LEHMAN BROTHERS ASIA LIMITED 美國雷曼兄弟亞洲投資有限公司

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RO=Responsible Officer, Rep=Representative

Name Age in
2006
SFC ID Role From Until
1 Agarwal, Harsh Lakshman ANL070 Rep 2006-05-25 2008-09-29
2 Aldeen, Chihiro AFT275 Rep 2008-09-29
3 Alexander, Charles Alan Heathcote 49 M ALI373 RO 2004-12-21 2008-02-01
4 Arnaudy, Anthony John M AMH715 Rep 2005-08-01 2008-09-29
5 Beresford, Paul Richard M ANF151 Rep 2006-03-20 2008-09-29
6 Bhattal, Jasjit Singh ABT100 RO 2008-09-29
7 Bhutani, Sarabjit Singh AGG965 Rep 2005-05-04 2008-10-06
8 Bihani, Sundeep AKW600 Rep 2004-06-24 2008-03-31
9 Brown, Bahar ALF476 Rep 2006-07-24 2008-09-29
10 Budijono, Ridwan AML732 Rep 2005-09-15 2007-02-02
11 Burd, Kenneth Virle M ANP682 Rep 2006-06-30 2007-08-21
12 Caffrey, Kevin Michael M AMS335 Rep 2005-11-15 2008-09-27
13 Chan, Shirley Mei Fung 陳美鳳 F AEC087 Rep 2008-09-29
14 Chapman, James Richard (SFC:ALS060) M ALS060 Rep 2005-02-07 2008-09-29
15 Chellappa, Karthik ANN265 Rep 2006-06-20 2008-05-14
16 Chen, Bin (SFC:ANS061) 陳斌 ANS061 Rep 2006-07-27 2008-09-01
17 Chen, Junyu (1965) 陳軍余 41 M AKL748 Rep 2004-04-26 2007-06-19
18 Chen, Lei (SFC:AMP422) 陳磊 27 M AMP422 Rep 2005-10-21 2007-12-31
19 Chen, Ming (SFC:ANQ619) ANQ619 Rep 2006-07-13 2008-03-03
20 Chen, Scott M AIC497 Rep 2008-09-29
21 Chen, Yat Hung 陳一鴻 ACB502 Rep 2006-07-12 2008-09-29
22 Chen, Zhen (SFC:ANM137) 陳臻 ANM137 Rep 2006-06-02 2008-09-29
23 Cheung, Edward Tze Loong 張澤龍 M AGM506 RO 2006-04-20 2008-05-21
24 Cheung, Loretta Lai Man 張麗雯 F ADB867 Rep 2008-09-29
25 Chiang, Foster (SFC:ANM960) ANM960 Rep 2006-06-16 2008-09-29
26 Ching, Maggie Yuk Shan 程玉珊 F AGC976 Rep 2006-05-04 2007-02-02
27 Choi, Won 崔元 ANE754 Rep 2006-03-17 2006-10-04
28 Chong, Marco Chun Wah 張俊華 M ACU390 Rep 2006-04-07 2008-09-29
29 Choon, Yew Khee 秦耀奇 36 M AFR464 Rep 2006-07-24 2008-03-05
30 Chow, Stephen Benny Ting Fai 周珽輝 M ANE749 Rep 2006-03-17 2007-05-07
31 Choy, Jackie Tsun Kit 蔡俊傑 ANK724 Rep 2006-05-22 2008-09-29
32 Chung, Tak Wai (SFC:AMM043) 鍾德偉 29 M AMM043 Rep 2005-09-23 2008-11-22
33 Cielinski, Mark Alan M AHC364 Rep 2008-09-29
34 Cortes, Jose Iii Valencia AIR817 Rep 2006-07-12 2008-09-29
35 Croft, Ian Richard M AJD476 Rep 2003-10-13 2008-09-29
