DEUTSCHE SECURITIES ASIA LIMITED 德意志證券亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2012 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Adams, Robert Stuart | M | Rep | 2011-04-19 | 2014-05-08 | |
| 2 | Agarwal, Rockey | Rep | 2011-06-15 | 2013-04-20 | ||
| 3 | Ahn, Soo Yong 安秀鏞 | Rep | 2009-02-25 | 2012-03-01 | ||
| 4 | Aldworth, James Garton | M | Rep | 2007-08-30 | 2016-06-20 | |
| 5 | Andrianov, Mykola | Rep | 2007-02-23 | 2012-09-06 | ||
| 6 | Baker, Cristy | Rep | 2009-10-23 | 2012-07-27 | ||
| 7 | Barron, Alana | Rep | 2011-09-26 | 2015-06-24 | ||
| 8 | Bausano, Michael Barry (SFC:AZC136) | M | Rep | 2012-02-29 | 2012-03-03 | |
| 9 | Bayvel, Kirk Forrest | Rep | 2012-02-10 | 2012-03-02 | ||
| 10 | Bean, James Mark | M | Rep | 2005-10-18 | 2014-06-12 | |
| 11 | Bennett, Charles Andrew Coghlan | M | Rep | 2007-07-24 | 2013-08-28 | |
| 12 | Blenkiron, Philip Edward | M | Rep | 2011-03-07 | 2017-07-07 | |
| 13 | Brixen, Scott Bradley | M | Rep | 2007-11-09 | 2014-01-30 | |
| 14 | Brown, Anthony George (SFC:APU473) | M | RO | 2010-05-17 | 2013-09-09 | |
| 15 | Bugel, Michael Bartus | M | Rep | 2010-08-17 | 2012-06-13 | |
| 16 | Byrne, Anthony John (SFC:AXT652) | M | Rep | 2011-08-10 | 2012-07-18 | |
| 17 | Chainani, Roshan Kumar | M | Rep | 2011-09-26 | 2012-07-25 | |
| 18 | Chan, Fabian Cheuk Hin 陳卓鶱 | M | Rep | 2008-01-10 | 2014-07-05 | |
| 19 | Chan, Spencer Kwok Wai 陳國偉 | M | Rep | 2006-04-03 | 2013-08-07 | |
| 20 | Chan, Susan Wai-lan 陳蕙蘭 | F | Rep | 2011-09-05 | 2013-04-10 | |
| 21 | Chandak, Dhiraj | Rep | 2006-02-20 | 2019-09-03 | ||
| 22 | Chen, Alexander Yang | M | Rep | 2008-05-02 | 2012-09-05 | |
| 23 | Cheung, Sze Chung 張思中 | Rep | 2010-01-07 | 2012-09-05 | ||
| 24 | Chow, Anson Tsun Ho 周進浩 | Rep | 2008-01-10 | 2013-02-01 | ||
| 25 | Chow, Janet Wing-gee 周詠芝 | F | Rep | 2009-01-16 | 2012-09-19 | |
| 26 | Chow, Jimmy Ka Ching 周家正 | M | Rep | 2006-08-16 | 2017-08-31 | |
| 27 | Chu, