Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2009 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Chan, Alex Tsan Hung 陳燦雄 | AQA217 | Rep | 2009-04-29 | 2011-08-03 | ||
| 2 | Chan, Alvin Kwun Lin 陳冠年 | M | ADA210 | Rep | 2005-08-04 | 2012-11-15 | |
| 3 | Chan, Cat Pui Sze 陳佩詩 | APQ282 | Rep | 2009-12-14 | 2010-07-30 | ||
| 4 | Chan, Celia King Ki 陳景琪 | F | ARW168 | Rep | 2008-12-18 | 2010-05-13 | |
| 5 | Chan, Christopher Chun Yin 陳俊彥 | M | ASO895 | Rep | 2009-03-18 | 2010-03-03 | |
| 6 | Chan, Eric Chi Wai 陳志偉 | M | ACW694 | Rep | 2007-11-13 | 2015-12-30 | |
| 7 | Chan, Hei Ming (SFC:ASO239) 陳希明 | ASO239 | Rep | 2009-03-12 | 2011-05-19 | ||
| 8 | Chan, Hon Fai (SFC:AEU371) 陳漢輝 | AEU371 | Rep | 2004-09-01 | 2013-04-10 | ||
| 9 | Chan, Jennia Pui Man 陳佩敏 | AGN359 | Rep | 2008-05-09 | 2013-04-10 | ||
| 10 | Chan, Ka Hung (SFC:ABH274) 陳家雄 | ABH274 | Rep | 2005-04-07 | 2013-04-10 | ||
| 11 | Chan, Ka Yu (SFC:APQ350) 陳嘉瑜 | APQ350 | Rep | 2009-05-26 | 2013-04-10 | ||
| 12 | Chan, Kar Wah (SFC:ADS842) 陳家驊 | ADS842 | Rep | 2009-11-26 | 2010-04-21 | ||
| 13 | Chan, Kin Ho (SFC:ALQ830) 陳健豪 | ALQ830 | Rep | 2009-04-21 | 2011-01-07 | ||
| 14 | Chan, Man Na 陳文娜 | AFB029 | Rep | 2007-11-06 | 2010-03-24 | ||
| 15 | Chan, Ricky Kam Shui 陳錦緒 | M | AAA551 | Rep | 2006-08-14 | 2013-04-10 | |
| 16 | Chan, Shuk Lei 陳淑妮 | AJH102 | Rep | 2007-04-26 | 2013-09-13 | ||
| 17 | Chan, Simon Cherk Him 陳卓謙 | M | ANB798 | Rep | 2009-09-29 | 2012-08-01 | |
| 18 | Chan, Siu Ching (SFC:AEF334) 陳少清 | AEF334 | Rep | 2007-11-02 | 2010-03-24 | ||
| 19 | Chan, Siu Chun (SFC:ACO737) 陳少春 | ACO737 | Rep | 2009-12-08 | 2015-12-30 | ||
| 20 | Chan, Siu Ying (SFC:AUJ215) 陳少英 | AUJ215 | Rep | 2009-12-17 | 2012-08-01 | ||
| 21 | Chan, Terry Chin Lung 陳展龍 | ACP724 | Rep | 2005-04-07 | 2013-09-13 | ||
| 22 | Chan, Tsan Tuen 陳贊屯 | AUB811 | Rep | 2009-12-03 | 2013-05-22 | ||
| 23 | Chan, Wai Loi 陳慧娜 | AJA380 | Rep | 2009-06-23 | 2011-05-02 | ||
| 24 | Chan, Yiu Man (SFC:ACR627) 陳耀文 | ACR627 | Rep | 2009-11-09 | 2013-05-22 | ||
| 25 | Chan, Yiu Man (SFC:AOS417) 陳耀民 | AOS417 | Rep | 2009-05-25 | 2010-10-25 | ||
| 26 | Chau, Ho Hei (SFC:AIE136) 巢皓熙 | AIE136 | Rep | 2009-09-28 | 2013-04-10 | ||