36 Douglas, David Archibald M AMF013 RO 2006-01-09 2008-08-06
37 Edwards, Christopher James (SFC:ABN712) M ABN712 Rep 2006-07-24 2007-09-05
38 Egliskis, David Walter M AJC319 Rep 2003-12-08 2007-07-07
39 Fellas, Lewis John (SFC:ALR009) M ALR009 Rep 2005-09-21 2006-08-14
40 Feng, Zhe (SFC:AFW435) 馮哲 AFW435 Rep 2006-07-31 2008-07-09
41 Fung, Eugene Yui Hang 馮睿恆 M AJL412 Rep 2004-03-15 2008-09-13
42 Fung, Selina Suk Han 馮淑嫻 F ANG453 Rep 2006-04-04 2008-09-29
43 Fung, William Ching Ho 馮正可 25 M ALR680 Rep 2005-02-01 2008-09-29
44 Gaitonde, Ghanashyam Lalji AHE512 Rep 2005-01-17 2008-09-29
45 Gao, Hui (SFC:AKP556) 高暉 AKP556 Rep 2004-05-18 2008-03-18
46 Garrett, Adam Guy Orlebar 蓋首男 M ALQ136 Rep 2005-01-10 2008-09-29
47 Ge, Ning (SFC:ALC812) 葛宁 ALC812 Rep 2004-08-20 2007-11-28
48 Ge, Xuehui 葛雪暉 AIU783 Rep 2006-04-04 2007-02-07
49 Ghia, Manish Hasmukh AJL427 Rep 2004-02-09 2007-03-19
50 Glavan, Jeffrey Lawrence M ANJ480 Rep 2006-05-11 2008-09-29
51 Goel, Dinesh AMH157 Rep 2005-07-22 2008-09-29
52 Goh, Anne Jia Juan 吳佳娟 F AMJ479 Rep 2005-08-15 2008-09-29
53 Greengrove, Keith Alan M ANH452 Rep 2006-04-26 2009-07-02
54 Gu, Huaiyu 谷懷雨 AGX678 Rep 2004-11-11 2008-09-29
55 Guo, Yiqiang 郭藝強 ANN262 Rep 2006-06-20 2007-07-31
56 Gupta, Ashutosh (SFC:AJE577) AJE577 Rep 2003-11-26 2008-09-29
57 Hart, William (SFC:ANR266) M ANR266 Rep 2006-07-20 2008-02-18
58 Hindle, Leon Miller M AIN992 Rep 2008-09-29
59 Ho, Anna Ka Po 何嘉寶 F ANQ590 Rep 2006-07-13 2008-09-11
60 Ho, Kelvin Teik Chye M ADA874 Rep 2008-09-29
61 Ho, Kenny Ting Hong 何定康 M AML780 Rep 2005-09-15 2008-03-13
62 Ho, Shanlia Wai Shan 何慧珊 AME228 Rep 2005-06-22 2008-09-29
63 Holloway, Christopher James (SFC:ANQ300) M ANQ300 Rep 2006-07-11 2007-03-21
64 Holt, Sue Lin F AJK539 Rep 2004-02-18 2008-09-29
65 Hong, Joonkee 洪俊基 AJX178 Rep 2005-04-15 2008-09-29
66 Hong, Patrick M AHA591 Rep 2005-12-01 2008-09-29
67 Hong, Yang-Myung AMG022 Rep 2005-07-20 2008-09-29
68 Hsi, Han Pin 許翰斌 ALH715 Rep 2004-09-27 2007-03-01
69 Hsueh, Chia-Yao 薜家瑤 ANQ601 Rep 2006-07-13 2007-04-17
70 Hu, Bo (SFC:AMJ466) 胡勃 AMJ466 Rep 2005-08-16 2006-11-24
71 Hui, Kei Man 許紀文 AFD213 Rep 2004-09-17 2007-05-01
72 Hung, Kenneth Hei King 洪熙敬 M AEY448 Rep 2005-09-15 2008-09-29
73 Hussain, Yasmin (SFC:ALF303) ALF303 Rep 2004-09-06 2008-09-29
74 Ireland, Simon John M ALQ283 Rep 2005-01-14 2008-06-02
75 Kan, Paul Wei Hung 甘偉恆 M ALI539 Rep 2005-10-03 2008-03-14
76 Karrim, Anika 畢安妮 AEU182 Rep 2005-01-18 2008-04-26
77 Kaye, Patrick Jon M ALG236 Rep 2004-09-22 2008-09-29
78 Kee, Tang Seng AEC763 RO 2006-04-10 2008-09-29
79 Kennedy, Brynne Shanahan ANS123 Rep 2006-07-31 2007-11-22
80 Khoo, Chiew Cheng 邱秋清 AEJ606 Rep 2006-05-16 2006-08-07
81 Kim, David Jaemin M AMC260 Rep 2005-06-15 2008-09-29
82 Kim, Dean Chang-Hun M ALP982 Rep 2005-08-22 2007-04-03
83 Kumar, Gautam (SFC:AMM350) AMM350 Rep 2005-09-22 2006-09-14
84 Kwan, Joyce Po Kuen 關寶娟 F ABC588 Rep 2005-04-25 2007-02-05
85 Lai, Wai Tsz 黎慧慈 ACU891 Rep 2006-02-17 2007-05-14
86 Lam, Ada Lok Yee 林洛宜 F ACG599 Rep 2004-05-14 2007-02-15
87 Lam, David Tai Yuen 林大源 M ADJ557 RO 2006-03-28 2008-09-29
88 Lau, Bernard Yu Kwan 劉宇鈞 M AFT473 Rep 2008-09-29
89 Lau, Justin Ching Yin 劉正賢 M AJL491 Rep 2005-04-01 2008-09-29
90 Lau, Lik Alaric 劉力 AHK681 Rep 2008-09-29
91 Lau, Wan Yu 劉韻茹 ANQ584 Rep 2006-07-13 2008-09-29
92 Laungani, Neel Vishnu ADQ008 RO 2004-12-20 2008-09-29
93 Lay, Richard Donovan M ALW485 Rep 2005-10-14 2007-09-17
94 Lee, Alexander Byungho M AEI578 Rep 2006-05-15 2008-03-25
95 Lee, Annisa Yuen Yee 李婉儀 F ALW388 Rep 2005-04-11 2008-09-29
96 Lee, James Sungho M AMF524 Rep 2005-07-12 2008-09-29
97 Lee, Kyung Koo (SFC:AND942) 李庚九 AND942 Rep 2006-03-08 2008-09-29
98 Lee, Myung Won 李明遠 AHK970 Rep 2004-07-20 2007-07-04
99 Lee, Wang Kwong 李泓廣 AFS914 Rep 2004-08-20 2008-09-23
100 Lee, Young Seok (SFC:ALU865) ALU865 Rep 2005-03-17 2008-06-30
101 Leung, Jackson Cheuk Shun 梁卓信 M ANQ293 Rep 2006-07-11 2008-09-29
102 Leung, Ka Ho (SFC:AFC564) 梁嘉浩 AFC564 Rep 2005-04-15 2008-09-29
103 Leung, Siu Ling (SFC:AEM291) 梁小玲 AEM291 Rep 2006-05-11 2008-09-29
104 Li, Elsy Chun 李雋 34 F AGH130 Rep 2005-07-15 2008-03-07
105 Li, Peter Ying Lun 李英麟 M AMN656 Rep 2005-09-28 2007-10-14
106 Li, Yvonne Yee Yean 李宜然 F AFR270 Rep 2004-06-16 2008-03-11
107 Lim, Edmund Kim San 林金山 M AJE583 Rep 2003-11-07 2008-09-29
108 Lim, Hwee Ghee 林慧儀 AGK672 Rep 2007-10-11
109 Lim, Terence Seng Chong 林成忠 M ANK153 Rep 2006-05-17 2008-09-29
110 Lin, Chao-Hua 林超驊 ALL057 Rep 2004-11-11 2008-09-29
111 Lin, Xin (SFC:AMJ471) 林鑫 AMJ471 Rep 2005-08-15 2008-09-29
112 Lin, Yng-Jyh 林盈志 ALY151 Rep 2005-04-26 2008-09-29
