DEUTSCHE SECURITIES ASIA LIMITED 德意志證券亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2010 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Ahn, Soo Yong 安秀鏞 | Rep | 2009-02-25 | 2012-03-01 | ||
| 2 | Aldworth, James Garton | M | Rep | 2007-08-30 | 2016-06-20 | |
| 3 | Andrianov, Mykola | Rep | 2007-02-23 | 2012-09-06 | ||
| 4 | Askar, Kamel | Rep | 2006-03-15 | 2011-01-27 | ||
| 5 | Baker, Cristy | Rep | 2009-10-23 | 2012-07-27 | ||
| 6 | Bean, James Mark | M | Rep | 2005-10-18 | 2014-06-12 | |
| 7 | Bennett, Charles Andrew Coghlan | M | Rep | 2007-07-24 | 2013-08-28 | |
| 8 | Boukhadem, Jamel | Rep | 2007-04-20 | 2010-11-12 | ||
| 9 | Boulay, Nicolas Philippe | 34 | M | Rep | 2010-04-20 | 2011-07-30 |
| 10 | Brixen, Scott Bradley | M | Rep | 2007-11-09 | 2014-01-30 | |
| 11 | Brown, Anthony George (SFC:APU473) | M | RO | 2010-05-17 | 2013-09-09 | |
| 12 | Bugel, Michael Bartus | M | Rep | 2010-08-17 | 2012-06-13 | |
| 13 | Chan, Danny Yuet Hang 陳悅恆 | Rep | 2004-01-15 | 2011-05-14 | ||
| 14 | Chan, Edmund Wing Hong 陳永康 | M | Rep | 2003-09-11 | 2011-06-30 | |
| 15 | Chan, Fabian Cheuk Hin 陳卓鶱 | M | Rep | 2008-01-10 | 2014-07-05 | |
| 16 | Chan, Spencer Kwok Wai 陳國偉 | M | Rep | 2006-04-03 | 2013-08-07 | |
| 17 | Chandak, Dhiraj | Rep | 2006-02-20 | 2019-09-03 | ||
| 18 | Chandler, Benjamin Victor Michael | M | Rep | 2003-08-18 | 2011-03-30 | |
| 19 | Chang, Michael Cheun Chun 鄭翔浚 | M | Rep | 2006-12-20 | 2012-01-10 | |
| 20 | Chang, Michael Yio-How 張祐豪 | M | Rep | 2006-07-10 | 2011-06-24 | |
| 21 | Chen, Alexander Yang | M | Rep | 2008-05-02 | 2012-09-05 | |
| 22 | Chen, Augustine | Rep | 2008-05-08 | 2011-04-09 | ||
| 23 | Chen, Xi (SFC:AUN143) 陳曦 | Rep | 2010-01-18 | 2011-06-10 | ||
| 24 | Cheung, Sze Chung 張思中 | Rep | 2010-01-07 | 2012-09-05 | ||
| 25 | Choi, Franky Ming Chit 蔡明哲 | Rep | 2007-11-01 | 2012-01-06 | ||
| 26 | Chow, Anson Tsun Ho 周進浩 | Rep | 2008-01-10 | 2013-02-01 | ||
| 27 | Chow, Janet Wing-gee 周詠芝 | F | Rep | 2009-01-16 | 2012-09-19 | |
| 28 | Chow, Jimmy Ka Ching 周家正 | M | Rep | 2006-08-16 | 2017-08-31 | |
| 29 | Chu, Brian Chi Yan 朱智仁 | M | Rep | 2010-09-15 | 2015-01-15 | |
| 30 | Chu, Michael (SFC:AVV245) | M | Rep | 2010-09-02 | 2012-03-30 | |
| 31 | Chuang, Christopher Jin-gee 莊進智 | M | Rep | 2010-01-08 | 2014-03-07 | |
