Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2014 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Chan, Chor Man 陳楚民 | AMQ583 | Rep | 2012-06-14 | 2023-08-11 | ||
| 2 | Chan, Eric Chi Wai 陳志偉 | M | ACW694 | Rep | 2012-06-14 | 2023-03-14 | |
| 3 | Chan, Hon Fai (SFC:AEU371) 陳漢輝 | AEU371 | Rep | 2012-06-18 | 2021-03-31 | ||
| 4 | Chan, Jennia Pui Man 陳佩敏 | AGN359 | Rep | 2012-06-14 | 2021-02-07 | ||
| 5 | Chan, Ka Hung (SFC:ABH274) 陳家雄 | ABH274 | Rep | 2012-06-14 | |||
| 6 | Chan, Ka Wan 陳嘉韻 | ADV245 | Rep | 2014-04-28 | 2015-01-16 | ||
| 7 | Chan, Ka Yu (SFC:APQ350) 陳嘉瑜 | APQ350 | Rep | 2012-06-14 | 2015-12-25 | ||
| 8 | Chan, King Lok 陳敬樂 | AQO310 | Rep | 2012-06-14 | 2019-07-05 | ||
| 9 | Chan, Lut Kwan 陳律君 | AYC509 | Rep | 2014-02-12 | 2021-01-07 | ||
| 10 | Chan, Pauline Bo Ling (SFC:ALA618) 陳寶玲 | F | ALA618 | Rep | 2012-06-14 | 2023-08-31 | |
| 11 | Chan, Ricky Kam Shui 陳錦緒 | M | AAA551 | Rep | 2012-06-21 | 2015-10-26 | |
| 12 | Chan, Siu Chun (SFC:ACO737) 陳少春 | ACO737 | Rep | 2012-06-15 | 2019-03-30 | ||
| 13 | Chan, Terry Chin Lung 陳展龍 | ACP724 | Rep | 2012-06-14 | 2021-06-30 | ||
| 14 | Chan, Yiu Man (SFC:ACR627) 陳耀文 | ACR627 | Rep | 2012-06-21 | 2015-04-18 | ||
| 15 | Chan, Yiu Man (SFC:AOS417) 陳耀民 | AOS417 | RO | 2012-06-14 | 2016-04-11 | ||
| 16 | Chang, Kuang Wei 張光緯 | AYG339 | Rep | 2011-10-14 | 2015-04-18 | ||
| 17 | Chau, Ho Hei (SFC:AIE136) 巢皓熙 | AIE136 | Rep | 2012-06-14 | 2015-11-16 | ||
| 18 | Chau, Kin Man 鄒建文 | ACV965 | Rep | 2012-06-15 | 2023-08-31 | ||
| 19 | Chau, Kwok Hung (SFC:AAB494) 周國鴻 | M | AAB494 | Rep | 2012-08-20 | ||
| 20 | Chau, Siu Fung 周紹鳳 | AVP262 | Rep | 2013-05-06 | 2015-09-07 | ||
| 21 | Chen, Hsiao Ying (SFC:ALS410) 陳曉瑩 | ALS410 | Rep | 2014-12-09 | 2016-10-24 | ||
| 22 | Chen, Yi-Hsuan (SFC:BCK950) 陳怡瑄 | BCK950 | Rep | 2014-01-02 | 2020-08-14 | ||
| 23 | Cheng, Joseph Kar Min 鄭家敏 | M | ABZ842 | Rep | 2012-06-14 | 2015-12-04 | |
| 24 | Cheung, See Ling 張思玲 | AQJ777 | Rep | 2012-06-14 | 2016-01-23 | ||
| 25 | Chien, Li Min 簡利珉 | APR338 | Rep | 2014-12-30 | 2015-08-24 | ||
| 26 | Chiu, Tuen Leung 趙端良 | ADX075 | Rep | 2012-06-18 | |||
| 27 | Choi, Hok Poh 蔡福寶 | ACP233 | Rep | 2012-06-18 | 2015-11-17 | ||
| 28 | Choi, Kwok Ip 蔡國業 | M | AEU921 | Rep | 2012-06-20 | ||
| 29 | Choi, Tak Fai 蔡德輝 | 26 | M | AXT224 | Rep | 2013-06-04 | |
| 30 | Chow, Kit Jessica 周潔 | BBA371 | Rep | 2013-03-18 | 2015-10-12 | ||
| 31 | Chow, Yip Shing 周業城 | AJI197 | Rep | 2012-06-18 | 2019-10-29 | ||
| 32 | Chow, Yuk Wah (SFC:ABJ926) 周玉華 | ABJ926 | Rep | 2012-06-18 | 2019-08-21 | ||