113 Liu, Kate Kit Yee 廖潔儀 F ACY139 Rep 2003-06-16 2008-09-29
114 Liu, Qianli 劉千里 31 F ANE763 Rep 2006-03-17 2007-07-02
115 Lo, Kathleen Oikay 盧藹琪 F AJN777 Rep 2006-06-02 2008-09-29
116 Lo, Michael Sai Cheong 盧世昌 M AFR449 Rep 2006-05-24 2008-09-29
117 Lo, Philip (SFC:AMT669) 盧偉楷 M AMT669 Rep 2005-11-28 2008-09-29
118 Lo, Yue Hin 羅宇軒 ANB463 Rep 2006-02-20 2008-09-29
119 Loh, Adrian Jenn Yeh M ANE752 Rep 2006-03-20 2007-03-19
120 Louie, Paul Kwok Yi 雷國怡 M AES876 Rep 2005-08-15 2008-09-29
121 Low, Kenneth Meng Ee M AJD749 Rep 2003-10-22 2006-08-14
122 Luk, Sylvia Ching Yan 陸靜茵 F AED614 Rep 2005-11-25 2008-09-29
123 Lun, Ivy Chuen Yun 藺傳茵 ANI753 Rep 2006-04-27 2007-07-28
124 Ma, Dongjun (SFC:AME464) 馬東軍 AME464 Rep 2005-06-27 2008-09-29
125 Ma, Sze Man 馬思敏 AED753 Rep 2006-03-16 2008-09-29
126 Maheshwari, Shyam ANP703 Rep 2006-07-03 2008-09-29
127 Mak, Marian Yuen Man 麥沅雯 F AID159 Rep 2007-04-10
128 Mar, Johnson M ADR669 RO 2008-09-29
129 Martinez Acosta, Jorge Carlos M AMJ476 Rep 2005-08-15 2008-09-29
130 McNicholas, Daniel Patrick M ANQ141 Rep 2006-07-06 2008-04-22
131 Millea, Timothy Emmett M ALV096 Rep 2005-03-21 2008-09-29
132 Milliken, Peter James M AEO766 Rep 2008-02-01
133 Mohinani, Pradeep AEN512 Rep 2005-05-12 2007-04-13
134 Myong, Chun Hyong AEN827 Rep 2005-02-22 2008-09-29
135 Nai, Te-Ling AML731 Rep 2005-09-15 2008-09-29
136 Nath, Nikhil ALW163 Rep 2005-04-06 2007-04-01
137 Nirmalananda, Logan Siva AJO315 Rep 2004-03-19 2007-05-14
138 Norris, Richard (SFC:AHG719) M AHG719 Rep 2006-05-19 2008-09-29
139 O'Meara, Christopher James Sidney M AFQ412 RO 2005-04-27 2008-09-29
140 Oh, Seung Joo 吳昇宙 ALJ848 Rep 2005-09-26 2008-04-15
141 Paine, David L M ADH929 Rep 2008-09-29
142 Pang, Eric Kwok Lik 彭國力 M ALJ833 Rep 2004-11-01 2008-09-29
143 Park, Joon Young (SFC:ANJ489) ANJ489 Rep 2006-05-11 2008-09-29
144 Peng, Yanyan 彭燕燕 ALD396 Rep 2006-06-08 2008-09-29
145 Penkett, Paul Alexis 36 M AMQ694 Rep 2005-11-01 2008-08-29
146 Por, Yong Liang 傅永量 ALW307 Rep 2006-05-16 2008-09-29
147 Prasad, Juhi ANH861 Rep 2006-04-27 2008-09-29
148 Pu, Jennifer 蒲心怡 F AMO548 Rep 2005-10-14 2008-09-29
149 Ryan, Jonathan David (SFC:AGX020) M AGX020 Rep 2004-05-03 2008-09-29
150 Salgaonkar, Sachin ANF161 Rep 2006-03-22 2007-11-21