| 32 | Chung, Jeffrey Jin Wook | M | Rep | 2014-04-10 | ||
| 33 | Chung, Ji Young | Rep | 2011-10-07 | |||
| 34 | Chung, Richard | M | Rep | 2009-08-20 | 2012-03-07 | |
| 35 | Ciani Bassetti, Pietro | M | Rep | 2008-09-30 | 2021-09-19 | |
| 36 | Clapham, Thomas Antony | M | Rep | 2006-10-27 | 2012-06-13 | |
| 37 | Clark, Dwane Bryan | M | Rep | 2010-10-28 | 2010-11-03 | |
| 38 | Creedon, Katherine Claire | F | Rep | 2008-01-22 | 2020-11-16 | |
| 39 | Cruz, Joseph (SFC:ATL697) | M | Rep | 2010-10-28 | 2010-11-03 | |
| 40 | Das, Ashok Kumar (SFC:AVH956) | M | Rep | 2010-06-29 | 2018-03-21 | |
| 41 | Dattas, Bertrand Pierre Fernand | M | Rep | 2006-08-10 | 2011-08-23 | |
| 42 | Davis, Mark James (SFC:AQC318) | M | RO | 2009-10-09 | 2012-10-25 | |
| 43 | Davison, Nathan Luke | M | RO | 2010-04-19 | 2011-02-09 | |
| 44 | Day, Donald Kurt | M | Rep | 2010-01-18 | 2012-11-30 | |
| 45 | Doering, Michael Roger | M | Rep | 2006-07-10 | 2014-01-03 | |
| 46 | Doyle, John Aaron | M | Rep | 2009-08-18 | 2019-10-29 | |
| 47 | Ebert, Robert James | M | RO | 2010-10-15 | 2015-06-09 | |
| 48 | Ellis, James Andrew | M | Rep | 2008-09-30 | 2012-04-01 | |
| 49 | Everest, Steven Leslie | M | Rep | 2008-10-17 | 2015-03-01 | |
| 50 | Fairbairn, Glen Reginald | M | Rep | 2008-11-19 | 2012-12-12 | |
| 51 | Fu, Hsiang Chuan 傅祥銓 | Rep | 2010-08-30 | 2013-06-12 | ||
| 52 | Fung, Peter Yuk Kuen 馮旭乾 | M | RO | 2010-06-07 | 2011-03-10 | |
| 53 | Gan, Wee Leong 顏偉樑 | Rep | 2008-08-26 | 2014-06-03 | ||
| 54 | Gautam, Rahul (SFC:ARV352) | Rep | 2008-11-06 | 2011-03-05 | ||
| 55 | Ghosh, Srijay | Rep | 2009-02-17 | 2011-04-19 | ||
| 56 | Goodwin, Andrew D | M | Rep | 2009-01-29 | 2014-09-04 | |
| 57 | Hague, Claire Elizabeth Logan | F | Rep | 2009-02-16 | 2011-04-09 | |
| 58 | Halliwell, Alison (SFC:ASF035) | F | Rep | 2009-01-02 | 2012-01-19 | |
| 59 | Hart, Matthew Edward | M | Rep | 2009-12-11 | 2012-01-12 | |
| 60 | Hatrick, Kerr | Rep | 2008-07-14 | 2011-01-28 | ||
| 61 | Hayes, Arthur | M | Rep | 2009-01-29 | 2011-06-11 | |
| 62 | Hesse, Nicolas Jean Georges | M | Rep | 2006-11-07 | 2013-01-17 | |
| 63 | Hil, Jeffery Chi Yung 許志勇 | M | RO | 2011-10-18 | ||
| 64 | Ho, Chak Kie 何澤基 | Rep | 2017-07-21 | |||
| 65 | Ho, Karen Kar Wing 何嘉詠 | F | Rep | 2007-12-24 | 2013-03-07 | |
| 66 | Hogan, Robert Wilkes | M | Rep | 2008-01-10 | 2015-12-01 | |
