DEUTSCHE SECURITIES ASIA LIMITED 德意志證券亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2007 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Abbas, Asad (SFC:AIP440) | Rep | 2003-04-09 | 2009-10-22 | ||
| 2 | Aldworth, James Garton | M | Rep | 2007-08-30 | 2016-06-20 | |
| 3 | Andrianov, Mykola | Rep | 2007-02-23 | 2012-09-06 | ||
| 4 | Ang, Bee Leng | Rep | 2008-06-05 | |||
| 5 | Arda, Franco | Rep | 2007-03-22 | 2008-01-16 | ||
| 6 | Askar, Kamel | Rep | 2006-03-15 | 2011-01-27 | ||
| 7 | Bacher, Ryan Rudolf | M | Rep | 2003-12-18 | 2009-06-23 | |
| 8 | Baker, Maureen Lee | F | Rep | 2007-04-02 | 2010-03-20 | |
| 9 | Bean, James Mark | M | Rep | 2005-10-18 | 2014-06-12 | |
| 10 | Beattie, Russell William | M | Rep | 2007-05-14 | 2007-09-14 | |
| 11 | Bennett, Charles Andrew Coghlan | M | Rep | 2007-07-24 | 2013-08-28 | |
| 12 | Bhasin, Sanjiv | Rep | 2007-07-30 | 2009-01-01 | ||
| 13 | Boukhadem, Jamel | Rep | 2007-04-20 | 2010-11-12 | ||
| 14 | Carthy, Robin Ian | M | Rep | 2006-07-03 | 2008-12-05 | |
| 15 | Chainani, Roshan Kumar | M | Rep | 2007-06-27 | 2008-10-01 | |
| 16 | Chan, Chieh-Mi (SFC:ALU162) | RO | 2005-11-22 | 2009-04-23 | ||
| 17 | Chan, Danny Yuet Hang 陳悅恆 | Rep | 2004-01-15 | 2011-05-14 | ||
| 18 | Chan, Dominic Koon Shing 陳冠成 | M | Rep | 2007-03-22 | 2008-05-16 | |
| 19 | Chan, Edmund Wing Hong 陳永康 | M | Rep | 2003-09-11 | 2011-06-30 | |
| 20 | Chan, Ron Chi Ho 陳志豪 | Rep | 2007-03-29 | 2010-08-04 | ||
| 21 | Chan, Spencer Kwok Wai 陳國偉 | M | Rep | 2006-04-03 | 2013-08-07 | |
| 22 | Chan, Wai Ling (SFC:ABS687) 陳慧玲 | Rep | 2003-05-05 | 2008-05-03 | ||
| 23 | Chan, Yuk Shan (SFC:ANH003) 陳玉珊 | Rep | 2006-04-11 | 2007-12-31 | ||
| 24 | Chandak, Dhiraj | Rep | 2006-02-20 | 2019-09-03 | ||
| 25 | Chandler, Benjamin Victor Michael | M | Rep | 2003-08-18 | 2011-03-30 | |
| 26 | Chang, Michael Cheun Chun 鄭翔浚 | M | Rep | 2006-12-20 | 2012-01-10 | |
| 27 | Chang, Michael Yio-How 張祐豪 | M | Rep | 2006-07-10 | 2011-06-24 | |
| 28 | Chang, Peter Yung Kang 張永康 | M | Rep | 2004-07-13 | 2008-09-11 | |
| 29 | Cheah, Kwong-Weng | Rep | 2007-01-18 | 2008-06-06 | ||
| 30 | Chen, Chien-Yao 陳建堯 | Rep | 2007-03-05 | 2008-01-17 | ||
| 31 | Cheung, Ka Che 張家熾 | Rep | 2005-07-27 | 2009-06-24 | ||