| 27 | Chau, Kin Man 鄒建文 | ACV965 | Rep | 2013-09-13 | |||
| 28 | Chau, Kon Chiu 周幹弨 | AGS077 | Rep | 2006-07-25 | 2010-04-28 | ||
| 29 | Chau, Kwok Hung (SFC:AAB494) 周國鴻 | M | AAB494 | Rep | 2008-08-20 | 2013-09-13 | |
| 30 | Chen, Chih Yung 陳至勇 | 37 | M | ALU756 | RO | 2006-04-19 | 2013-02-16 |
| 31 | Chen, Ming Li (SFC:APT080) 陳明莉 | APT080 | Rep | 2007-11-12 | 2012-06-01 | ||
| 32 | Chen, Shu-Chi 陳素姬 | ART449 | Rep | 2009-01-09 | 2010-06-07 | ||
| 33 | Chen, Yinyi 陳引怡 | ART994 | Rep | 2008-12-08 | 2011-07-16 | ||
| 34 | Cheng, Joseph Kar Min 鄭家敏 | M | ABZ842 | Rep | 2009-01-07 | 2013-04-26 | |
| 35 | Cheung, Joseph Cho Shing 張祖成 | M | ACQ030 | Rep | 2009-11-17 | 2011-09-11 | |
| 36 | Cheung, Man Wai (SFC:APC059) 張文偉 | APC059 | Rep | 2009-04-28 | 2011-02-01 | ||
| 37 | Cheung, See Ling 張思玲 | AQJ777 | Rep | 2008-02-21 | 2016-01-23 | ||
| 38 | Cheung, Yun Tim 張潤添 | ASO238 | Rep | 2009-03-17 | 2011-07-23 | ||
| 39 | Chiu, Kuo Yang 邱國洋 | ASE457 | Rep | 2009-01-02 | 2012-06-01 | ||
| 40 | Chiu, Man Yee (SFC:AAH138) 趙敏兒 | AAH138 | Rep | 2007-03-01 | 2010-03-11 | ||
| 41 | Chiu, Tuen Leung 趙端良 | ADX075 | Rep | 2009-12-08 | 2015-12-30 | ||
| 42 | Choi, Ka Fai 蔡家輝 | AFG493 | Rep | 2007-06-06 | 2012-01-01 | ||
| 43 | Choi, Kwok Ip 蔡國業 | M | AEU921 | Rep | 2013-04-26 | ||
| 44 | Chow, Kwok Wai 周國偉 | 43 | M | AEM266 | Rep | 2009-05-26 | 2011-04-20 |
| 45 | Chow, Yuk Wah (SFC:ABJ926) 周玉華 | ABJ926 | Rep | 2019-08-21 | |||
| 46 | Chu, Hau Yee 朱孝儀 | ABX945 | Rep | 2005-09-07 | 2010-04-16 | ||
| 47 | Chu, Wai Leung (SFC:ABQ114) 朱偉良 | ABQ114 | Rep | 2009-11-09 | 2015-02-11 | ||
| 48 | Fong, Alen Man Chun 方文俊 | M | AMT934 | Rep | 2009-11-06 | 2013-08-01 | |
| 49 | Fu, Ka Ho 傅家豪 | AOT860 | Rep | 2009-07-20 | 2012-03-05 | ||
| 50 | Fu, Kuang-Chih 傅光智 | ANI808 | Rep | 2008-03-28 | 2012-06-01 | ||
| 51 | Fung, King Hong 馮景康 | ATR165 | Rep | 2009-08-31 | 2012-08-18 | ||
| 52 | Fung, Sau Lin 馮秀蓮 | AFT916 | Rep | 2004-07-02 | 2012-08-01 | ||
| 53 | Hau, King Hung 侯景紅 | AQW037 | Rep | 2008-04-17 | 2012-01-01 | ||
| 54 | Ho, Frankie Man Kit 何文傑 | M | ACD412 | Rep | 2009-12-04 | 2010-04-15 | |