| 67 | Hon, Kenneth Sau Yee 韓守義 | M | Rep | 2010-04-28 | 2011-06-02 | |
| 68 | Hosie, Neil Cameron | M | RO | 2009-03-26 | 2017-03-31 | |
| 69 | Huang, Ruohai 黃若海 | Rep | 2010-01-08 | 2021-09-19 | ||
| 70 | Huang, Timmy Chi-ming 黃麒銘 | Rep | 2009-01-02 | 2011-10-17 | ||
| 71 | Huynh, Louis | M | Rep | 2007-03-12 | 2012-09-05 | |
| 72 | Ip, Yau Lung 葉游龍 | Rep | 2007-08-20 | 2011-02-09 | ||
| 73 | Jia, Chelsea Yue | Rep | 2010-09-20 | 2012-06-01 | ||
| 74 | Kamei, Takeya | Rep | 2007-09-28 | 2013-12-02 | ||
| 75 | Kapoor, Chetan (SFC:AQO316) | Rep | 2008-02-26 | 2017-12-06 | ||
| 76 | Kaufmann, Kai | Rep | 2008-03-10 | 2019-08-12 | ||
| 77 | Keenan, Russell Dennis | M | Rep | 2007-05-15 | 2017-06-09 | |
| 78 | Kesebi, Sukru | Rep | 2009-11-30 | 2014-11-26 | ||
| 79 | Khaimson, Evgeni | Rep | 2009-08-12 | 2012-07-01 | ||
| 80 | Khan, Asad Rahman | Rep | 2010-02-17 | 2012-01-12 | ||
| 81 | Kim, So Yeon | Rep | 2010-03-01 | 2013-02-01 | ||
| 82 | King, Hubert Duncan 金汶椿 | M | Rep | 2015-06-08 | ||
| 83 | Kohli, Sneha Shah | Rep | 2010-08-03 | 2011-12-09 | ||
| 84 | Kong, Rita Yan Yee 江欣兒 | Rep | 2011-03-05 | |||
| 85 | Kudalkar, Anil Sadanand | Rep | 2009-01-29 | 2016-02-27 | ||
| 86 | Kwan, Roy Chun Wai 關振緯 | 34 | M | Rep | 2007-04-03 | 2018-02-06 |
| 87 | Kwok, Daisy Dik Sze 郭迪思 | F | Rep | 2004-11-02 | 2010-11-16 | |
| 88 | Kwok, Isabella Ngan Ting 郭雁婷 | F | Rep | 2009-10-29 | 2018-05-08 | |
| 89 | Kwong, Marcus Mann 鄺孟芹 | M | Rep | 2009-06-29 | 2019-09-27 | |
| 90 | Kyim, Eugene Eong IL 金永日 | M | Rep | 2010-09-30 | 2012-06-30 | |
| 91 | Lai, David Yuk Fai 賴玉輝 | M | Rep | 2004-07-02 | 2017-02-07 | |
| 92 | Lai, Wai Tsz 黎慧慈 | Rep | 2007-05-25 | 2018-06-21 | ||
| 93 | Lala, Manish | Rep | 2010-04-08 | 2019-11-30 | ||
| 94 | Lambos, Elizabeth Brett | F | Rep | 2009-01-14 | 2013-03-23 | |
| 95 | Lau, Adam Yue Che 劉宇池 | M | Rep | 2007-04-02 | 2014-08-09 | |
| 96 | Lau, Janice Wai Man 劉維敏 | F | Rep | 2007-01-17 | 2014-06-24 | |
| 97 | Lau, Ka Fei 劉嘉輝 | Rep | 2009-02-17 | 2011-07-01 | ||
| 98 | Lau, Marcus Chi Chiu 劉志超 | M | Rep | 2010-08-16 | 2012-09-05 | |
| 99 | Lau, Stephen Ying Tung 劉穎東 | M | Rep | 2006-06-01 | 2021-05-28 | |
| 100 | Lee, Christopher Fai Man 李輝敏 | 44 | M | Rep | 2010-07-22 | 2012-02-16 |
| 101 | Lee, Derek Ho Yin 李浩然 | M | Rep | 2007-03-12 | 2011-03-25 | |