| 32 | Cheung, Kar Man (SFC:AIN882) 張嘉文 | Rep | 2005-08-15 | 2008-05-24 | ||
| 33 | Cheung, Winnie Wing Kei 張詠琪 | F | Rep | 2005-02-17 | 2008-12-05 | |
| 34 | Chin, Kong Yew | Rep | 2007-04-03 | 2008-12-05 | ||
| 35 | Choi, Jae Won (SFC:AOD815) 崔宰源 | Rep | 2006-11-13 | 2008-10-01 | ||
| 36 | Chow, Jimmy Ka Ching 周家正 | M | Rep | 2006-08-16 | 2017-08-31 | |
| 37 | Chow, Thomas 周少民 | M | Rep | 2006-04-24 | 2008-08-30 | |
| 38 | Chu, Patrick Pak Ning 朱柏寧 | M | Rep | 2005-05-09 | 2010-04-24 | |
| 39 | Chu, Peter Pa-en | M | Rep | 2006-03-31 | 2010-07-29 | |
| 40 | Chue, Chee Tang | Rep | 2009-01-01 | |||
| 41 | Chun, Chyi-Hung 詹琦宏 | Rep | 2006-06-01 | 2009-05-19 | ||
| 42 | Chun, Julian Howe 陳嘉豪 | M | Rep | 2006-10-20 | 2010-02-10 | |
| 43 | Chung, Jeffrey Jin Wook | M | Rep | 2014-04-10 | ||
| 44 | Chung, Ji Young | Rep | 2011-10-07 | |||
| 45 | Clapham, Thomas Antony | M | Rep | 2006-10-27 | 2012-06-13 | |
| 46 | Copplestone, Francis Anthony | M | Rep | 2007-01-18 | 2008-03-15 | |
| 47 | Corry, Nicolas Daniel | M | Rep | 2006-03-07 | 2008-09-01 | |
| 48 | Cortes Cossio, Max Alberto | M | Rep | 2006-11-20 | 2008-12-05 | |
| 49 | Cubells, Simon James | M | Rep | 2003-09-02 | 2008-12-05 | |
| 50 | Daste Ii, Ferrell Emanuel | Rep | 2005-10-13 | 2008-01-30 | ||
| 51 | Dattas, Bertrand Pierre Fernand | M | Rep | 2006-08-10 | 2011-08-23 | |
| 52 | Daube, Patrick | M | Rep | 2005-04-14 | 2010-07-13 | |
| 53 | Davies, Owen Rhys (SFC:AOQ936) | M | Rep | 2007-03-12 | 2008-12-05 | |
| 54 | Deng, Rong (SFC:AND181) 鄧嶸 | Rep | 2006-03-01 | 2008-06-24 | ||
| 55 | Denk, Christian | M | Rep | 2007-02-26 | 2010-02-10 | |
| 56 | Depaepe, Alexis Rene Christian | M | Rep | 2007-07-10 | 2008-12-18 | |
| 57 | Doering, Michael Roger | M | Rep | 2006-07-10 | 2014-01-03 | |
| 58 | Donley, Charles John | M | RO | 2007-04-12 | 2007-10-12 | |
| 59 | Donnelly, James Francis (SFC:APL240) | M | Rep | 2007-08-21 | 2009-09-08 | |
| 60 | Doshi, Nishi Jyotindra | Rep | 2007-02-06 | 2007-10-27 | ||
| 61 | Edelist, Andrew Wayne | M | Rep | 2005-02-24 | 2008-07-11 | |
| 62 | Egenolf, Anja | Rep | 2007-04-23 | 2009-04-01 | ||
| 63 | El Hicheri, Fayez | Rep | 2007-08-23 | 2009-05-12 | ||
| 64 | Fan, Mingxi 范明曦 | Rep | 2003-07-29 | 2008-07-12 | ||
| 65 | Fang, Chih-Shang 方至善 | Rep | 2007-04-11 | 2007-11-16 | ||
