DEUTSCHE SECURITIES ASIA LIMITED 德意志證券亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2009 |
⚥ | Role | From | Until | |
---|---|---|---|---|---|---|
1 | Ahn, Soo Yong 安秀鏞 | Rep | 2009-02-25 | 2012-03-01 | ||
2 | Aldworth, James Garton | M | Rep | 2007-08-30 | 2016-06-20 | |
3 | Andrianov, Mykola | Rep | 2007-02-23 | 2012-09-06 | ||
4 | Askar, Kamel | Rep | 2006-03-15 | 2011-01-27 | ||
5 | Baker, Cristy | Rep | 2009-10-23 | 2012-07-27 | ||
6 | Baker, Maureen Lee | F | Rep | 2007-04-02 | 2010-03-20 | |
7 | Bean, James Mark | M | Rep | 2005-10-18 | 2014-06-12 | |
8 | Beattie, Russell William | M | RO | 2007-09-14 | 2010-04-30 | |
9 | Bennett, Charles Andrew Coghlan | M | Rep | 2007-07-24 | 2013-08-28 | |
10 | Bonner-Fomes, Natasha Natalie | F | Rep | 2008-10-27 | 2009-11-04 | |
11 | Boukhadem, Jamel | Rep | 2007-04-20 | 2010-11-12 | ||
12 | Brixen, Scott Bradley | M | Rep | 2007-11-09 | 2014-01-30 | |
13 | Brown, Anthony George (SFC:APU473) | M | Rep | 2009-10-15 | 2010-05-17 | |
14 | Chan, Danny Yuet Hang 陳悅恆 | Rep | 2004-01-15 | 2011-05-14 | ||
15 | Chan, Edmund Wing Hong 陳永康 | M | Rep | 2003-09-11 | 2011-06-30 | |
16 | Chan, Fabian Cheuk Hin 陳卓鶱 | M | Rep | 2008-01-10 | 2014-07-05 | |
17 | Chan, Ron Chi Ho 陳志豪 | Rep | 2007-03-29 | 2010-08-04 | ||
18 | Chan, Spencer Kwok Wai 陳國偉 | M | Rep | 2006-04-03 | 2013-08-07 | |
19 | Chandak, Dhiraj | Rep | 2006-02-20 | 2019-09-03 | ||
20 | Chandler, Benjamin Victor Michael | M | Rep | 2003-08-18 | 2011-03-30 | |
21 | Chang, Michael Cheun Chun 鄭翔浚 | M | Rep | 2006-12-20 | 2012-01-10 | |
22 | Chang, Michael Yio-How 張祐豪 | M | Rep | 2006-07-10 | 2011-06-24 | |
23 | Chen, Alexander Yang | M | Rep | 2008-05-02 | 2012-09-05 | |
24 | Chen, Augustine | Rep | 2008-05-08 | 2011-04-09 | ||
25 | Cho, Soo Hyun | Rep | 2007-10-03 | 2009-12-31 | ||
26 | Choi, Franky Ming Chit 蔡明哲 | Rep | 2007-11-01 | 2012-01-06 | ||
27 | Choi, Thomson Yik Hin 蔡亦軒 | Rep | 2008-01-03 | 2010-08-19 | ||
28 | Chow, Anson Tsun Ho 周進浩 | Rep | 2008-01-10 | 2013-02-01 | ||
29 | Chow, Janet Wing-gee 周詠芝 | F | Rep | 2009-01-16 | 2012-09-19 | |
30 | Chow, Jimmy Ka Ching 周家正 | M | Rep | 2006-08-16 | 2017-08-31 | |
31 | Chu, Patrick Pak Ning 朱柏寧 | M | Rep | 2005-05-09 | 2010-04-24 | |
32 | Chu, Peter Pa-en | M | Rep | 2006-03-31 | 2010-07-29 | |
33 | Chun, Julian Howe 陳嘉豪 | M | Rep | 2006-10-20 | 2010-02-10 | |
34 | Chung, Jeffrey Jin Wook | M | Rep | 2014-04-10 | ||
35 | Chung, Ji Young | Rep | 2011-10-07 | |||
36 | Chung, Richard | M | Rep | 2009-08-20 | 2012-03-07 | |
