MIZUHO SECURITIES ASIA LIMITED 瑞穗證券亞洲有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2021
SFC ID Role From Until
1 Agarwal, Sambhav BPX096 Rep 2020-07-30 2022-02-27
2 Agustin, Scott-Jarryd BNS030 Rep 2018-10-22
3 Allen, Benjamin Lang M BOB487 Rep 2019-01-29 2022-02-08
4 Ammann, Christopher Emil M BNS037 Rep 2018-10-22 2023-12-31
5 Anzai, Takehiro M AZJ383 RO 2019-06-13
6 Asaeda, Hideya BLV794 Rep 2018-01-02
7 Askham, Craig Gerrard M BNY632 Rep 2019-01-15
8 Badigar, Devanjan BHQ459 Rep 2016-06-28 2023-01-31
9 Bidasaria, Shrey BNX253 Rep 2018-12-07
10 Bow, Dominic Kwok Wai 鮑國維 M AXR265 Rep 2016-06-08
11 Capone, Angela F BIZ300 Rep 2017-02-01
12 Carter, Edward Jack Onslow M BGD665 Rep 2015-09-07
13 Carter, Harriet Ellen Jane F BNE453 Rep 2018-07-27
14 Cha, Gyeongmin AUG884 Rep 2020-04-29 2021-05-13
15 Chan, Hoi Ting (SFC:BGD849) 陳凱婷 BGD849 Rep 2019-11-19 2023-08-24
16 Chan, Kin Cheung (SFC:BMG075) 陳鍵漳 BMG075 Rep 2018-02-01 2022-06-30
17 Chan, Ming Yan (SFC:BOL140) 陳明恩 BOL140 Rep 2019-06-10 2023-11-02
18 Chandrasekharan, Jayachandran BCK946 Rep 2019-07-11
19 Chen, Junyi (SFC:BPU740) 陳俊屹 BPU740 Rep 2020-07-03 2021-06-11
20 Chen, Long (SFC:BNN107) 陳隆 BNN107 Rep 2020-11-19 2024-03-28
21 Chen, Szu Yu 陳思宇 BFO350 Rep 2015-06-25
22 Chu, John Paul Yeong Keng 徐永鏗 M ABP357 RO 2016-08-16 2022-03-22
23 Chu, Tianli 楚天驪 AVY302 Rep 2014-12-03 2022-06-30
24 Cook, Geoffrey John M APB534 Rep 2019-01-09
25 Fang, Wei (SFC:BKA235) BKA235 Rep 2019-05-16
26 Fukase, Yoshiya BOM120 Rep 2019-06-27 2023-05-31
27 Fukumoto, Rikiya BPF372 RO 2020-06-04 2024-08-30
28 Glueck, Franz Ismael AZH650 Rep 2019-04-24
29 Goto, Fumihide AOR367 Rep 2014-01-24
30 Gu, Hao (SFC:BHD367) 顧昊 BHD367 Rep 2017-07-17 2021-09-03
31 Guan, Bo 關博 AZE518 Rep 2016-11-21 2021-08-20
32 Gulrajani, Dev BND519 Rep 2018-07-06 2022-06-01
33 Hah, Changwoo BKD619 Rep 2017-07-26 2022-08-10
34 Hamamoto, Yoshiro 濱本吉郎 BMR068 Rep 2020-05-15
35 Hamersma, Sander Bastiaan ADW037 Rep 2019-05-10
36 Hashimoto, Yoshihiro M BCH676 Rep 2013-11-20
37 Hayashibara, Yuka BOZ289 Rep 2019-10-10
38 Hill, Louisa Alice F BKW654 Rep 2019-12-27 2022-05-30
39 Hirata, Tomohiro M BQO764 Rep 2020-12-28 2023-01-09
40 Hori, Yusuke BAE890 Rep 2013-09-13
41 Horton, Shaun Yi-Ming BDI334 Rep 2014-04-25
42 Howard, Matthew John (SFC:BNU526) M BNU526 Rep 2018-12-06
43 Huang, Hiu Pan 黃曉斌 AVS717 Rep 2016-08-18 2023-08-24
44 Hunter, Paul Chicano M BDR269 Rep 2014-07-04 2023-04-21
45 Ishii, Hirona BPK880 RO 2020-03-25 2023-09-18
46 Ito, Hiroaki 伊藤宏昭 BFY639 Rep 2020-03-11 2021-08-13
47 Ito, Hitoshi BQO820 Rep 2020-12-28 2023-09-04
48 Ito, Tatsuhiko BNG744 Rep 2018-08-13
49 Iwasa, Shinsuke AMP190 Rep 2013-09-13 2022-08-29
50 James, Richard Alan (SFC:BNR278) M BNR278 Rep 2018-10-12 2023-11-30
51 Jang, Minhyeok 張玟赫 BIQ771 Rep 2017-09-08 2021-11-12
52 Jiang, Hongyu (SFC:BPX099) BPX099 Rep 2020-07-21
53 Kamata, Marina F BQZ851 Rep 2021-04-07 2023-10-31
54 Kamiki, Toru BQF032 Rep 2020-09-29
55 Kaneshige, Hirou 金重博宇 ARD681 Rep 2011-12-16
56 Karlo, Krzysztof BOU802 Rep 2019-09-27 2022-05-13
57 Kato, Katsuhito 加藤勝仁 AMF766 Rep 2014-06-17 2023-10-13
58 Kavanagh, Ruvann John M ARW149 RO 2019-09-17 2021-10-04
59 Kawakita, Yasuhiko AZV123 Rep 2017-09-29
60 Kawamoto, Yuta 川本裕太 BOS813 Rep 2019-08-26
61 Keeble, Paul Royce M BJW027 Rep 2017-07-10
62 Kikuchi, Masatoshi BAG217 Rep 2013-09-19
63 Kim, Haena BPY202 Rep 2020-08-19 2022-10-11
64 Kim, Ji Young (SFC:AUE802) 金志映 AUE802 Rep 2015-08-03 2022-05-04
65 Ko, Tak Yan Anson 高德欣 BJW368 Rep 2017-07-26
66 Koyama, Takeshi M BAL421 Rep 2013-09-16
67 Kuroda, Kentaro M BOJ811 Rep 2019-06-03 2023-06-23
68 Kwon, Heerak BOJ289 Rep 2019-05-20
69 Lam, Ka Yiu (SFC:BQG360) 林嘉耀 BQG360 Rep 2020-10-14 2022-07-29
70 Lam, Yi Nok Cameron 林爾諾 M BPW772 Rep 2020-07-16 2021-05-04
71 Lau, Homan 劉浩文 AWU132 Rep 2015-05-29 2022-09-05
72 Lau, Samuel Cheuk Hang 劉卓鏗 M AJB217 Rep 2018-08-02
73 Leadsom, David James (SFC:BNU517) M BNU517 Rep 2018-12-06 2022-04-22
74 Lee, James (SFC:BNI691) M BNI691 Rep 2018-08-17
75 Lee, Kenneth Kar Ming (SFC:AED932) 李嘉明 50 M AED932 RO 2020-11-25
76 Lee, Sally Yea Sul F BOT696 Rep 2019-09-05 2022-09-08
77 Lee, Seunghwan 李承桓 AYA209 Rep 2011-09-14 2023-06-06
78 Lee, Yick Chung 李易聰 AEE525 Rep 2013-01-21
79 Leong, Daniel Yun-Foo M BHL041 Rep 2016-05-10
80 Leung, Jason Chak Hay 梁澤熹 M AQJ874 Rep 2012-05-22 2021-05-10
81 Leung, Wai Man (SFC:AGO399) 梁偉民 AGO399 Rep 2019-02-22
82 Leung, Yu Tang 梁譽騰 BPC725 Rep 2019-11-08
83 Li, Yichen (SFC:BGG188) 李宜宸 BGG188 Rep 2020-11-04 2024-10-31
84 Liang, Xiao (SFC:BLL623) BLL623 Rep 2017-11-13 2021-09-15
85 Liu, Feihua 劉飛華 BOS055 Rep 2020-06-30 2021-07-16
86 Liu, Shanshan (SFC:BEC391) 劉杉杉 BEC391 Rep 2020-03-19 2023-06-06
87 Matsuda, Hiroshi (SFC:BAX539) M BAX539 Rep 2014-02-12
88 Matsunaga, Martin Hideyuki M BNT940 Rep 2018-11-07
89 Matsuno, Maoki BHY513 Rep 2016-09-20