| 66 | Freeman, Daniel Marc | M | Rep | 2007-08-21 | 2008-07-17 | |
| 67 | Fung, Peter Yuk Kuen 馮旭乾 | M | Rep | 2003-06-02 | 2010-06-07 | |
| 68 | Ghosh, Anandomoy | Rep | 2006-12-06 | 2008-03-18 | ||
| 69 | Goco, Allan Gilbert Lim | M | Rep | 2003-04-16 | 2008-12-01 | |
| 70 | Ha, Ron Hiu Lam 夏曉嵐 | Rep | 2007-06-04 | 2008-12-05 | ||
| 71 | Hague, Claire Elizabeth Logan | F | Rep | 2004-09-13 | 2008-12-17 | |
| 72 | Han, Chia Lei 韓嘉蕾 | Rep | 2006-05-08 | 2008-06-23 | ||
| 73 | Heng, Kia Mui 王加媚 | Rep | 2003-07-31 | 2008-06-02 | ||
| 74 | Hesse, Nicolas Jean Georges | M | Rep | 2006-11-07 | 2013-01-17 | |
| 75 | Hil, Jeffery Chi Yung 許志勇 | M | RO | 2011-10-18 | ||
| 76 | Ho, Chak Kie 何澤基 | Rep | 2017-07-21 | |||
| 77 | Hoong, Yik Luen 洪逸倫 | Rep | 2003-05-29 | 2009-01-01 | ||
| 78 | Hosie, Neil Cameron | M | Rep | 2004-07-02 | 2009-03-26 | |
| 79 | Huynh, Louis | M | Rep | 2007-03-12 | 2012-09-05 | |
| 80 | Ip, Yau Lung 葉游龍 | Rep | 2007-08-20 | 2011-02-09 | ||
| 81 | Jacobsen, Russell James | M | Rep | 2006-12-04 | 2008-08-01 | |
| 82 | James, Craig Kendell | M | Rep | 2005-10-19 | 2008-02-07 | |
| 83 | Jeffery, Joanne Tarryn | F | Rep | 2007-05-18 | 2008-05-30 | |
| 84 | Jhalaria, Saurabh | Rep | 2006-10-11 | 2009-07-01 | ||
| 85 | Keenan, Russell Dennis | M | Rep | 2007-05-15 | 2017-06-09 | |
| 86 | Kelly, Peter Edward | M | Rep | 2006-08-01 | 2009-06-01 | |
| 87 | Khanna, Punit | Rep | 2008-12-12 | |||
| 88 | King, Hubert Duncan 金汶椿 | M | Rep | 2015-06-08 | ||
| 89 | Knoche, Richard | M | Rep | 2007-06-22 | 2007-09-22 | |
| 90 | Kong, Rita Yan Yee 江欣兒 | Rep | 2011-03-05 | |||
| 91 | Kuo, Chiung-Hsien 郭炯顯 | Rep | 2007-08-08 | 2010-05-01 | ||
| 92 | Kwan, Roy Chun Wai 關振緯 | 31 | M | Rep | 2007-04-03 | 2018-02-06 |
| 93 | Kwok, Daisy Dik Sze 郭迪思 | F | Rep | 2004-11-02 | 2010-11-16 | |
| 94 | Lai, David Yuk Fai 賴玉輝 | M | Rep | 2004-07-02 | 2017-02-07 | |
| 95 | Lai, Wai Tsz 黎慧慈 | Rep | 2007-05-25 | 2018-06-21 | ||
| 96 | Lau, Adam Yue Che 劉宇池 | M | Rep | 2007-04-02 | 2014-08-09 | |
| 97 | Lau, Janice Wai Man 劉維敏 | F | Rep | 2007-01-17 | 2014-06-24 | |
| 98 | Lau, Stephen Ying Tung 劉穎東 | M | Rep | 2006-06-01 | 2021-05-28 | |
| 99 | Lee, Amanda Pui Shan 李珮珊 | F | Rep | 2006-10-16 | 2009-06-23 | |
| 100 | Lee, Cora Oi Yan 李凱恩 | Rep | 2007-06-14 | 2009-03-28 | ||