37 | Ciani Bassetti, Pietro | M | Rep | 2008-09-30 | 2021-09-19 | |
38 | Clapham, Thomas Antony | M | Rep | 2006-10-27 | 2012-06-13 | |
39 | Creedon, Katherine Claire | F | Rep | 2008-01-22 | 2020-11-16 | |
40 | Dattas, Bertrand Pierre Fernand | M | Rep | 2006-08-10 | 2011-08-23 | |
41 | Daube, Patrick | M | Rep | 2005-04-14 | 2010-07-13 | |
42 | Davis, Mark James (SFC:AQC318) | M | RO | 2009-10-09 | 2012-10-25 | |
43 | Denk, Christian | M | Rep | 2007-02-26 | 2010-02-10 | |
44 | Doering, Michael Roger | M | Rep | 2006-07-10 | 2014-01-03 | |
45 | Donley, Charles John | M | Rep | 2007-10-12 | 2010-01-01 | |
46 | Doyle, John Aaron | M | Rep | 2009-08-18 | 2019-10-29 | |
47 | Ellis, James Andrew | M | Rep | 2008-09-30 | 2012-04-01 | |
48 | Everest, Steven Leslie | M | Rep | 2008-10-17 | 2015-03-01 | |
49 | Fairbairn, Glen Reginald | M | Rep | 2008-11-19 | 2012-12-12 | |
50 | Fleetham, Ian David | M | Rep | 2009-01-02 | 2010-06-12 | |
51 | Fung, Peter Yuk Kuen 馮旭乾 | M | Rep | 2003-06-02 | 2010-06-07 | |
52 | Gan, Wee Leong 顏偉樑 | Rep | 2008-08-26 | 2014-06-03 | ||
53 | Gautam, Rahul (SFC:ARV352) | Rep | 2008-11-06 | 2011-03-05 | ||
54 | Ghosh, Srijay | Rep | 2009-02-17 | 2011-04-19 | ||
55 | Goodwin, Andrew D | M | Rep | 2009-01-29 | 2014-09-04 | |
56 | Hadley, Norman Borradaile | M | Rep | 2009-07-06 | 2010-02-20 | |
57 | Hague, Claire Elizabeth Logan | F | Rep | 2009-02-16 | 2011-04-09 | |
58 | Halliwell, Alison (SFC:ASF035) | F | Rep | 2009-01-02 | 2012-01-19 | |
59 | Hatrick, Kerr | Rep | 2008-07-14 | 2011-01-28 | ||
60 | Hayes, Arthur | M | Rep | 2009-01-29 | 2011-06-11 | |
61 | Hesse, Nicolas Jean Georges | M | Rep | 2006-11-07 | 2013-01-17 | |
62 | Hil, Jeffery Chi Yung 許志勇 | M | RO | 2011-10-18 | ||
63 | Hirako, Taisuke | Rep | 2009-03-25 | 2010-03-01 | ||
64 | Ho, Chak Kie 何澤基 | Rep | 2017-07-21 | |||
65 | Ho, Karen Kar Wing 何嘉詠 | F | Rep | 2007-12-24 | 2013-03-07 | |
66 | Hoare, Len Peter Andrew | 32 | M | Rep | 2008-08-14 | 2010-05-20 |
67 | Hogan, Robert Wilkes | M | Rep | 2008-01-10 | 2015-12-01 | |
68 | Hosie, Neil Cameron | M | RO | 2009-03-26 | 2017-03-31 | |
69 | Huang, Timmy Chi-ming 黃麒銘 | Rep | 2009-01-02 | 2011-10-17 | ||
70 | Huynh, Louis | M | Rep | 2007-03-12 | 2012-09-05 | |
71 | Ip, Yau Lung 葉游龍 | Rep | 2007-08-20 | 2011-02-09 | ||
72 | Kamei, Takeya | Rep | 2007-09-28 | 2013-12-02 | ||
73 | Kapoor, Chetan (SFC:AQO316) | Rep | 2008-02-26 | 2017-12-06 | ||
74 | Kaufmann, Kai | Rep | 2008-03-10 | 2019-08-12 | ||
75 | Keenan, Russell Dennis | M | Rep | 2007-05-15 | 2017-06-09 | |
76 | Khaimson, Evgeni | Rep | 2009-08-12 | 2012-07-01 | ||
77 | Kim, So Yeon | Rep | 2009-06-23 | 2010-01-30 | ||
78 | King, Hubert Duncan 金汶椿 | M | Rep | 2015-06-08 | ||
79 | Koerber, Matthias | M | Rep | 2007-11-13 | 2010-01-08 | |
80 | Kong, Rita Yan Yee 江欣兒 | Rep | 2011-03-05 | |||
81 | Kudalkar, Anil Sadanand | Rep | 2009-01-29 | 2016-02-27 | ||
82 | Kuo, Chiung-Hsien 郭炯顯 | Rep | 2007-08-08 | 2010-05-01 | ||
83 | Kwan, Roy Chun Wai 關振緯 | 33 | M | Rep | 2007-04-03 | 2018-02-06 |
84 | Kwok, Daisy Dik Sze 郭迪思 | F | Rep | 2004-11-02 | 2010-11-16 | |
85 | Kwok, Isabella Ngan Ting 郭雁婷 | F | Rep | 2009-10-29 | 2018-05-08 | |
86 | Kwok, Ronald King Wong | M | Rep | 2009-09-17 | 2009-11-26 | |
87 | Kwong, Marcus Mann 鄺孟芹 | M | Rep | 2009-06-29 | 2019-09-27 | |
88 | Lai, David Yuk Fai 賴玉輝 | M | Rep | 2004-07-02 | 2017-02-07 | |
89 | Lai, Wai Tsz 黎慧慈 | Rep | 2007-05-25 | 2018-06-21 | ||
90 | Lambos, Elizabeth Brett | F | Rep | 2009-01-14 | 2013-03-23 | |
91 | Lau, Adam Yue Che 劉宇池 | M | Rep | 2007-04-02 | 2014-08-09 | |
92 | Lau, Janice Wai Man 劉維敏 | F | Rep | 2007-01-17 | 2014-06-24 | |
93 | Lau, Ka Fei 劉嘉輝 | Rep | 2009-02-17 | 2011-07-01 | ||
94 | Lau, Stephen Ying Tung 劉穎東 | M | Rep | 2006-06-01 | 2021-05-28 | |
95 | Lee, Derek Ho Yin 李浩然 | M | Rep | 2007-03-12 | 2011-03-25 | |
96 | Lee, Gregory Joseph | M | Rep | 2009-06-03 | 2012-02-13 | |
97 | Lee, John (SFC:APW367) | M | Rep | 2007-10-24 | 2011-10-19 | |
98 | Lee, Morse Kok Hung 李國雄 | Rep | 2009-09-28 | 2010-11-17 | ||
99 | Lee, Simmy Sze Ming 李斯明 | Rep | 2009-09-11 | 2010-11-17 | ||
100 | Lee, Wen Long | Rep | 2009-06-15 | 2018-02-19 | ||
101 | Lee, Youn Wen | Rep | 2018-11-11 | |||
102 | Leonard, Neil Angus James | M | Rep | 2006-02-20 | 2012-09-05 | |
103 | Leung, Hung Kwong (SFC:ARF550) 梁雄光 | Rep | 2008-06-20 | 2010-11-12 | ||
104 | Leung, Jason Chak Hay 梁澤熹 | M | Rep | 2008-01-29 | 2010-07-29 | |
105 | Li, Alan Cheuk Lun 李卓倫 | M | Rep | 2006-11-01 | 2017-02-07 | |
106 | Li, Lambda Wai Lim 李慧濂 | Rep | 2007-04-27 | 2010-04-14 | ||
107 | Lim, Michelle Si Min 林思敏 | F | Rep | 2009-01-23 | 2019-10-11 | |
108 | Lin, Chen-Wei 林禎偉 | Rep | 2009-10-02 | 2009-11-02 | ||
109 | Lin, David Ping 林平 | M | Rep | 2009-09-14 | 2012-09-05 | |
110 | Lo, Ricky Chi Wa 羅志華 | M | Rep | 2010-03-11 | ||
111 | Lo, Shih-Hung 羅仕泓 | Rep | 2005-02-03 | 2010-04-24 | ||
112 | Lonergan, Phillip Edward | M | Rep | 2009-05-25 | 2010-02-02 | |
113 | Longe, Kehinde Phillip Oladotun | M | Rep | 2009-10-06 | 2014-10-11 | |
114 | Lu, Hue Thi | Rep | 2007-08-03 | 2012-06-13 | ||
115 | Lu, Yumian 呂玉勉 | Rep | 2009-02-25 | 2010-08-27 | ||
116 | Luk, Yin Man 陸燕雯 | Rep | 2008-08-27 | 2012-09-05 | ||
117 | Ma, Sin Chi 馬善智 | 35 | M | Rep | 2004-08-09 | 2010-04-20 |
118 | MacCarthy, Denis | RO | 2004-01-08 | 2009-12-11 | ||
119 | Macdonald, Matthew Douglas | M | RO | 2009-08-11 | 2010-02-11 | |
120 | Maloney, Mark Robert | M | Rep | 2007-10-02 | 2013-08-31 | |
121 | Manno, Niccolo | Rep | 2009-08-17 | 2010-05-07 | ||
122 | Mason, Matthew James (SFC:AQM089) | M | Rep | 2009-03-25 | 2014-06-12 | |
123 | McQueen, Lee Michael | M | Rep | 2009-08-12 | 2010-04-29 | |
124 | Meenan, James Nahor | M | Rep | 2004-10-11 | 2010-04-30 | |
125 | Menser, Brooke Josephine | Rep | 2009-02-17 | 2011-04-01 | ||
126 | Michalik, Thorsten | Rep | 2008-08-14 | 2013-01-21 | ||
127 | Mignon, Hartly | Rep | 2008-01-17 | 2011-04-20 | ||
128 | Modrakovic, Stela (SFC:ATQ776) | Rep | 2009-08-27 | 2011-11-01 | ||
129 | Montanari, Marco | M | Rep | 2009-07-08 | 2013-02-01 | |
130 | Mouilhade, Claire Beatrice Claude | F | Rep | 2006-07-14 | 2012-09-25 | |
131 | Murch, Timothy Alexander | M | Rep | 2009-01-23 | 2015-11-11 | |
132 | Murphy, David James (SFC:AFG800) | M | Rep | 2009-09-14 | 2010-04-28 | |
133 | Naidoo, Marlin | Rep | 2006-08-14 | 2012-08-01 | ||
134 | Nandwani, Roshan Ramesh 浩南 | M | Rep | 2009-07-08 | 2018-06-08 | |
135 | Narain, Ravi | Rep | 2010-03-24 | |||
136 | Ng, Lok Yan (SFC:AOG290) 伍樂仁 | Rep | 2006-11-30 | 2010-03-03 | ||
137 | Ng, William Travis | M | Rep | 2009-04-30 | 2011-04-30 | |
138 | Nicodemo, Anthony Joseph | M | Rep | 2009-01-23 | 2010-04-01 | |
139 | Ong, Derek (SFC:AME256) | M | Rep | 2005-06-22 | 2011-08-23 | |
140 | Ow, Shin Yeuan 歐欣遠 | Rep | 2007-07-31 | 2011-05-14 | ||
141 | Oyson, Michaelangelo De Los Reyes | Rep | 2003-10-24 | 2010-11-11 | ||
142 | Pai, Kuang-hui 白光暉 | Rep | 2009-03-25 | 2010-03-20 | ||
143 | Panda, Angkit | Rep | 2008-06-30 | 2016-07-01 | ||
144 | Perrot, Benoit Francis Louis | M | Rep | 2009-08-18 | 2012-02-24 | |
145 | Pirestani, Kayvon Andrew | M | Rep | 2005-06-08 | 2012-10-11 | |
146 | Poon, Philip Chung Hein 潘頌軒 | M | Rep | 2004-07-13 | 2011-02-26 | |
147 | Press, Matthew (SFC:ATI127) | M | Rep | 2009-10-08 | 2010-08-13 | |
148 | Reeves, Andrew James | M | Rep | 2004-01-26 | 2014-02-27 | |
149 | Reinert, Alexandre Richard Harald | M | Rep | 2009-05-25 | 2011-05-06 | |
150 | Rizkalla, Andrew | M | Rep | 2009-01-16 | 2013-06-01 | |
151 | Roos, Murray Daniel Remarque | 34 | M | RO | 2009-08-17 | 2010-02-17 |