90 Matsuo, Hidetaku 松尾秀拓 AZL647 RO 2016-08-24
91 Matsushita, Akifumi 松下哲史 M BPT817 Rep 2020-06-15 2023-04-17
92 Miura, Yutaka BBI890 Rep 2013-09-18
93 Miyagi, Hirokazu BJE607 Rep 2017-03-27 2023-07-25
94 Mori, Takahiro (SFC:BAX548) M BAX548 Rep 2018-07-18 2023-07-19
95 Morita, Keisuke 森田佳佑 BNP212 Rep 2018-10-10 2022-01-01
96 Mui, Malcolm Hin-Ling 梅軒寧 M APB926 RO 2018-01-04
97 Nagayoshi, Hayato M BCW504 Rep 2014-02-14
98 Nakagawa, Yoshihiro M BMT316 Rep 2018-04-18
99 Nakane, Yasuo BHM502 Rep 2016-06-20
100 Nakata, Shusuke ARR934 Rep 2014-01-13 2022-08-31
101 Nakatsukasa, Seiji 中務 征爾 BOL278 Rep 2019-06-24 2022-08-19
102 Ng, Zheng Han Eric 黄政涵 BJR929 Rep 2017-06-12
103 Nishi, Yoshiyuki M BJV585 Rep 2017-07-04
104 Nishihara, Ayumi BQC967 Rep 2020-09-15 2021-10-12
105 Noguchi, Suguru BPF378 RO 2020-04-20 2022-10-06
106 Oberg, Daniel Geoffrey M BOF792 Rep 2019-04-02 2021-06-03
107 Ohashi, Hidetoshi BHL322 Rep 2016-06-20
108 Ohata, Tomonori BNK090 Rep 2018-08-31 2022-04-25
109 Ohata, Yosuke M ARE532 Rep 2014-08-20
110 Ohnuki, Duknam BPA338 Rep 2019-11-06
111 Okubo, Takao BBK700 Rep 2018-01-08 2022-04-15
112 Osade, Yohei BBH613 Rep 2013-07-05 2023-03-31
113 Parsons, Stephen James (SFC:BNS038) M BNS038 Rep 2018-10-22
114 Rakesh, Vijay Raghavan M BNF853 Rep 2018-07-30
115 Reade, Mark Donald M BCC920 Rep 2013-11-15
116 Rhew, Byong Wi BJM113 Rep 2017-05-02 2022-03-31
117 Rowe, Damian Marcus M ASH901 RO 2014-05-20
118 Rybak, Gregory M BNR279 Rep 2018-10-12
119 Saita, Kenichi BNU514 Rep 2018-11-14
120 Saji, Hiroshi M BBL400 Rep 2013-12-05
121 Sakaguchi, Tairiku BAG216 Rep 2013-10-03
122 Salam, Salim BEM182 RO 2018-01-09 2023-12-07
123 Sato, Kazuoki 佐籐和興 BGQ857 Rep 2015-12-28 2021-12-08
124 Sato, Koki BJC095 Rep 2017-03-21 2023-01-27
125 Schwarz, Florian M BKY307 Rep 2017-09-29
126 Shamloo, Rooin BJP603 Rep 2017-05-24
127 Shaw, Benjamin John M BGN402 Rep 2019-02-22
128 Shin, Jung Hoon (SFC:BLJ194) BLJ194 Rep 2017-12-08
129 Shin, Myungsoo BOT695 Rep 2019-09-05 2022-11-09
130 Shinya, Norimasa BAV889 Rep 2014-01-24
131 Smith, Robert Adam (SFC:BCB694) M BCB694 Rep 2018-09-18 2022-01-28
132 Song, Xiukui 宋秀魁 BBE458 Rep 2019-04-02 2022-11-15
133 Suzuki, Hiroyuki (SFC:BBV019) M BBV019 Rep 2013-09-13 2024-06-28
134 Suzuki, Katsuhiko BDD174 Rep 2014-03-19
135 Syed, Salim Qader BMM225 Rep 2018-04-06
136 Szeto, Yuen Yee 司徒婉儀 ANJ402 Rep 2006-05-10