| 101 | Lee, Derek Ho Yin 李浩然 | M | Rep | 2007-03-12 | 2011-03-25 | |
| 102 | Lee, Frank I-J | M | Rep | 2004-02-10 | 2007-11-15 | |
| 103 | Lee, Youn Wen | Rep | 2018-11-11 | |||
| 104 | Leonard, Neil Angus James | M | Rep | 2006-02-20 | 2012-09-05 | |
| 105 | Leung, Connie Wai Yi 梁慧儀 | F | Rep | 2005-04-11 | 2008-12-16 | |
| 106 | Li, Alan Cheuk Lun 李卓倫 | M | Rep | 2006-11-01 | 2017-02-07 | |
| 107 | Li, Lambda Wai Lim 李慧濂 | Rep | 2007-04-27 | 2010-04-14 | ||
| 108 | Li, Linus Lin Fung 李連豐 | Rep | 2007-04-20 | 2008-08-26 | ||
| 109 | Li, Nelson Siu Sing 李紹成 | M | Rep | 2009-06-13 | ||
| 110 | Ling, Anne Kin Shun 林建純 | F | Rep | 2004-11-30 | 2007-11-07 | |
| 111 | Lo, Ricky Chi Wa 羅志華 | M | Rep | 2010-03-11 | ||
| 112 | Lo, Shih-Hung 羅仕泓 | Rep | 2005-02-03 | 2010-04-24 | ||
| 113 | Lu, Hue Thi | Rep | 2007-08-03 | 2012-06-13 | ||
| 114 | Lui, Gregory Sieu Weng | M | Rep | 2009-03-12 | ||
| 115 | Lui, Thomas Ting Ching 雷廷禎 | M | Rep | 2007-01-25 | 2008-12-05 | |
| 116 | Ma, Adrian Hin Chun 馬顯俊 | 22 | M | Rep | 2007-06-14 | 2009-04-15 |
| 117 | Ma, Sin Chi 馬善智 | 33 | M | Rep | 2004-08-09 | 2010-04-20 |
| 118 | MacCarthy, Denis | RO | 2004-01-08 | 2009-12-11 | ||
| 119 | Macdonald, Matthew Douglas | M | Rep | 2006-07-24 | 2009-08-11 | |
| 120 | McGee, Alan Craig | M | Rep | 2007-08-17 | 2008-12-05 | |
| 121 | Meenan, James Nahor | M | Rep | 2004-10-11 | 2010-04-30 | |
| 122 | Mendes, Carlos Juan D'Oliveira | M | Rep | 2006-11-21 | 2009-07-14 | |
| 123 | Miller, Daniel Owen 但米勒 | M | RO | 2009-02-28 | ||
| 124 | Min, Jung Sun 閔正善 | Rep | 2006-09-20 | 2008-12-11 | ||
| 125 | Mizoguchi, Hironori | Rep | 2004-04-13 | 2008-12-05 | ||
| 126 | Mouilhade, Claire Beatrice Claude | F | Rep | 2006-07-14 | 2012-09-25 | |
| 127 | Naheta, Akshay Sudhir (SFC:ANM127) | Rep | 2006-06-01 | 2009-08-01 | ||
| 128 | Naidoo, Marlin | Rep | 2006-08-14 | 2012-08-01 | ||
| 129 | Narain, Ravi | Rep | 2010-03-24 | |||
| 130 | Ng, Jeffrey Kut Yin 吳吉然 | M | Rep | 2006-03-09 | 2009-04-15 | |
| 131 | Ng, Lok Yan (SFC:AOG290) 伍樂仁 | Rep | 2006-11-30 | 2010-03-03 | ||
| 132 | Nguyen, Hoang-Nam Phan | Rep | 2007-03-12 | 2008-08-09 | ||
| 133 | Oberhansberg, Utz Richard | M | Rep | 2005-10-31 | 2009-04-15 | |