| 33 | Chu, Peter Ka Kit 朱家傑 | M | ACJ314 | RO | 2014-05-30 | ||
| 34 | Chu, Wai Leung (SFC:ABQ114) 朱偉良 | ABQ114 | Rep | 2012-06-18 | 2015-02-11 | ||
| 35 | Chue, Wai Hing 徐惠卿 | AJL604 | Rep | 2012-06-19 | 2018-11-29 | ||
| 36 | Fong, Yiu Sing 方耀昇 | BAI829 | Rep | 2014-01-24 | 2018-01-22 | ||
| 37 | Fong, Yu 方瑜 | ATS874 | Rep | 2012-06-18 | |||
| 38 | Ho, Chit Shing 何捷誠 | BAK776 | Rep | 2012-12-03 | 2017-11-29 | ||
| 39 | Ho, Ka Huen 何嘉烜 | ARG881 | Rep | 2014-06-04 | 2015-05-08 | ||
| 40 | Ho, Kwok Chung (SFC:AAB905) 何國仲 | AAB905 | Rep | 2008-10-27 | |||
| 41 | Ho, Mei Kei 何美琪 | ADZ581 | Rep | 2013-06-17 | 2017-11-29 | ||
| 42 | Hon, Roger Ka Man 韓嘉文 | M | ALG207 | Rep | 2012-06-18 | 2020-09-21 | |
| 43 | Hsieh, Erin 謝依玲 | BCZ934 | Rep | 2014-03-19 | |||
| 44 | Huang, Ting-Yu (SFC:AQN542) 黃亭瑜 | AQN542 | Rep | 2012-06-18 | 2018-03-22 | ||
| 45 | Hung, Lap Tung 洪立東 | ANB792 | Rep | 2012-06-20 | 2016-09-01 | ||
| 46 | Jackson, Katie Mary | F | ALA502 | Rep | 2011-08-19 | 2018-06-14 | |
| 47 | Kee, Chi Kwan 紀志坤 | M | ALH987 | Rep | 2012-06-20 | ||
| 48 | Kong, Shing Hon 江承翰 | APJ122 | Rep | 2013-07-02 | 2015-09-04 | ||
| 49 | Kong, Yiu Chung 鄺耀宗 | ALS425 | Rep | 2012-06-20 | 2017-08-27 | ||
| 50 | Kung, Ho Bun (SFC:AUS202) 龔可斌 | AUS202 | Rep | 2013-11-19 | 2016-03-05 | ||
| 51 | Kuo, Che-Jung 郭哲榮 | ALT954 | Rep | 2009-11-23 | 2019-11-21 | ||
| 52 | Lai, Lam 黎琳 | AWO127 | Rep | 2012-06-20 | 2015-10-04 | ||
| 53 | Lam, Ka Wai (SFC:AOV836) 林家威 | AOV836 | Rep | 2014-10-16 | 2018-10-07 | ||
| 54 | Lam, Sze Yuen 林詩鉉 | AWJ748 | Rep | 2012-06-20 | 2020-01-22 | ||
| 55 | Lau, Samuel Cheuk Hang 劉卓鏗 | M | AJB217 | Rep | 2008-09-12 | 2018-06-27 | |
| 56 | Lee, Chai Sin 李濟善 | AJA483 | Rep | 2012-06-20 | 2017-04-06 | ||
| 57 | Lee, Jessica Man Yi 李敏兒 | F | AIU268 | Rep | 2012-06-21 | 2015-07-28 | |
| 58 | Lee, Kwok Fung 李國峯 | AMF908 | Rep | 2012-06-20 | 2019-01-01 | ||
| 59 | Lee, Man Hung (SFC:AUV610) 李文雄 | AUV610 | Rep | 2012-06-20 | 2021-06-30 | ||
| 60 | Lee, Wai Cheong (SFC:AWT778) 李維昌 | AWT778 | Rep | 2014-04-17 | 2017-12-11 | ||
| 61 | Lee, Yin Man (SFC:ARB818) 李彥文 | ARB818 | Rep | 2012-12-21 | |||
| 62 | Lei, Ho Chun 李浩俊 | ATY002 | Rep | 2012-06-20 | 2015-01-16 | ||
| 63 | Leung, Ka Man (SFC:ARW215) 梁嘉文 | ARW215 | Rep | 2012-06-20 | 2018-09-01 | ||
| 64 | Leung, Oliva Suk Fun 梁淑芬 | AAB826 | Rep | 2012-06-20 | 2022-01-31 | ||
| 65 | Leung, Terry Wai Wa 梁偉華 | AOJ441 | Rep | 2012-06-20 | 2015-03-20 | ||
| 66 | Li, Fang (SFC:AOR995) 厲放 | 56 | F | AOR995 | RO | 2013-12-05 | |
| 67 | Li, Kwok Kei 李國基 | AYI375 | Rep | 2012-06-21 | 2018-12-08 | ||
| 68 | Li, Wai Kwan (SFC:AVT036) 李蕙筠 | AVT036 | Rep | 2012-06-21 | 2020-11-08 | ||
| 69 | Lim, Pak Fu 林柏富 | AAV508 | RO | 2013-10-22 | 2015-12-17 | ||
| 70 | Lin, Chia-Pei 林佳佩 | APN786 | Rep | 2012-06-27 | |||
| 71 | Liu, Ka Leung 廖家良 | AKI404 | Rep | 2012-06-21 | 2021-04-21 | ||
| 72 | Lo, Edward Yip Moon 盧業滿 | M | AAB859 | Rep | 2012-06-22 | 2021-04-09 | |
| 73 | Lo, Kit Ming 盧潔明 | ACG022 | Rep | 2011-01-18 | 2022-03-04 | ||
| 74 | Lo, Tsz Him (SFC:AXZ744) 羅子謙 | AXZ744 | Rep | 2012-06-21 | 2015-04-21 | ||
| 75 | Lo, Yuen Ting (SFC:BBN283) 盧婉婷 | BBN283 | Rep | 2013-07-03 | 2017-04-30 | ||
| 76 | Lok, Perry Kung Yao 陸恭耀 | 47 | M | AEF531 | Rep | 2012-12-12 | |
| 77 | Lok, Terence Chin Tung 駱搌潼 | M | BAI193 | Rep | 2014-04-22 | 2015-07-27 | |
| 78 | Luk, Chiu Kwong 陸照光 | ACX939 | Rep | 2012-11-16 | |||
| 79 | Ma, Man Hon 馬文瀚 | APH454 | Rep | 2013-07-08 | 2019-01-01 | ||
| 80 | Mak, Derek Ho Yin 麥淏琂 | M | ACE820 | Rep | 2012-06-25 | 2023-08-15 | |
| 81 | Mak, Hiu Chun 麥曉晉 | BEE551 | Rep | 2014-09-17 | 2015-12-18 | ||
| 82 | Man, Key Wai 文奇偉 | ACW740 | Rep | 2012-06-22 | 2016-07-09 | ||
| 83 | Mok, Jeanne 莫靜芬 | ACE638 | Rep | 2009-09-18 | |||
| 84 | Mok, Ka Keung 莫家強 | ARC079 | Rep | 2014-05-15 | 2017-09-30 | ||
| 85 | Ng, Cheuk Kin (SFC:AUV180) 吳焯堅 | AUV180 | Rep | 2012-06-22 | 2021-04-30 | ||
| 86 | Ng, Chi Wai (SFC:ATY004) 吳智偉 | ATY004 | Rep | 2012-06-22 | 2015-08-15 | ||
| 87 | Ng, Ka Fuk 吳嘉福 | ABM509 | RO | 2011-11-30 | 2018-08-23 | ||
| 88 | Ng, King Chuen (SFC:AQQ505) 吳景荃 | AQQ505 | Rep | 2013-04-18 | 2015-02-27 | ||
| 89 | Ng, Kwan Chun 吳君俊 | AXC096 | Rep | 2014-09-19 | 2017-12-26 | ||
| 90 | Ng, Kwok Hung (SFC:ACL451) 吳國雄 | ACL451 | Rep | 2013-07-02 | |||
| 91 | Ng, Wing Tai 吳永泰 | AUZ073 | Rep | 2014-09-01 | 2015-04-01 | ||
| 92 | Ng, Yin Lam (SFC:AGK085) 吳彥霖 | AGK085 | Rep | 2013-05-06 | 2017-05-31 | ||
| 93 | Pong, Chui Ming 龐翠明 | ASE458 | Rep | 2013-06-13 | 2016-03-25 | ||
| 94 | Poon, Ka Wing (SFC:ATS954) 潘家榮 | ATS954 | Rep | 2012-06-26 | 2017-10-22 | ||
| 95 | Pui, Jerry 貝祖銘 | M | ARO896 | Rep | 2012-06-26 | 2015-10-21 | |
| 96 | Sak, Kai Yau 石啟右 | ATR363 | Rep | 2012-11-22 | 2018-03-23 | ||
| 97 | So, Jiarong 蘇家榮 | AJG263 | Rep | 2012-06-26 | |||
| 98 | Su, Yu-Hui 蘇育慧 | BDP434 | Rep | 2014-12-30 | 2016-10-31 | ||
| 99 | Suen, Pik Ying 孫碧英 | AGJ642 | Rep | 2012-07-19 | 2015-10-31 | ||
| 100 | Sun, Jie (SFC:BBY954) 孫婕 | BBY954 | Rep | 2013-09-27 | 2015-07-10 | ||
| 101 | Tam, King Fung 談勁峰 | AJR217 | Rep | 2013-03-26 | |||