| 102 | Lee, Eric Cheng-Chiang 李正強 | M | Rep | 2010-06-10 | 2011-07-29 | |
| 103 | Lee, Gregory Joseph | M | Rep | 2009-06-03 | 2012-02-13 | |
| 104 | Lee, John (SFC:APW367) | M | Rep | 2007-10-24 | 2011-10-19 | |
| 105 | Lee, Morse Kok Hung 李國雄 | Rep | 2009-09-28 | 2010-11-17 | ||
| 106 | Lee, Roger Leonard (SFC:AVB844) | M | Rep | 2010-04-21 | 2012-09-05 | |
| 107 | Lee, Simmy Sze Ming 李斯明 | Rep | 2009-09-11 | 2010-11-17 | ||
| 108 | Lee, Wen Long | Rep | 2009-06-15 | 2018-02-19 | ||
| 109 | Lee, Youn Wen | Rep | 2018-11-11 | |||
| 110 | Leonard, Neil Angus James | M | Rep | 2006-02-20 | 2012-09-05 | |
| 111 | Leung, Hung Kwong (SFC:ARF550) 梁雄光 | Rep | 2008-06-20 | 2010-11-12 | ||
| 112 | Li, Alan Cheuk Lun 李卓倫 | M | Rep | 2006-11-01 | 2017-02-07 | |
| 113 | Li, Xianlin 李嫻琳 | Rep | 2010-01-12 | 2011-07-09 | ||
| 114 | Lim, Michelle Si Min 林思敏 | F | Rep | 2009-01-23 | 2019-10-11 | |
| 115 | Lin, David Ping 林平 | M | Rep | 2009-09-14 | 2012-09-05 | |
| 116 | Lonergan, Phillip Edward | M | Rep | 2010-08-10 | 2011-08-23 | |
| 117 | Longe, Kehinde Phillip Oladotun | M | Rep | 2009-10-06 | 2014-10-11 | |
| 118 | Lu, Hue Thi | Rep | 2007-08-03 | 2012-06-13 | ||
| 119 | Luk, Yin Man 陸燕雯 | Rep | 2008-08-27 | 2012-09-05 | ||
| 120 | Luo, Wei (SFC:AUQ322) | Rep | 2010-01-27 | 2012-01-11 | ||
| 121 | Ma, Sin Chi 馬善智 | 36 | M | RO | 2010-04-20 | 2012-01-06 |
| 122 | Macdonald, Matthew Douglas | M | Rep | 2010-07-06 | 2014-09-19 | |
| 123 | Maloney, Mark Robert | M | Rep | 2007-10-02 | 2013-08-31 | |
| 124 | Marchio, Steven Santo Peter | M | Rep | 2010-07-29 | 2019-10-13 | |
| 125 | Mason, Matthew James (SFC:AQM089) | M | Rep | 2009-03-25 | 2014-06-12 | |
| 126 | Mathur, Rajat (SFC:AVQ939) | Rep | 2010-08-05 | 2014-06-10 | ||
| 127 | McAuliffe, James Anthony | M | Rep | 2010-04-01 | 2011-05-11 | |
| 128 | Menser, Brooke Josephine | Rep | 2009-02-17 | 2011-04-01 | ||
| 129 | Michalik, Thorsten | Rep | 2008-08-14 | 2013-01-21 | ||
| 130 | Mignon, Hartly | Rep | 2008-01-17 | 2011-04-20 | ||
| 131 | Mirpuri, Vishal Nirmaldas (SFC:AJG172) | Rep | 2010-05-10 | 2012-02-17 | ||
| 132 | Modrakovic, Stela (SFC:ATQ776) | Rep | 2009-08-27 | 2011-11-01 | ||
| 133 | Montanari, Marco | M | Rep | 2009-07-08 | 2013-02-01 | |
| 134 | Mouilhade, Claire Beatrice Claude | F | Rep | 2006-07-14 | 2012-09-25 | |