| 134 | Ong, Derek (SFC:AME256) | M | Rep | 2005-06-22 | 2011-08-23 | |
| 135 | Ow, Shin Yeuan 歐欣遠 | Rep | 2007-07-31 | 2011-05-14 | ||
| 136 | Oyson, Michaelangelo De Los Reyes | Rep | 2003-10-24 | 2010-11-11 | ||
| 137 | Pagan, Christopher | M | Rep | 2005-09-15 | 2008-09-01 | |
| 138 | Pantone, Nicola | F | Rep | 2006-08-11 | 2008-01-17 | |
| 139 | Pemberton, Christian Matthew | M | Rep | 2005-11-29 | 2009-07-24 | |
| 140 | Perry, Matthew John (SFC:ALS348) | M | Rep | 2005-02-16 | 2009-04-28 | |
| 141 | Pirestani, Kayvon Andrew | M | Rep | 2005-06-08 | 2012-10-11 | |
| 142 | Poon, Philip Chung Hein 潘頌軒 | M | Rep | 2004-07-13 | 2011-02-26 | |
| 143 | Prescott, Lewis Edward | M | Rep | 2007-03-01 | 2009-04-21 | |
| 144 | Pritchard, Callum Gary | M | Rep | 2007-06-05 | 2008-12-05 | |
| 145 | Quarmby, Thomas Edward | M | Rep | 2007-01-25 | 2007-10-10 | |
| 146 | Rageau, Patrice Frederic | M | Rep | 2005-09-02 | 2009-04-21 | |
| 147 | Reeves, Andrew James | M | Rep | 2004-01-26 | 2014-02-27 | |
| 148 | Richmond, Blair James | M | Rep | 2004-04-20 | 2008-01-01 | |
| 149 | Roos, Murray Daniel Remarque | 32 | M | Rep | 2007-05-16 | 2009-08-17 |
| 150 | Sanchez, Marlon Mikhail | M | Rep | 2006-06-26 | 2011-01-04 | |
| 151 | Sankovic, Diana Elizabeth | F | Rep | 2006-08-15 | 2008-12-05 | |
| 152 | Sargeant, Luke Matthew | M | Rep | 2006-11-20 | 2009-05-27 | |
| 153 | Shah, Mona | F | Rep | 2007-08-03 | 2008-05-22 | |
| 154 | Shi, Jinjun (SFC:AOD609) 施進軍 | Rep | 2006-11-08 | 2008-06-19 | ||
| 155 | Silver, Nicholas Eugene | M | Rep | 2007-04-10 | 2014-04-11 | |
| 156 | Sinnathuray, Chandra Raj (SFC:AKW695) | Rep | 2007-06-12 | 2009-11-23 | ||
| 157 | Suen, Ming Chit 孫明哲 | Rep | 2004-03-30 | 2010-08-14 | ||
| 158 | Sun, Cheuk Wa 孫卓華 | Rep | 2005-07-06 | 2012-09-05 | ||
| 159 | Szeto, Carissa Carol 司徒加樂 | F | Rep | 2003-05-14 | 2007-11-07 | |
| 160 | Tan, Choon Wah 陳俊華 | Rep | 2007-06-06 | 2008-12-05 | ||
| 161 | Tan, Guat Cheng Maureen | F | Rep | 2008-02-22 | ||
| 162 | Tao, Nina Chih-Yu 陶芝宇 | Rep | 2006-05-08 | 2008-07-14 | ||
| 163 | Thio, George Patrick | M | Rep | 2007-07-11 | 2008-07-30 | |
| 164 | Thomas, Dean (SFC:ACN472) | M | Rep | 2007-02-09 | 2019-08-13 | |
| 165 | Tong, Yiu Nin 唐耀年 | Rep | 2007-07-26 | 2008-06-28 | ||
| 166 | Tsai, Jack Du 蔡篤傑 | M | Rep | 2006-05-29 | 2009-07-22 | |