151 Samuel, Jacob (SFC:ANJ557) M ANJ557 Rep 2006-05-15 2008-09-29
152 Schulz, Michael Stephan M AMF462 Rep 2006-06-19 2008-03-31
153 Selig, William Louis M AHC330 Rep 2005-07-20 2007-03-26
154 Shanidze, Levan AFD300 Rep 2005-11-07 2008-09-29
155 Shen, Dehua 沈德華 AMU085 Rep 2005-11-29 2008-09-29
156 Shi, Lin (SFC:AMF516) 石琳 AMF516 Rep 2005-07-12 2007-08-27
157 Shin, Stephen Hyunsang 申鉉尚 M AKP199 Rep 2006-05-30 2007-07-01
158 Shing, Walden Wah Chun 盛華俊 ANM477 Rep 2006-06-09 2007-05-07
159 Sim, Sharon Anne Soo Yee F AGH852 Rep 2005-08-15 2008-09-29
160 Siu, Michael Yiu Han 蕭耀恒 M AEE607 Rep 2005-07-21 2008-05-02
161 Squier, Annabel Jane Helen F AMY988 Rep 2006-01-26 2008-09-29
162 Steains, Anthony John 40 M ADG113 Rep 2006-05-16 2007-10-29
163 Sugasa, Dustin Paul M AMS609 Rep 2005-11-25 2008-09-04
164 Sun, Lu (SFC:AGF426) 孫璐 AGF426 Rep 2007-03-02
165 Sun, Xiaowu 孫曉悟 AJK635 Rep 2006-01-11 2006-12-16
166 Susanto, Michael Tjahja 饒饒林 35 M AFD442 Rep 2006-04-27 2008-09-29
167 Sweeney, Kirk Chester M AAN604 RO 2008-09-29
168 Tam, Shing Hei 譚成希 AEA201 Rep 2005-04-25 2006-12-27
169 Tan, Bo (1973) 譚擘 33 M ALK999 Rep 2006-03-16 2007-03-31
170 Tan, Snowy Sze Ling 陳施霖 AFD553 Rep 2006-03-22 2008-08-01
171 Tan, Wan Yuan 陳婉圓 AMK263 Rep 2005-08-31 2006-09-11
172 Tay, Teck How 鄭德豪 AKV062 Rep 2004-06-15 2008-09-29
173 Teng, Fredric Chien Hwa 鄧建華 AMU466 Rep 2005-12-07 2008-09-29
174 Thai, Thanh Hung 蔡成雄 37 M ALB240 Rep 2004-08-04 2008-07-01
175 Tong, Tze Kong 唐梓剛 AMQ919 Rep 2005-10-31 2008-09-29
176 Tsai, Diana Wan-Yi F ANR846 Rep 2006-07-27 2008-09-29
177 Tsang, Ka Kin (SFC:ALD602) 曾家健 ALD602 Rep 2004-08-26 2007-08-06
178 Tsang, Lai Kuen (SFC:ADC037) 曾麗娟 ADC037 Rep 2008-09-29
179 Tseng, Fan-Jung 曾繁榮 ANM476 Rep 2006-06-09 2007-12-12
180 Tsui, Amy Man Lung 崔文瓏 F ANI800 Rep 2006-04-27 2007-03-30
181 Tsui, Shun Lin 徐順蓮 ANA490 Rep 2006-02-09 2008-09-29
182 Tung, Erik Hong 童慷 M ADS384 RO 2006-04-19 2008-09-29
183 Tweeboom, Norman Lionel M AJE275 Rep 2005-08-15 2008-09-29
184 Uahwatanasakul, Kalaya 余舜茵 ALI359 Rep 2004-10-12 2008-09-13
185 Upadhyay, Saurabh AJF328 Rep 2003-12-09 2008-09-29
186 Valle, Charles Emmanuel M ANS079 Rep 2006-07-28 2008-09-29
187 Van Der Graaf, Allard Jan Baptiste Gerrette AGB957 Rep 2005-10-03 2008-09-29
188 Van Keulen, Hendrik Louis M ANR270 Rep 2006-07-21 2008-03-11