| 102 | Tang, Tian (SFC:AYS468) 唐甜 | AYS468 | Rep | 2012-06-26 | 2015-06-09 | ||
| 103 | Tsai, Alfred Chi Kwong 蔡致光 | M | ADY315 | Rep | 2014-08-13 | 2017-08-01 | |
| 104 | Tse, Cheuk Kit 謝卓傑 | ARA303 | Rep | 2012-07-31 | 2015-06-08 | ||
| 105 | Tse, Ming Lun 謝銘倫 | AJH258 | Rep | 2012-06-26 | 2015-10-13 | ||
| 106 | Tung, Chi Sai 董賜茜 | BCD800 | Rep | 2013-11-25 | 2015-04-30 | ||
| 107 | Wan, Chi Fai (SFC:AXV581) 尹志輝 | AXV581 | Rep | 2013-11-11 | 2015-03-18 | ||
| 108 | Wan, David Ngar Yin 溫雅言 | 54 | M | ABH754 | RO | 2012-06-27 | 2018-03-29 |
| 109 | Wan, Hung Ha 尹紅霞 | AUQ942 | Rep | 2012-07-06 | 2016-12-22 | ||
| 110 | Wan, Joyce Nga Yee 溫雅怡 | F | AOH920 | Rep | 2010-01-25 | 2015-06-14 | |
| 111 | Wan, Siu Shun 溫紹迅 | AEA214 | RO | 2012-06-14 | 2022-12-31 | ||
| 112 | Wang, Chun-Chieh (SFC:BAL984) 王俊傑 | BAL984 | RO | 2013-02-15 | 2016-04-08 | ||
| 113 | Wang, Erchun 王尔淳 | BAE018 | Rep | 2012-09-28 | 2015-04-16 | ||
| 114 | Wang, Jiahui (SFC:BAD529) 王佳卉 | BAD529 | Rep | 2012-08-31 | 2015-06-08 | ||
| 115 | Weng, Ming Sung 翁敏松 | BBK140 | RO | 2014-08-22 | 2015-03-27 | ||
| 116 | Wong, Chi Chung (SFC:AFT846) 黃志聰 | AFT846 | Rep | 2012-06-26 | 2021-06-30 | ||
| 117 | Wong, Pui Ying (SFC:APV517) 黃珮瑛 | APV517 | Rep | 2012-06-26 | 2015-04-27 | ||
| 118 | Wong, Tim Hi 王添喜 | M | ACN818 | Rep | 2013-04-10 | ||
| 119 | Wong, Yee Wah (SFC:AUD257) 黃綺華 | AUD257 | Rep | 2012-06-26 | 2016-07-09 | ||
| 120 | Wong, Yiu Man (SFC:ASE092) 王耀文 | ASE092 | Rep | 2013-12-30 | |||
| 121 | Wu, Raymond Teh Sen 吳德生 | M | AOL264 | RO | 2013-03-12 | 2024-05-31 | |
| 122 | Wun, Duncan Wai Yee 溫偉儀 | 50 | M | AAD933 | RO | 2010-07-13 | 2017-05-27 |
| 123 | Xie, Feng (SFC:AWP435) 謝峰 | AWP435 | Rep | 2012-06-27 | 2015-01-16 | ||
| 124 | Yang, Te Hau 楊得灝 | AIC882 | Rep | 2011-03-04 | 2016-10-25 | ||
| 125 | Yang, Yeu Shun 楊雨順 | BBK646 | RO | 2013-07-11 | 2015-03-27 | ||
| 126 | Ye, Liuxin 葉柳鑫 | ATW450 | Rep | 2014-08-11 | 2015-10-01 | ||
| 127 | Yeung, Kwun Po 楊觀寶 | AVW215 | Rep | 2012-06-27 | |||
| 128 | Yeung, Ting Wai (SFC:AUD258) 楊錠威 | AUD258 | Rep | 2012-06-27 | 2021-06-30 | ||
| 129 | Yip, Eddy Chun Kuen 葉俊權 | M | AQP744 | Rep | 2012-06-27 | 2017-12-28 | |
| 130 | Yiu, Chi Wah (SFC:ACT308) 姚志華 | M | ACT308 | RO | 2012-06-14 | 2016-02-06 | |
| 131 | Yu, Tai Wai (SFC:BCC292) 余大維 | BCC292 | Rep | 2014-05-21 | 2015-05-13 | ||
| 132 | Yuan, Shih-Hsiang 阮世祥 | AOT897 | Rep | 2014-10-13 | |||
| 133 | Yuen, Hing Kin 袁興健 | AFF290 | Rep | 2012-06-27 |
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