| 55 | Ho, Wai Chu (SFC:AOU147) 何位珠 | AOU147 | Rep | 2007-05-30 | 2011-10-12 | ||
| 56 | Ho, Yuan-Pang 何原榜 | APG491 | Rep | 2007-09-04 | 2011-06-16 | ||
| 57 | Hong, Yu-Lin 洪毓苓 | AHW200 | Rep | 2009-07-14 | 2013-09-24 | ||
| 58 | Hsu, Chih-Wen 徐志文 | ARE818 | RO | 2008-07-14 | 2011-08-01 | ||
| 59 | Hsu, Chun Yi (SFC:ANV138) 徐君毅 | ANV138 | Rep | 2008-04-09 | 2011-06-16 | ||
| 60 | Huang, Hua-Lun 黃華倫 | AQQ527 | Rep | 2008-05-23 | 2012-06-01 | ||
| 61 | Huang, Li Nien 黃麗年 | APM100 | Rep | 2008-04-18 | 2012-06-01 | ||
| 62 | Huang, Pei-Hsuan 黃沛璿 | AUH256 | Rep | 2009-12-03 | 2011-07-08 | ||
| 63 | Huang, Tzu-Yi 黃子宜 | ASS266 | RO | 2009-05-22 | 2010-07-31 | ||
| 64 | Huen, Philip Tak Pan 禤德斌 | M | AUH257 | Rep | 2009-12-02 | 2013-08-01 | |
| 65 | Hui, Miranda Chi Cheung 許志翔 | F | AJB082 | Rep | 2008-10-03 | 2011-01-31 | |
| 66 | Hung, Lok Kwan 洪樂群 | AUB816 | Rep | 2009-12-03 | 2012-02-18 | ||
| 67 | Jhang, Sin-Lun 張心倫 | ATH710 | Rep | 2009-07-06 | 2012-05-22 | ||
| 68 | Kee, Chi Kwan 紀志坤 | M | ALH987 | Rep | 2007-07-27 | 2015-12-30 | |
| 69 | King, Alex Tat Hung 金達鴻 | ABT987 | Rep | 2008-09-09 | 2011-12-10 | ||
| 70 | Kok, Pui Mo 郭佩武 | ADV789 | Rep | 2009-03-12 | 2010-03-25 | ||
| 71 | Kong, Yiu Chung 鄺耀宗 | ALS425 | Rep | 2008-03-31 | 2011-03-01 | ||
| 72 | Lai, Ming Yeung (SFC:AFA201) 賴名揚 | AFA201 | Rep | 2006-07-25 | 2010-03-29 | ||
| 73 | Lam, Fung (SFC:APF050) 林峰 | APF050 | Rep | 2008-01-23 | 2010-03-01 | ||
| 74 | Lam, Tsz Lung (SFC:AOM982) 林子龍 | AOM982 | Rep | 2009-02-16 | 2011-08-09 | ||
| 75 | Lang, Zhen 郎臻 | ATY003 | Rep | 2009-11-11 | 2012-08-18 | ||
| 76 | Lau, Hon Wai (SFC:ACI109) 劉漢威 | ACI109 | Rep | 2005-08-24 | 2010-12-15 | ||
| 77 | Lau, Tsz Chun 劉子俊 | AUL596 | Rep | 2009-12-29 | 2012-02-27 | ||
| 78 | Lau, Wang Cheung 劉宏章 | AEI625 | Rep | 2004-06-01 | 2012-08-11 | ||
| 79 | Lee, Chai Sin 李濟善 | AJA483 | Rep | 2009-09-25 | 2013-09-13 | ||
| 80 | Lee, Jack Tsz Ho 李梓豪 | M | AGY627 | Rep | 2005-01-07 | 2010-04-30 | |
| 81 | Lee, Jessica Man Yi 李敏兒 | F | AIU268 | Rep | 2009-06-10 | 2021-08-20 | |
| 82 | Lee, Tsz Hang (SFC:AUB813) 李子恆 | AUB813 | Rep | 2009-12-10 | 2011-04-29 | ||
| 83 | Lee, Wei-Fang 李維芳 | ALW475 | Rep | 2005-04-11 | 2012-06-01 | ||