152 | Ruffy, Francis Nicolo Punzalan | M | Rep | 2008-02-11 | 2010-12-17 | |
153 | Saigal, Gaurav | M | Rep | 2007-09-25 | 2018-05-11 | |
154 | Sanchez, Marlon Mikhail | M | Rep | 2006-06-26 | 2011-01-04 | |
155 | Shah, Jigar Jayanti | Rep | 2008-07-08 | 2013-01-10 | ||
156 | Shah, Priyesh Shantilal | Rep | 2008-06-23 | 2014-12-31 | ||
157 | Silver, Nicholas Eugene | M | Rep | 2007-04-10 | 2014-04-11 | |
158 | Sinnathuray, Chandra Raj (SFC:AKW695) | Rep | 2007-06-12 | 2009-11-23 | ||
159 | Suen, Ming Chit 孫明哲 | Rep | 2004-03-30 | 2010-08-14 | ||
160 | Sun, Cheuk Wa 孫卓華 | Rep | 2005-07-06 | 2012-09-05 | ||
161 | Tang, Wenyi | F | Rep | 2009-02-06 | 2015-06-27 | |
162 | Tay, Mei Yuen | Rep | 2007-10-15 | 2011-09-22 | ||
163 | Thomas, Dean (SFC:ACN472) | M | Rep | 2007-02-09 | 2019-08-13 | |
164 | Tsang, Ka Li 曾嘉莉 | Rep | 2004-08-09 | 2012-01-10 | ||
165 | Tsang, Yee Mai 曾綺薇 | Rep | 2010-03-11 | |||
166 | Tse, Ka Wai (SFC:ATT121) 謝家慧 | Rep | 2009-09-16 | 2010-07-28 | ||
167 | Tseng, Maryann Tzu Wen 曾慈雯 | F | Rep | 2009-08-25 | 2010-05-31 | |
168 | Tsui, Stephen Fook Hong 徐福康 | M | Rep | 2005-07-18 | 2012-09-05 | |
169 | Twomey, Harvey Noel | M | Rep | 2008-05-02 | 2013-12-03 | |
170 | Waddell, Andrew Graham | M | Rep | 2007-08-23 | 2013-04-20 | |
171 | Wang, Eson | Rep | 2007-06-14 | 2015-07-20 | ||
172 | Wang, Haixiao (SFC:AQM271) 王海嘯 | Rep | 2008-02-06 | 2014-03-05 | ||
173 | Welch, Thomas Andrew | M | RO | 2009-08-17 | 2010-05-21 | |
174 | White, Christopher James (SFC:ACS947) | M | Rep | 2004-07-19 | 2014-11-18 | |
175 | Winter, Philip Francis David | 33 | M | Rep | 2009-08-31 | 2014-10-01 |
176 | Wong, Lai Man (SFC:AFC401) 王麗雯 | Rep | 2007-06-05 | 2015-06-01 | ||
177 | Wong, Tsz Kin (SFC:ALA499) 王子健 | Rep | 2004-12-16 | 2013-02-01 | ||
178 | Woo, Janet Fong Fong 胡渢渢 | F | Rep | 2019-07-08 | ||
179 | Wood, Graham Douglas (SFC:AKT391) | M | Rep | 2004-06-07 | 2011-06-07 | |
180 | Wu, Stephanie Yo-hua 吳宥樺 | F | Rep | 2007-03-19 | 2009-12-07 | |
181 | Yan, Wing Tak 甄穎德 | Rep | 2009-10-19 | 2018-09-28 | ||
182 | Yong, Yi Shan 楊憶善 | Rep | 2006-10-17 | 2011-06-24 | ||
183 | Zange, Boris Manuel (SFC:ATB488) | M | Rep | 2009-06-15 | 2012-03-01 | |
184 | Zhao, Allen Shengjie | M | Rep | 2009-02-19 | 2010-07-28 | |
185 | Zhao, Chenfan 趙晨帆 | Rep | 2007-03-28 | 2012-06-13 | ||
186 | Zhao, Chunhua 趙春花 | Rep | 2004-09-13 | 2009-11-06 | ||
187 | Zhao, Yue (SFC:ALJ837) 趙悅 | Rep | 2006-07-07 | 2017-08-19 |
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