MIZUHO SECURITIES ASIA LIMITED 瑞穗證券亞洲有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2023
SFC ID Role From Until
1 Agustin, Scott-Jarryd BNS030 Rep 2018-10-22
2 Ammann, Christopher Emil M BNS037 Rep 2018-10-22 2023-12-31
3 Anzai, Takehiro M AZJ383 RO 2019-06-13
4 Asaeda, Hideya BLV794 Rep 2018-01-02
5 Askham, Craig Gerrard M BNY632 Rep 2019-01-15
6 Bidasaria, Shrey BNX253 Rep 2018-12-07
7 Bow, Dominic Kwok Wai 鮑國維 M AXR265 Rep 2016-06-08
8 Capone, Angela F BIZ300 Rep 2017-02-01
9 Carter, Edward Jack Onslow M BGD665 Rep 2015-09-07
10 Carter, Harriet Ellen Jane F BNE453 Rep 2018-07-27
11 Chak, Kwai Ting John 翟簣霆 M BQH314 Rep 2022-09-05
12 Chan, Angela (SFC:AMY550) F AMY550 Rep 2022-09-30
13 Chan, Chun Hong Eric 陳俊匡 M BET775 Rep 2022-09-30
14 Chan, Hoi Ting (SFC:BGD849) 陳凱婷 BGD849 Rep 2019-11-19 2023-08-24
15 Chan, Matthew Wing Tou 陳榮滔 M BGH189 Rep 2023-01-19 2024-04-09
16 Chan, Ming Yan (SFC:BOL140) 陳明恩 BOL140 Rep 2019-06-10 2023-11-02
17 Chandrasekharan, Jayachandran BCK946 Rep 2019-07-11
18 Chen, Long (SFC:BNN107) 陳隆 BNN107 Rep 2020-11-19 2024-03-28
19 Chen, Szu Yu 陳思宇 BFO350 Rep 2015-06-25
20 Choi, Chung Lam (SFC:BTB154) 蔡松霖 BTB154 Rep 2022-09-30
21 Choi, Tak On 蔡德安 BOR708 Rep 2021-06-30
22 Chong, Christopher Siu Wing 莊紹榮 M AYU408 Rep 2023-02-03
23 Cook, Geoffrey John M APB534 Rep 2019-01-09
24 Davison, Mark Charles M BSU543 Rep 2022-07-25
25 de Freitas Basilio, Christopher Santana M BTK839 Rep 2023-02-02
26 Docherty, Paul David M BCL837 Rep 2022-03-14 2024-05-02
27 Fang, Wei (SFC:BKA235) BKA235 Rep 2019-05-16
28 Fu, Juhua 符菊華 BSY867 Rep 2022-09-30
29 Fu, Ka Chun (SFC:AWJ844) 符嘉駿 AWJ844 Rep 2022-09-30
30 Fu, Xi (SFC:BSR661) 伏熙 BSR661 Rep 2022-06-29
31 Fukase, Yoshiya BOM120 Rep 2019-06-27 2023-05-31
32 Fukumoto, Rikiya BPF372 RO 2020-06-04 2024-08-30
33 Fung, Kwok Wai 馮國威 BSY886 Rep 2022-09-30
34 Fung, Yi Huen 馮怡萱 ANQ778 RO 2023-01-20 2023-08-24
35 Glueck, Franz Ismael AZH650 Rep 2019-04-24
36 Goto, Fumihide AOR367 Rep 2014-01-24
37 Gu, Xiao Ming 顧曉明 BTB328 Rep 2022-09-30
38 Hamamoto, Yoshiro 濱本吉郎 BMR068 Rep 2020-05-15
39 Hamersma, Sander Bastiaan ADW037 Rep 2019-05-10
40 Hashimoto, Junichi (SFC:BTB960) BTB960 Rep 2022-11-01 2024-04-12
41 Hashimoto, Yoshihiro M BCH676 Rep 2013-11-20
42 Hayashibara, Yuka BOZ289 Rep 2019-10-10
43 Hironaka, Yu 弘中雄 BBD159 RO 2022-10-24
44 Ho, Chun Ming Kenneth 何浚銘 M BSZ868 Rep 2022-09-30
45 Ho, Man Hong 何敏康 BSZ078 Rep 2022-09-30
46 Hori, Yusuke BAE890 Rep 2013-09-13
47 Horton, Shaun Yi-Ming BDI334 Rep 2014-04-25
48 Hou, Lok Hang Sharen 侯樂行 F BTC490 Rep 2022-10-21
49 Howard, Matthew John (SFC:BNU526) M BNU526 Rep 2018-12-06
50 Huang, Anthony (SFC:BLY755) 黃岑育 M BLY755 Rep 2022-01-17 2023-07-25
51 Huang, Hiu Pan 黃曉斌 AVS717 Rep 2016-08-18 2023-08-24
52 Hunter, Paul Chicano M BDR269 Rep 2014-07-04 2023-04-21
53 Ishii, Hibiki BRX875 Rep 2021-12-15
54 Ishii, Hirona BPK880 RO 2020-03-25 2023-09-18
55 Ishiyama, Yoshitaka M BTE526 Rep 2022-12-08
56 Ito, Hitoshi BQO820 Rep 2020-12-28 2023-09-04
57 Ito, Tatsuhiko BNG744 Rep 2018-08-13
58 James, Richard Alan (SFC:BNR278) M BNR278 Rep 2018-10-12 2023-11-30
59 Jiang, Hongyu (SFC:BPX099) BPX099 Rep 2020-07-21
60 Kaji, Hirokazu 梶裕和 BAX621 Rep 2023-02-28
61 Kamata, Marina F BQZ851 Rep 2021-04-07 2023-10-31
62 Kamiki, Toru BQF032 Rep 2020-09-29
63 Kaneshige, Hirou 金重博宇 ARD681 Rep 2011-12-16
64 Kato, Katsuhito 加藤勝仁 AMF766 Rep 2014-06-17 2023-10-13
65 Kawabe, Mikito BSZ784 Rep 2022-09-28 2024-09-20
66 Kawaguchi, Eishiro BTH955 Rep 2023-01-17
67 Kawakita, Yasuhiko AZV123 Rep 2017-09-29
68 Kawamoto, Yuta 川本裕太 BOS813 Rep 2019-08-26
69 Keeble, Paul Royce M BJW027 Rep 2017-07-10
70 Kikuchi, Masatoshi BAG217 Rep 2013-09-19
71 Kim, Jin Sung 金辰性 BSR261 Rep 2022-06-16
72 Ko, Tak Yan Anson 高德欣 BJW368 Rep 2017-07-26
73 Koyama, Takeshi M BAL421 Rep 2013-09-16
74 Kuroda, Kentaro M BOJ811 Rep 2019-06-03 2023-06-23
75 Kwan, Karen (SFC:BRS732) 關潔琳 F BRS732 Rep 2021-09-30
76 Kwan, Shu Kei 關舒琪 BDW552 Rep 2022-09-30
77 Kwon, Heerak BOJ289 Rep 2019-05-20
78 Lam, Herman Kai Man 林啟文 M AVC363 Rep 2021-08-02
79 Lau, Amanda Wai Sum F BTN011 Rep 2023-02-28 2024-07-19
80 Lau, Ho Ming (SFC:BSZ189) 柳浩明 BSZ189 Rep 2022-09-30 2024-10-10
81 Lau, Ivy (SFC:BRR511) F BRR511 Rep 2021-09-21
82 Lau, Ka Kit 劉嘉傑 BTB089 Rep 2022-09-30
83 Lau, Samuel Cheuk Hang 劉卓鏗 M AJB217 Rep 2018-08-02
84 Lau, Siu Chun (SFC:BTA002) 劉小珍 BTA002 Rep 2022-09-30
85 Lee, James (SFC:BNI691) M BNI691 Rep 2018-08-17
86 Lee, Kenneth Kar Ming (SFC:AED932) 李嘉明 52 M AED932 RO 2020-11-25
87 Lee, Michael Le Jin 李樂進 M BRI082 Rep 2021-06-18 2023-06-06
88 Lee, Seunghwan 李承桓 AYA209 Rep 2011-09-14 2023-06-06
89 Lee, Sze Man Janice 李思敏 F BSZ076 Rep 2022-09-30
90 Lee, Yick Chung 李易聰 AEE525 Rep 2013-01-21
91 Leong, Daniel Yun-Foo M BHL041 Rep 2016-05-10
92 Leung, Ka Bo 梁嘉寶 BSZ872 Rep 2022-09-30 2023-11-24
93 Leung, Man Chung Francis 粱文聰 M BSZ532 Rep 2022-09-30 2023-09-23
94 Leung, Ngai Hang Eugene 梁毅恆 M BSZ545 Rep 2022-09-30
95 Leung, Tin Yau Stephen 梁天佑 BLI899 Rep 2022-05-06 2023-12-04
96 Leung, Wai Man (SFC:AGO399) 梁偉民 AGO399 Rep 2019-02-22
97 Leung, Yu Tang 梁譽騰 BPC725 Rep 2019-11-08
98 Li, Lei (SFC:BHC504) 李磊 BHC504 Rep 2022-05-26
99 Li, Yichen (SFC:BGG188) 李宜宸 BGG188 Rep 2020-11-04 2024-10-31
100 Li, Yuanzhi (SFC:BSV135) 李沅芷 BSV135 Rep 2022-08-01
101 Lim, Daniel Young 任俊元 M BSX976 Rep 2022-08-29
102 Liu, Pui Ling 廖佩玲 AYA601 Rep 2023-02-21
103 Liu, Shanshan (SFC:BEC391) 劉杉杉 BEC391 Rep 2020-03-19 2023-06-06
104 Liu, You (SFC:BLC125) 劉攸 BLC125 Rep 2021-07-23
105 Lu, Manni 盧曼妮 BTK957 Rep 2023-02-13 2024-10-25
106 Matsuda, Hiroshi (SFC:BAX539) M BAX539 Rep 2014-02-12
107 Matsunaga, Martin Hideyuki M BNT940 Rep 2018-11-07
108 Matsuno, Maoki BHY513 Rep 2016-09-20
109 Matsuo, Hidetaku 松尾秀拓 AZL647 RO 2016-08-24
110 Matsushita, Akifumi 松下哲史 M BPT817 Rep 2020-06-15 2023-04-17
111 Miura, Yutaka BBI890 Rep 2013-09-18
112 Miyagi, Hirokazu BJE607 Rep 2017-03-27 2023-07-25
113 Mori, Takahiro (SFC:BAX548) M BAX548 Rep 2018-07-18 2023-07-19
114 Mui, Malcolm Hin-Ling 梅軒寧 M APB926 RO 2018-01-04
115 Nagayoshi, Hayato M BCW504 Rep 2014-02-14
116 Nakagawa, Yoshihiro M BMT316 Rep 2018-04-18
117 Nakane, Yasuo BHM502 Rep 2016-06-20
118 Ng, Ho Ching 吳皓程 BSL787 RO 2022-11-10
119 Ng, Zheng Han Eric 黄政涵 BJR929 Rep 2017-06-12
120 Nishi, Yoshiyuki M BJV585 Rep 2017-07-04
121 Ohashi, Hidetoshi BHL322 Rep 2016-06-20
122 Ohata, Yosuke M ARE532 Rep 2014-08-20
123 Ohnuki, Duknam BPA338 Rep 2019-11-06
124 Osade, Yohei BBH613 Rep 2013-07-05 2023-03-31
125 Parsons, Stephen James (SFC:BNS038) M BNS038 Rep 2018-10-22
126 Patron Ortiz, Alvaro Fernando M BOA027 Rep 2022-08-01
127 Petrie, Thomas (SFC:BFY856) M BFY856 Rep 2023-02-27
128 Phang, Zi Xin 彭子馨 BRR690 Rep 2021-09-20 2023-10-13
129 Poon, Chun Kit (SFC:AYS662) 潘俊傑 AYS662 Rep 2021-07-12
130 Rakesh, Vijay Raghavan M BNF853 Rep 2018-07-30
131 Reade, Mark Donald M BCC920 Rep 2013-11-15
132 Reilly, Robert Joseph (SFC:AXF221) M AXF221 Rep 2021-05-04
133 Rowe, Damian Marcus M ASH901 RO 2014-05-20
134 Rybak, Gregory M BNR279 Rep 2018-10-12
135 Ryu, Seung Wook BSY259 Rep 2022-09-05
136 Saita, Kenichi BNU514 Rep 2018-11-14
137 Saji, Hiroshi M BBL400 Rep 2013-12-05
138 Sakaguchi, Tairiku BAG216 Rep 2013-10-03
139 Salam, Salim BEM182 RO 2018-01-09 2023-12-07
140 Schwarz, Florian M BKY307 Rep 2017-09-29
141 Shamloo, Rooin BJP603 Rep 2017-05-24
142 Shang, Yating 商雅婷 BSV253 Rep 2022-07-27
143 Shaw, Benjamin John M BGN402 Rep 2019-02-22
144 Shin, Jung Hoon (SFC:BLJ194) BLJ194 Rep 2017-12-08
145 Shinya, Norimasa BAV889 Rep 2014-01-24
146 Sin, Shui Wan 冼瑞韻 BSM557 Rep 2022-05-18
147 Sonoda, Shinobu BSX235 Rep 2022-08-22 2023-12-04
148 Soo, Shuen Felicity 蘇璿 F BSQ592 Rep 2022-06-06
149 Suzuki, Hiroyuki (SFC:BBV019) M BBV019 Rep 2013-09-13 2024-06-28
150 Suzuki, Katsuhiko BDD174 Rep 2014-03-19
151 Sy, Wing Yan Winnie 施頴欣 F BSZ650 Rep 2022-09-30
152 Syed, Salim Qader BMM225 Rep 2018-04-06
153 Szeto, Yuen Yee 司徒婉儀 ANJ402 Rep 2006-05-10
154 Takahashi, Toshio BAC022 Rep 2014-02-12
155 Tanaka, Hiroshi (SFC:BAF821) M BAF821 Rep 2013-09-13
156 Tanaka, Takeshi (SFC:BAQ387) 田中健士 M BAQ387 Rep 2014-02-12
157 Teo, Ying Zhuang BCS552 Rep 2017-03-29
158 To, Yuk Fong 杜育芳 BSZ655 Rep 2022-09-30
159 Tong, Chun Ho 唐振皓 BGI616 Rep 2019-08-12
160 Tracey, Killian Carey AXR575 Rep 2022-08-15
161 Tsurumaru, Kazuhiro M BTH139 Rep 2022-12-23
162 Ueno, Yasunari BHL325 Rep 2016-06-20
163 Vujacic, Vojin BHC232 Rep 2021-10-26 2024-03-01
164 Walker, Daniel James (SFC:BRE411) M BRE411 Rep 2021-05-11
165 Wan, Cheuk Yin 尹卓賢 ARR928 Rep 2016-09-01
166 Wang, Min-Li 王敏力 BHM503 Rep 2016-05-30
167 Wang, Shenshen 王 申申 BPK490 Rep 2020-03-05
168 Wang, Yang (SFC:BPW781) 汪洋 BPW781 Rep 2020-08-03 2024-05-24
169 Wang, Yizhou (SFC:BRQ965) 王一舟 BRQ965 Rep 2022-12-12 2023-11-20
170 Wang, Yufei (SFC:BNO772) 王宇飞 BNO772 Rep 2018-10-22
171 Ward, Simon Anthony (SFC:BBQ753) M BBQ753 Rep 2013-07-31
172 Watanabe, Hidekatsu BAP098 Rep 2013-09-18
173 Wei, Wenguan 魏文冠 BQL012 Rep 2020-11-12
174 Wong, Carina Jaime F BRO745 Rep 2022-11-17
175 Wong, Kwok Hin 黃國軒 BRH477 Rep 2021-06-10
176 Wong, Mung Ni 黃夢妮 BSY871 Rep 2022-09-30
177 Wong, Yuk-Bon (SFC:BEZ913) 黃旭邦 BEZ913 Rep 2015-03-16 2023-11-20
178 Wu, Chun Tat 吳俊達 BLU043 Rep 2022-12-12
179 Wu, Michael Wai Yan 胡偉恩 AXT111 Rep 2022-09-30
180 Wu, Shanshan / Sarah 伍珊珊 ATQ890 RO 2022-06-06
181 Wu, Yanshan 吳艷珊 BRI079 Rep 2021-06-21 2023-08-31
182 Xie, Fei (SFC:BSZ619) 謝飛 BSZ619 Rep 2022-09-30
183 Xu, Zhiqing (SFC:BST620) 徐芷晴 BST620 Rep 2022-07-25
184 Yamada, Mikiya BHV121 Rep 2016-08-16
185 Yamamoto, Yoshitsugu M AOQ600 Rep 2016-01-25
186 Yamauchi, Ayumu 山內步 AXL777 Rep 2017-07-31 2024-03-29
187 Yanada, Shuji BEV132 Rep 2015-01-19 2024-04-02
188 Yang, Xiaoqing (SFC:BRI080) 杨小青 BRI080 Rep 2021-06-25 2023-06-07
189 Yap, Tisha Soong Yee 葉宋兒 BMX080 Rep 2022-06-20
190 Yeh, Hao-Ting 葉皓婷 BAC177 Rep 2014-06-06 2023-06-06
191 Yeung, Chi Chung (SFC:BTA048) 楊智中 BTA048 Rep 2022-09-26
192 Yeung, Pui Fan 楊佩芬 BSZ005 Rep 2022-09-30
193 Yook, Haekong BKM766 Rep 2017-09-08
194 Yoon, Jeong Su BOK141 Rep 2022-03-02
195 Yoshida, Atsushi BAE887 Rep 2013-09-13
196 Yu, Shanshan (SFC:AZU832) 于珊珊 40 F AZU832 Rep 2022-05-13
197 Yung, Yi Tak 翁懿德 BPL011 Rep 2020-02-28
198 Zhang, Hangyu 张航毓 BRI086 Rep 2021-07-06
199 Zhang, Huijia (SFC:BRK437) 張卉佳 BRK437 Rep 2021-07-16 2023-05-23
200 Zhang, Wen (SFC:BFZ206) 張雯 BFZ206 Rep 2016-06-27
201 Zhang, Yi (SFC:BGX406) 张毅 BGX406 Rep 2019-07-09
202 Zhang, Yuan (SFC:BSY885) 張元 BSY885 Rep 2022-09-30 2024-08-20
203 Zhao, Nanxi (SFC:BKO984) 趙南茜 BKO984 Rep 2022-08-15
204 Zhao, Yang (SFC:BHR796) 趙暘 BHR796 Rep 2022-10-12 2024-10-04
205 Zheng, Junbo (SFC:BQF272) 鄭珺博 BQF272 Rep 2021-06-30
206 Zheng, Yayun (SFC:BRR603) 郑雅匀 BRR603 Rep 2021-09-14
207 Zhong, Xiaoyu (SFC:BOP317) 仲晓宇 BOP317 Rep 2019-07-26
208 Zhou, Huiqizi 周卉琦子 BSZ622 Rep 2022-09-30 2023-09-10
209 Zhou, Xue (SFC:BCC731) 周雪 BCC731 Rep 2017-12-11
210 Zou, Jianke 鄒建科 BIZ748 Rep 2017-02-01

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