| 167 | Tsang, Ka Li 曾嘉莉 | Rep | 2004-08-09 | 2012-01-10 | ||
| 168 | Tsang, Yee Mai 曾綺薇 | Rep | 2010-03-11 | |||
| 169 | Tsui, Stephen Fook Hong 徐福康 | M | Rep | 2005-07-18 | 2012-09-05 | |
| 170 | Waddell, Andrew Graham | M | Rep | 2007-08-23 | 2013-04-20 | |
| 171 | Wakem, Joanna | F | Rep | 2007-04-18 | 2008-09-17 | |
| 172 | Wang, Eson | Rep | 2007-06-14 | 2015-07-20 | ||
| 173 | Wang, Szu-Chia 王思嘉 | Rep | 2007-02-21 | 2008-09-11 | ||
| 174 | Wang, Yiding 王軼丁 | 24 | M | Rep | 2006-11-07 | 2008-05-26 |
| 175 | Wang, Yue (SFC:ANM980) 王越 | Rep | 2006-06-15 | 2007-12-19 | ||
| 176 | Welch, Thomas Andrew | M | Rep | 2007-08-15 | 2009-08-17 | |
| 177 | Wheeler, Edwin Joseph Jr | M | Rep | 2007-04-23 | 2007-12-01 | |
| 178 | White, Christopher James (SFC:ACS947) | M | Rep | 2004-07-19 | 2014-11-18 | |
| 179 | Wong, Frankie Ka Ku 王加駒 | Rep | 2007-05-17 | 2008-12-05 | ||
| 180 | Wong, Hau Yee (SFC:AOU151) 王巧兒 | Rep | 2007-08-22 | 2008-03-01 | ||
| 181 | Wong, Ingrid Yun Kit 黃欣潔 | Rep | 2005-06-24 | 2009-04-01 | ||
| 182 | Wong, Lai Man (SFC:AFC401) 王麗雯 | Rep | 2007-06-05 | 2015-06-01 | ||
| 183 | Wong, Timothy Tin Wai 黃天維 | M | Rep | 2004-04-15 | 2008-09-18 | |
| 184 | Wong, Tsz Kin (SFC:ALA499) 王子健 | Rep | 2004-12-16 | 2013-02-01 | ||
| 185 | Woo, Janet Fong Fong 胡渢渢 | F | Rep | 2019-07-08 | ||
| 186 | Wood, Graham Douglas (SFC:AKT391) | M | Rep | 2004-06-07 | 2011-06-07 | |
| 187 | Wu, Henry Gang 吳剛 | M | Rep | 2007-08-13 | 2009-10-14 | |
| 188 | Wu, Patrick Kai Hon 胡啟顥 | M | Rep | 2007-06-21 | 2008-08-26 | |
| 189 | Wu, Stephanie Yo-hua 吳宥樺 | F | Rep | 2007-03-19 | 2009-12-07 | |
| 190 | Yang, Lanfu 楊蘭伏 | Rep | 2007-03-29 | 2007-11-23 | ||
| 191 | Yeow, Allen Yi-Pin | Rep | 2007-07-03 | 2008-12-05 | ||
| 192 | Yeung, Kei Yuen 楊紀元 | Rep | 2006-06-08 | 2008-03-19 | ||
| 193 | Yip, Ying Kei 葉穎琪 | Rep | 2007-08-09 | 2009-04-02 | ||
| 194 | Yong, Yi Shan 楊憶善 | Rep | 2006-10-17 | 2011-06-24 | ||
| 195 | Yuen, Peter Yui Chi 阮叡智 | M | Rep | 2007-06-25 | 2009-05-22 | |
| 196 | Zhao, Chenfan 趙晨帆 | Rep | 2007-03-28 | 2012-06-13 | ||
| 197 | Zhao, Chunhua 趙春花 | Rep | 2004-09-13 | 2009-11-06 | ||
| 198 | Zhao, Yue (SFC:ALJ837) 趙悅 | Rep | 2006-07-07 | 2017-08-19 |
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