | 2010-05-14 | |
| 117 | Ng, Kwong Man 吳光民 | Rep | 2005-07-04 | 2008-03-15 | ||
| 118 | Ng, Siok Leng (SFC:AFM257) 黃淑玲 | Rep | 2003-10-14 | 2008-05-14 | ||
| 119 | Orgill, Bradley Wayne | M | Rep | 2005-03-24 | 2008-10-31 | |
| 120 | Pang, Alwyn See Kit 彭思杰 | M | Rep | 2005-05-12 | 2008-02-25 | |
| 121 | Pang, Kenneth Kwok Kit 彭國傑 | M | Rep | 2009-04-08 | ||
| 122 | Park, Min | RO | 2004-07-29 | 2009-04-15 | ||
| 123 | Park, Stacey | Rep | 2004-07-26 | 2006-03-24 | ||
| 124 | Patel, Jinesh Kiran | Rep | 2006-06-24 | |||
| 125 | Pecot III, Charles Matthew | 46 | M | RO | 2005-04-27 | 2007-03-06 |
| 126 | Peng, Chai Wei | Rep | 2004-04-02 | 2007-05-15 | ||
| 127 | Perrett, David Michael (SFC:AFF191) | M | Rep | 2004-11-23 | 2009-03-26 | |
| 128 | Pickstone, Julian Charles (SFC:AFT961) | M | Rep | 2007-09-03 | ||
| 129 | Pink, Nicholas Alexander | M | RO | 2004-07-08 | 2007-09-14 | |
| 130 | Poon, Ada Ho Yan 潘可欣 | F | Rep | 2004-07-05 | 2006-07-14 | |
| 131 | Por, Yong Liang 傅永量 | Rep | 2005-04-01 | 2006-04-21 | ||
| 132 | Pradeep, Vasundhara | Rep | 2005-05-09 | 2010-04-19 | ||
| 133 | Quah, Chiang Ming (SFC:AER425) 柯江明 | Rep | 2004-08-30 | 2017-07-15 | ||
| 134 | Rabinowitz, David | M | Rep | 2010-09-06 | ||
| 135 | Redbourn, Paul Robert (SFC:AFQ906) | M | Rep | 2010-10-15 | ||
| 136 | Robertson, Simon Montague | M | Rep | 2010-04-09 | ||
| 137 | Sanchez, Marlon Mikhail | M | Rep | 2006-05-16 | ||
| 138 | Saxvik, Eric Bradley | M | Rep | 2012-04-13 | ||
| 139 | Sclater, Alastair James | M | Rep | 2004-07-16 | 2010-05-15 | |
| 140 | Sen, Arnab (SFC:AMF183) | Rep | 2005-07-15 | 2006-07-18 | ||
| 141 | Shan, Wai Lun 盛煒麟 | Rep | 2005-04-12 | 2007-11-17 | ||
| 142 | Shin, Seung Jun | Rep | 2006-01-18 | 2010-05-20 | ||
| 143 | Sia, Selina Lim 謝琳 | F | Rep | 2004-07-12 | 2007-03-10 | |
| 144 | Sim, Colin Ching Wern | M | Rep | 2007-06-14 | ||
| 145 | So, Ferdinand 蘇平恩 | Rep | 2004-03-26 | 2007-07-17 | ||
| 146 | Sohn, Bill Eun-Seok | M | Rep | 2007-01-23 | ||
| 147 | Son, Yong Suk | Rep | 2006-01-18 | |||
| 148 | Soo, Phaik Lin | Rep | 2005-08-01 | 2007-09-29 | ||
| 149 | Sturman, Jonathan Marc | M | Rep | 2005-03-10 | 2006-06-22 | |
| 150 | Stutsman, Andrea Jean | F | Rep | 2006-05-01 | ||
| 151 | Suen, Benny Hung Kit 孫雄傑 | M | Rep | 2009-04-22 | ||
| 152 | Sum, Hing Man 岑慶文 | Rep | 2014-04-11 | |||
| 153 | Sung, Yoon Kyu | Rep | 2004-06-15 | 2020-09-07 | ||
| 154 | Tang, Ming Wai (SFC:AIH670) 鄧明緯 | Rep | 2005-04-07 | 2009-04-06 | ||
| 155 | Tang, Wai Kwan (SFC:ALZ222) 鄧惠君 | Rep | 2005-06-30 | 2017-02-11 | ||
| 156 | Tomlin, Owen | M | Rep | 2004-10-13 | 2007-05-28 | |