189 Varshney, Varun ANJ559 Rep 2006-05-15 2008-09-29
190 Verma, Rahul (SFC:AMY959) AMY959 Rep 2006-01-24 2008-09-29
191 Vourloumis, Andreas M ANL079 Rep 2006-05-25 2008-09-29
192 Wai, Gordon Chi Cheong 韋志昌 M ADH400 Rep 2006-06-07 2008-09-29
193 Wai, Plato Pak To 韋百濤 ALW734 Rep 2005-04-21 2008-09-29
194 Wang, C C Clark 王崇智 ANG377 Rep 2006-03-30 2007-04-30
195 Wang, Fang (SFC:AID230) 王芳 AID230 Rep 2008-09-29
196 Wang, Yaqian 王亞謙 AMG899 Rep 2005-07-20 2008-09-29
197 Wannenmacher, Tim M AMU467 Rep 2005-12-09 2008-09-29
198 Weidle, Daniel William M ALZ714 Rep 2005-05-18 2007-03-12
199 Wendel, Christopher Stewart M ALZ848 Rep 2006-07-05 2008-09-29
200 Weng, Hsiao-Wei 翁曉薇 AML439 Rep 2005-09-13 2007-08-01
201 Wimmer, Oliver M AMM352 Rep 2005-09-22 2008-05-22
202 Wong, Anthony Man Chun 黃文俊 M AJD976 Rep 2004-04-10 2006-08-14
203 Wong, Edwin Ching Him 黃正謙 AEB025 Rep 2008-09-29
204 Wong, Marco Chi Duen M AFQ741 Rep 2008-09-29
205 Wong, Ming Shing 黃明勝 AAF460 Rep 2005-08-04 2008-09-29
206 Wu, Frances 胡穎文 F AFW032 Rep 2004-07-28 2008-09-29
207 Wu, Wei (SFC:AER431) 鄔煒 34 M AER431 Rep 2006-04-03 2008-09-29
208 Wu, Wei (SFC:AMP204) 吳畏 AMP204 Rep 2005-10-17 2008-09-29
209 Wu, Zhigang (SFC:AHK042) 吳志剛 AHK042 Rep 2006-06-26 2008-09-29
210 Wuh, Paul I M ANK394 Rep 2006-05-18 2008-09-29
211 Xie, Li (SFC:AME467) 謝犁 AME467 Rep 2005-06-27 2007-12-05
212 Xie, Yi (SFC:ANL073) 解一 ANL073 Rep 2006-06-05 2008-09-29
213 Xu, Ping (SFC:ALI016) 徐萍 ALI016 Rep 2004-10-05 2008-09-29
214 Yang, Becky ANM527 Rep 2006-06-06 2008-03-18
215 Yang, Hao-Ting 楊皓珽 AMN709 Rep 2005-10-03 2007-07-30
216 Yang, Mei-Hwei 楊美慧 ALY118 Rep 2006-04-06 2008-09-29
217 Yang, Zhizhong (SFC:ACO050) 楊志中 ACO050 RO 2005-10-05 2008-09-29
218 Yao, Kenneth (SFC:ANH517) 姚根霖 M ANH517 Rep 2006-04-24 2008-09-29
219 Yap, Chin Yee 叶君瑜 AFR721 Rep 2008-03-18
220 Yee, Derrick 余建豪 M AMC671 Rep 2006-04-27 2008-09-29
221 Yeh, Ivan Hanson Shing Yue 葉承諭 M AMM375 Rep 2005-09-22 2007-03-31
222 Yen, Weber Shu-Wei 嚴序緯 AEC574 Rep 2006-06-26 2008-09-29
223 Yong, Fui San ADB186 Rep 2005-03-04 2008-09-29
224 Zhang, Lei (SFC:AMO860) 張蕾 AMO860 Rep 2005-10-17 2008-09-29
225 Zhou, Xiaoyin (SFC:ALK243) 周晓殷 ALK243 Rep 2006-04-11 2007-05-29

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