| 84 | Lee, Wing Yee (SFC:AJI405) 李泳宜 | AJI405 | Rep | 2009-12-10 | 2012-01-05 | ||
| 85 | Lee, Yi Ying (SFC:AMS280) 李怡瑩 | AMS280 | Rep | 2008-04-17 | 2012-06-01 | ||
| 86 | Lei, Hei (SFC:AIY110) 李曦 | AIY110 | Rep | 2009-06-18 | 2013-04-10 | ||
| 87 | Lei, Ho Chun 李浩俊 | ATY002 | Rep | 2009-11-11 | 2013-05-22 | ||
| 88 | Leung, Chu Hei 梁主曦 | AME890 | Rep | 2007-08-20 | 2010-04-16 | ||
| 89 | Leung, Chun Kit (SFC:ANI955) 梁俊傑 | ANI955 | Rep | 2009-08-21 | 2010-09-30 | ||
| 90 | Leung, Kathie Wai Kan 梁僡芹 | F | ANR464 | Rep | 2008-02-26 | 2010-03-24 | |
| 91 | Leung, Oliva Suk Fun 梁淑芬 | AAB826 | Rep | 2009-08-17 | 2015-12-30 | ||
| 92 | Leung, Philip Ming Yin 梁銘賢 | M | ASO240 | Rep | 2009-03-11 | 2011-12-28 | |
| 93 | Li, Man Wui 李文滙 | ATM468 | Rep | 2009-07-30 | 2010-03-15 | ||
| 94 | Liang, Juntao 梁俊濤 | AQC828 | Rep | 2008-01-15 | 2011-12-02 | ||
| 95 | Liao, Chia-Hui 廖家慧 | ARA879 | Rep | 2009-04-02 | 2013-10-13 | ||
| 96 | Lim, Pak Fu 林柏富 | AAV508 | RO | 2006-11-13 | 2010-07-31 | ||
| 97 | Lin, Chia-Pei 林佳佩 | APN786 | Rep | 2009-09-01 | 2021-08-20 | ||
| 98 | Lin, Vicky Ming-Jiun 林明君 | F | AQA460 | Rep | 2008-08-28 | 2010-12-22 | |
| 99 | Lin, Yen-Chun (SFC:ASM080) 林彥君 | ASM080 | Rep | 2009-02-25 | 2012-01-30 | ||
| 100 | Lin, Yu-Ting (SFC:ASK367) 林玉婷 | ASK367 | Rep | 2009-02-05 | 2012-08-01 | ||
| 101 | Liu, Kao-Jen 柳高仁 | AQA155 | Rep | 2009-04-02 | 2012-06-01 | ||
| 102 | Liu, Xue (SFC:ASJ679) 劉雪 | ASJ679 | Rep | 2009-02-04 | 2010-03-02 | ||
| 103 | Lo, Yun-Hsi 羅云希 | AQU620 | Rep | 2008-05-14 | 2010-06-14 | ||
| 104 | Lok, Kong Hung 駱港鴻 | AGJ942 | Rep | 2008-09-02 | 2014-06-06 | ||
| 105 | Lok, Paul Suen Hong 駱遜康 | M | AJB468 | Rep | 2008-07-15 | 2011-01-06 | |
| 106 | Low, Po Man 劉寶民 | ALT865 | Rep | 2009-05-26 | 2011-05-02 | ||
| 107 | Mak, Derek Ho Yin 麥淏琂 | M | ACE820 | Rep | 2008-04-16 | 2013-09-13 | |
| 108 | Man, Key Wai 文奇偉 | ACW740 | Rep | 2009-11-09 | 2015-12-30 | ||
| 109 | Ng, Chi Wai (SFC:ATY004) 吳智偉 | ATY004 | Rep | 2009-11-11 | 2013-05-22 | ||
| 110 | Ng, Sam Chi Him 吳子謙 | ANQ542 | Rep | 2009-08-21 | 2010-09-30 | ||
| 111 | Ng, Wai Sze 吳惠詩 | ARG815 | Rep | 2008-07-07 | 2014-08-01 | ||
| 112 | Ngai, Chun Kin 倪俊健 | AHP751 | Rep | 2007-01-12 | 2010-04-16 | ||
| 113 | Ngai, Po Man 魏寶文 | AFI855 | Rep | 2005-03-02 | 2013-04-26 | ||
| 114 | Ou, Hung Chieh 歐宏杰 | AQE456 | RO | 2008-02-11 | 2011-07-10 | ||
| 115 | Peng, Wen-ying 彭文嫈 | ARE467 | Rep | 2009-08-05 | 2012-09-01 | ||
| 116 | Pong, Chui Ming 龐翠明 | ASE458 | Rep | 2009-02-06 | 2011-01-17 | ||
| 117 | Pui, Jerry 貝祖銘 | M | ARO896 | Rep | 2009-08-27 | 2015-10-21 | |
| 118 | San, Ho Yin 辛浩然 | APQ499 | Rep | 2009-07-20 | 2011-12-01 | ||
| 119 | Siu, Hon Man 蕭漢文 | AAE190 | Rep | 2010-12-31 | |||
| 120 | Siu, Man Kit (SFC:AOV782) 蕭文傑 | 25 | AOV782 | Rep | 2008-09-26 | 2011-01-16 | |
| 121 | Suen, Pik Ying 孫碧英 | AGJ642 | Rep | 2006-03-09 | 2013-04-26 | ||
| 122 | Sun, Koon Kwan 辛冠群 | ALL054 | Rep | 2009-12-14 | 2013-12-20 | ||
| 123 | Tai, Chuan-Huang 戴傳晃 | AQJ712 | Rep | 2009-04-06 | 2011-09-30 | ||
| 124 | Tai, Dick Kam Ming 戴錦明 | M | ACL162 | Rep | 2007-12-07 | 2012-05-17 | |
| 125 | Tai, Kim Chung 戴儉忠 | AUI053 | Rep | 2009-12-14 | 2011-07-06 | ||
| 126 | Tam, Irene Oi Yee 譚愛怡 | F | AOT336 | Rep | 2009-06-12 | 2011-05-02 | |
| 127 | Tam, Kwok Leung (SFC:AEE193) 譚國樑 | AEE193 | Rep | 2005-07-13 | 2010-04-28 | ||
| 128 | Tang, Shu Yan 鄧樹仁 | ACP234 | Rep | 2005-04-01 | 2010-04-28 | ||
| 129 | Tang, Stanley Wing Wo 鄧永和 | M | AEE789 | Rep | 2005-05-18 | 2010-04-28 | |
| 130 | Tao, Hung-Te 陶宏德 | APA643 | RO | 2007-07-23 | 2010-06-30 | ||
| 131 | Tsang, Thomas Tak Ming 曾德明 | M | AGM931 | Rep | 2004-03-30 | 2011-07-27 | |
| 132 | Tsang, Timothy Chi Kong 曾志剛 | M | AOB158 | Rep | 2007-10-30 | 2010-04-28 | |
| 133 | Tse, Raymond Kwan Ho 謝君豪 | M | ALY230 | Rep | 2006-06-01 | 2010-04-28 | |
| 134 | Wan, Siu Shun 溫紹迅 | AEA214 | RO | 2004-08-26 | 2021-04-26 | ||
| 135 | Wang, Tsai-Yun 王彩雲 | ARF694 | Rep | 2008-08-04 | 2012-06-01 | ||
| 136 | Wang, Yun-hsiu 王允秀 | ARB703 | Rep | 2009-06-19 | 2013-11-29 | ||
| 137 | Wong, Brian Hin Lun 黃顯倫 | M | ASM207 | Rep | 2009-03-02 | 2012-08-01 | |
| 138 | Wong, Bryan Pui Yuen 黃沛源 | M | AOH949 | Rep | 2009-02-23 | 2012-09-29 | |
| 139 | Wong, Chi Chung (SFC:AFT846) 黃志聰 | AFT846 | Rep | 2005-04-07 | 2013-04-26 | ||
| 140 | Wong, Chun Ho (SFC:ACP345) 黃俊豪 | ACP345 | Rep | 2005-07-08 | 2010-03-29 | ||
| 141 | Wong, Ho Ki (SFC:AEV335) 王可琪 | AEV335 | Rep | 2006-03-08 | 2012-01-01 | ||
| 142 | Wong, Lam (SFC:AIY402) 王霖 | AIY402 | Rep | 2009-05-26 | 2011-04-20 | ||
| 143 | Wong, Shun Tak (SFC:AEB019) 黃信德 | M | AEB019 | Rep | 2006-05-10 | 2012-01-01 | |
| 144 | Wong, Siu Ching (SFC:AOX654) 黃少清 | AOX654 | Rep | 2009-05-26 | 2011-05-02 | ||
| 145 | Wong, Wai Hing (SFC:ACL705) 黃偉慶 | ACL705 | RO | 2009-10-16 | 2010-10-11 | ||
| 146 | Wong, Wai Lun (SFC:ASD145) 黃維倫 | ASD145 | Rep | 2009-09-03 | 2010-03-31 | ||
| 147 | Wong, Wai Yan (SFC:ARJ010) 黃慧欣 | ARJ010 | Rep | 2008-08-28 | 2012-08-01 | ||
| 148 | Wong, Yee Wah (SFC:AUD257) 黃綺華 | AUD257 | Rep | 2009-12-10 | 2013-05-22 | ||
| 149 | Wong, Yue Tak (SFC:AAD229) 王汝德 | AAD229 | RO | 2004-08-03 | 2011-12-01 | ||
| 150 | Woo, Lam Hay 胡林熙 | AAB005 | Rep | 2007-09-19 | 2010-08-20 | ||
| 151 | Wu, Bin (SFC:ASC683) 吳斌 | ASC683 | Rep | 2009-01-20 | 2012-12-01 | ||
| 152 | Wu, Christine Kuen 胡娟 | F | AJB101 | Rep | 2009-06-10 | 2011-05-02 | |
| 153 | Xie, Hongjun (SFC:AQZ553) 謝鴻俊 | AQZ553 | Rep | 2008-06-05 | 2012-12-01 | ||
| 154 | Ye, Liuxin 葉柳鑫 | ATW450 | Rep | 2009-10-30 | 2012-09-12 | ||
| 155 | Yeh, Chia-Hao 葉家豪 | ANG810 | Rep | 2008-06-20 | 2010-10-01 | ||
| 156 | Yeh, Chia-Wen 葉嘉雯 | AQW770 | Rep | 2009-01-09 | 2010-08-01 | ||
| 157 | Yeung, Chun Pong (SFC:ARG571) 楊振邦 | ARG571 | Rep | 2009-12-14 | 2010-10-22 | ||
| 158 | Yeung, Ting Wai (SFC:AUD258) 楊錠威 | AUD258 | Rep | 2009-11-11 | 2013-04-26 | ||
| 159 | Yew, Lap Tak 姚立德 | AAV466 | Rep | 2007-08-21 | 2012-05-25 | ||
| 160 | Yip, Yin 葉燕 | ATT869 | Rep | 2009-09-18 | 2012-03-01 | ||
| 161 | Yiu, Chi Wah (SFC:ACT308) 姚志華 | M | ACT308 | RO | 2004-07-07 | 2016-02-06 | |
| 162 | Yu, Yuan Tsung 余遠宗 | ARS797 | Rep | 2008-10-14 | 2010-07-31 | ||
| 163 | Yuen, Hing Kin 袁興健 | AFF290 | Rep | 2013-09-13 | |||
| 164 | Yuen, Kwok Wai 袁國偉 | M | AAV935 | RO | 2007-05-11 | 2011-11-04 | |
| 165 | Yuen, Wai Kin (SFC:ASP979) 袁偉健 | ASP979 | Rep | 2009-11-11 | 2010-08-15 | ||
| 166 | Zhao, Qing (SFC:AUC516) 趙晴 | AUC516 | Rep | 2009-12-10 | 2010-12-01 |
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