| 157 | Tse, Kenyon King-yung 謝敬勇 | Rep | 2005-07-12 | |||
| 158 | Tse, Shirley Sze Wan 謝詩韻 | F | Rep | 2009-11-30 | ||
| 159 | Tushar, Kumar | M | Rep | 2005-08-29 | 2006-10-06 | |
| 160 | Wadhwani, Aektha Indraprakash (SFC:ALQ955) | Rep | 2005-01-26 | 2007-06-01 | ||
| 161 | Wadle, John Allen | M | Rep | 2009-04-07 | ||
| 162 | Wan, Li (SFC:AHD514) 萬里 | Rep | 2005-04-12 | 2008-04-12 | ||
| 163 | Wang, Amanda Chia-hui 王家慧 | F | Rep | 2005-09-15 | 2007-03-21 | |
| 164 | Wang, Jinjin (SFC:AGP733) 王進璡 | Rep | 2005-07-04 | 2018-06-26 | ||
| 165 | Wang, Qi (SFC:ALB737) 王崎 | Rep | 2004-08-09 | 2007-03-21 | ||
| 166 | Wang, Yaoping 王瑤平 | Rep | 2004-09-06 | 2010-03-08 | ||
| 167 | Wei, Ying (SFC:AJM685) 魏莹 | Rep | 2004-02-25 | 2007-06-16 | ||
| 168 | Werkun, Erica Poon 潘嘉怡 | F | Rep | 2004-08-12 | 2019-06-29 | |
| 169 | Wong, Angel Po Kit 黃寶潔 | Rep | 2004-01-30 | 2006-07-08 | ||
| 170 | Wong, Constance 黃子欣 | F | Rep | 2008-05-24 | ||
| 171 | Wong, Eric Chun Yu 王震宇 | M | Rep | 2011-03-10 | ||
| 172 | Wong, Jenny Chieh Lu 王潔如 | F | Rep | 2006-06-17 | ||
| 173 | Wong, Pak Yan 黃栢仁 | Rep | 2005-12-06 | 2007-06-12 | ||
| 174 | Wong, Stephen (SFC:AJO207) 黃錦豪 | M | Rep | 2004-03-19 | 2008-04-30 | |
| 175 | Woodland, Emily Jane | F | Rep | 2003-10-14 | 2012-03-19 | |
| 176 | Wooldridge, Duncan Samuel | M | Rep | 2003-06-27 | 2017-06-10 | |
| 177 | Wu, Chi Wai (SFC:AIQ683) 胡志威 | Rep | 2011-10-24 | |||
| 178 | Wu, Hai Feng (SFC:ADI733) 吳海鋒 | Rep | 2004-03-01 | 2009-01-10 | ||
| 179 | Wu, James Yun | M | Rep | 2009-05-13 | ||
| 180 | Xiang, Jisong 項吉松 | Rep | 2005-01-06 | 2006-11-04 | ||
| 181 | Yin, He 尹賀 | Rep | 2004-02-25 | 2007-06-16 | ||
| 182 | Yip, Shuk Ling 葉淑玲 | Rep | 2009-12-03 | |||
| 183 | Yoda, Aki 依田亞希 | Rep | 2005-07-22 | 2008-12-30 | ||
| 184 | Yoo, Ji Eun | Rep | 2004-09-13 | 2012-03-22 | ||
| 185 | Yoon, Chi Won | Rep | 2005-06-09 | 2016-07-25 | ||
| 186 | Yu, Elizabeth Min Hsien 俞旻延 | F | Rep | 2005-10-05 | 2007-05-18 | |
| 187 | Yu, Jason Wah Chiu 余華超 | M | Rep | 2005-03-24 | 2011-06-30 | |
| 188 | Yu, Johnny Ching Yan 于正人 | M | Rep | 2004-05-05 | 2017-11-11 | |
| 189 | Yu, Kok Leung 余國良 | Rep | 2006-03-12 | |||
| 190 | Yuen, Nicole Shuk Kam 袁淑琴 | 44 | F | Rep | 2005-03-24 | 2012-03-21 |
| 191 | Yung, Tak Man (SFC:AHK660) 翁德敏 | Rep | 2014-06-10 | |||
| 192 | Zhang, Joe Hua Qiao 張化橋 | 43 | M | Rep | 2006-03-23 | |
| 193 | Zhou, Lingli (SFC:ALW484) 周伶俐 | 29 | F | Rep | 2005-04-11 | 2008-07-31 |
| 194 | Zlot, Andrew Edward | M | Rep | 2004-05-20 | 2006-08-11 |
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