137 Takahashi, Atsutoshi BNB284 RO 2018-10-09 2022-01-25
138 Takahashi, Toshio BAC022 Rep 2014-02-12
139 Takaku, Masanori AXM564 Rep 2018-05-14 2021-05-11
140 Tanaka, Hiroshi (SFC:BAF821) M BAF821 Rep 2013-09-13
141 Tanaka, Takeshi (SFC:BAQ387) 田中健士 M BAQ387 Rep 2014-02-12
142 Teh, Timothy Wen Ming 戴文明 M BJV363 Rep 2017-07-03 2021-09-28
143 Teo, Ying Zhuang BCS552 Rep 2017-03-29
144 Tomimatsu, Yosuke M BBB708 Rep 2017-11-27 2022-12-31
145 Tong, Chun Ho 唐振皓 BGI616 Rep 2019-08-12
146 Ueno, Yasunari BHL325 Rep 2016-06-20
147 Wakae, Masanori BBB065 Rep 2013-09-13 2022-09-01
148 Wan, Cheuk Yin 尹卓賢 ARR928 Rep 2016-09-01
149 Wang, Jiaqi (SFC:AOH836) 王家琦 AOH836 Rep 2019-02-13 2022-02-08
150 Wang, Min-Li 王敏力 BHM503 Rep 2016-05-30
151 Wang, Shenshen 王 申申 BPK490 Rep 2020-03-05
152 Wang, Yang (SFC:BPW781) 汪洋 BPW781 Rep 2020-08-03 2024-05-24
153 Wang, Yuan (SFC:BOL438) 王渊 BOL438 Rep 2019-12-09 2021-05-18
154 Wang, Yufei (SFC:BNO772) 王宇飞 BNO772 Rep 2018-10-22
155 Ward, Simon Anthony (SFC:BBQ753) M BBQ753 Rep 2013-07-31
156 Watanabe, Hidekatsu BAP098 Rep 2013-09-18
157 Wei, Wenguan 魏文冠 BQL012 Rep 2020-11-12
158 Wong, Wai Lung (SFC:BAB062) 黃偉龍 BAB062 Rep 2015-05-06 2022-10-05
159 Wong, Yuk-Bon (SFC:BEZ913) 黃旭邦 BEZ913 Rep 2015-03-16 2023-11-20
160 Woo, Ka Man Sara 胡嘉文 BHD691 Rep 2018-01-31 2022-06-15
161 Yajima, Tomoki BNP002 Rep 2018-10-08 2021-06-03
162 Yamada, Mikiya BHV121 Rep 2016-08-16
163 Yamaguchi, Tomohiro (SFC:BQV717) 山口智裕 M BQV717 Rep 2021-03-09 2022-09-14
164 Yamamoto, Yoshitsugu M AOQ600 Rep 2016-01-25
165 Yamashita, Ryosuke BQE468 Rep 2020-10-20 2022-10-06
166 Yamauchi, Ayumu 山內步 AXL777 Rep 2017-07-31 2024-03-29
167 Yanada, Shuji BEV132 Rep 2015-01-19 2024-04-02
168 Yatsu, Naoki BOH697 Rep 2019-04-23 2021-12-01
169 Yeh, Hao-Ting 葉皓婷 BAC177 Rep 2014-06-06 2023-06-06
170 Yook, Haekong BKM766 Rep 2017-09-08
171 Yoshida, Aki-Joe BNI677 Rep 2018-08-17 2021-12-31
172 Yoshida, Atsushi BAE887 Rep 2013-09-13
173 Yung, Yi Tak 翁懿德 BPL011 Rep 2020-02-28
174 Zhang, Wen (SFC:BFZ206) 張雯 BFZ206 Rep 2016-06-27
175 Zhang, Yi (SFC:BGX406) 张毅 BGX406 Rep 2019-07-09
176 Zhang, Yixin (SFC:BOM527) BOM527 Rep 2019-06-24 2021-09-01
177 Zhong, Xiaoyu (SFC:BOP317) 仲晓宇 BOP317 Rep 2019-07-26
178 Zhou, Xiaoli (SFC:BND518) 周晓丽 BND518 Rep 2018-07-09 2022-06-23
179 Zhou, Xue (SFC:BCC731) 周雪 BCC731 Rep 2017-12-11
180 Zou, Jianke 鄒建科 BIZ748 Rep 2017-02-01

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