| 135 | Murch, Timothy Alexander | M | Rep | 2009-01-23 | 2015-11-11 | |
| 136 | Murphy, David James (SFC:AFG800) | M | RO | 2010-04-28 | 2011-09-09 | |
| 137 | Naidoo, Marlin | Rep | 2006-08-14 | 2012-08-01 | ||
| 138 | Nandwani, Roshan Ramesh 浩南 | M | Rep | 2009-07-08 | 2018-06-08 | |
| 139 | Neary, James Joseph | M | Rep | 2009-12-29 | 2012-09-05 | |
| 140 | Ng, William Travis | M | Rep | 2009-04-30 | 2011-04-30 | |
| 141 | Ong, Derek (SFC:AME256) | M | Rep | 2005-06-22 | 2011-08-23 | |
| 142 | Ow, Shin Yeuan 歐欣遠 | Rep | 2007-07-31 | 2011-05-14 | ||
| 143 | Oyson, Michaelangelo De Los Reyes | Rep | 2003-10-24 | 2010-11-11 | ||
| 144 | Panda, Angkit | Rep | 2008-06-30 | 2016-07-01 | ||
| 145 | Pang, Ka Yin (SFC:AEF574) 彭嘉賢 | Rep | 2010-05-10 | 2018-02-06 | ||
| 146 | Perrot, Benoit Francis Louis | M | Rep | 2009-08-18 | 2012-02-24 | |
| 147 | Pirestani, Kayvon Andrew | M | Rep | 2005-06-08 | 2012-10-11 | |
| 148 | Poon, Philip Chung Hein 潘頌軒 | M | Rep | 2004-07-13 | 2011-02-26 | |
| 149 | Press, Matthew (SFC:ATI127) | M | RO | 2010-08-13 | 2011-08-23 | |
| 150 | Rao, Vigyan | Rep | 2010-07-05 | 2012-07-05 | ||
| 151 | Reeves, Andrew James | M | Rep | 2004-01-26 | 2014-02-27 | |
| 152 | Reinert, Alexandre Richard Harald | M | Rep | 2009-05-25 | 2011-05-06 | |
| 153 | Rizkalla, Andrew | M | Rep | 2009-01-16 | 2013-06-01 | |
| 154 | Rodrigues, Johann | Rep | 2010-04-09 | 2012-09-01 | ||
| 155 | Rogers, David Andrew (SFC:ATM320) | M | Rep | 2010-08-18 | 2012-09-05 | |
| 156 | Ruffy, Francis Nicolo Punzalan | M | Rep | 2008-02-11 | 2010-12-17 | |
| 157 | Saigal, Gaurav | M | Rep | 2007-09-25 | 2018-05-11 | |
| 158 | Sanchez, Marlon Mikhail | M | Rep | 2006-06-26 | 2011-01-04 | |
| 159 | Schiraldi, Dario | Rep | 2010-10-29 | 2010-11-02 | ||
| 160 | Shah, Jigar Jayanti | Rep | 2008-07-08 | 2013-01-10 | ||
| 161 | Shah, Junaid Hussain (SFC:AUR999) | Rep | 2010-02-09 | 2014-04-14 | ||
| 162 | Shah, Priyesh Shantilal | Rep | 2008-06-23 | 2014-12-31 | ||
| 163 | Sheridan, Richard Leo | M | Rep | 2010-04-08 | 2012-01-19 | |
| 164 | Silver, Nicholas Eugene | M | Rep | 2007-04-10 | 2014-04-11 | |
| 165 | Stokeld, Craig Charles | M | Rep | 2009-12-11 | 2011-12-07 | |
| 166 | Streatfield, David Alan | M | Rep | 2010-06-14 | 2012-05-22 | |
| 167 | Sun, Cheuk Wa 孫卓華 | Rep | 2005-07-06 | 2012-09-05 | ||
| 168 | Tan, Wei Li | Rep | 2010-06-29 | 2011-05-04 | ||
| 169 | Tang, Wenyi | F | Rep | 2009-02-06 | 2015-06-27 | |
| 170 | Tao, Feiran 陶斐然 | Rep | 2010-01-15 | 2018-05-24 | ||
| 171 | Tay, Mei Yuen | Rep | 2007-10-15 | 2011-09-22 | ||
| 172 | Tay, Siang Watt Terence | M | Rep | 2010-06-29 | 2018-02-20 | |
| 173 | Thomas, Dean (SFC:ACN472) | M | Rep | 2007-02-09 | 2019-08-13 | |
| 174 | Tiffin, Philip John | M | Rep | 2010-09-27 | 2014-12-02 | |
| 175 | Tsang, Ka Li 曾嘉莉 | Rep | 2004-08-09 | 2012-01-10 | ||
| 176 | Tsui, Stephen Fook Hong 徐福康 | M | Rep | 2005-07-18 | 2012-09-05 | |
| 177 | Twomey, Harvey Noel | M | Rep | 2008-05-02 | 2013-12-03 | |
| 178 | Waddell, Andrew Graham | M | Rep | 2007-08-23 | 2013-04-20 | |
| 179 | Wang, Eson | Rep | 2007-06-14 | 2015-07-20 | ||
| 180 | Wang, Haixiao (SFC:AQM271) 王海嘯 | Rep | 2008-02-06 | 2014-03-05 | ||
| 181 | Wang, Qian (SFC:AUN076) 王倩 | Rep | 2010-01-12 | 2012-06-30 | ||
| 182 | White, Christopher James (SFC:ACS947) | M | Rep | 2004-07-19 | 2014-11-18 | |
| 183 | Wilson, Murray John | M | Rep | 2010-06-24 | 2012-07-17 | |
| 184 | Winter, Philip Francis David | 34 | M | Rep | 2009-08-31 | 2014-10-01 |
| 185 | Wittenburg, Fabrizio Martin | M | Rep | 2010-08-05 | 2012-05-18 | |
| 186 | Wong, Annie Yan Tsz 黃欣慈 | F | Rep | 2010-03-10 | 2015-09-19 | |
| 187 | Wong, Lai Man (SFC:AFC401) 王麗雯 | Rep | 2007-06-05 | 2015-06-01 | ||
| 188 | Wong, Paul Sek Ming 黃錫明 | M | Rep | 2010-09-09 | 2014-05-26 | |
| 189 | Wong, Tsz Kin (SFC:ALA499) 王子健 | Rep | 2004-12-16 | 2013-02-01 | ||
| 190 | Woo, Janet Fong Fong 胡渢渢 | F | Rep | 2019-07-08 | ||
| 191 | Wood, Graham Douglas (SFC:AKT391) | M | Rep | 2004-06-07 | 2011-06-07 | |
| 192 | Yan, Wing Tak 甄穎德 | Rep | 2009-10-19 | 2018-09-28 | ||
| 193 | Yanagisawa, Masakazu | M | Rep | 2010-10-29 | 2010-11-06 | |
| 194 | Yang, Ka Shui 楊家萃 | Rep | 2010-01-18 | 2012-01-10 | ||
| 195 | Yong, Yi Shan 楊憶善 | Rep | 2006-10-17 | 2011-06-24 | ||
| 196 | Zange, Boris Manuel (SFC:ATB488) | M | Rep | 2009-06-15 | 2012-03-01 | |
| 197 | Zhang, Ying (SFC:AUM577) | Rep | 2010-01-11 | 2011-04-02 | ||
| 198 | Zhao, Chenfan 趙晨帆 | Rep | 2007-03-28 | 2012-06-13 | ||
| 199 | Zhao, Yue (SFC:ALJ837) 趙悅 | Rep | 2006-07-07 | 2017-08-19 | ||
| 200 | Zuber, Zarko | Rep | 2010-07-15 | 2012-08-01 |
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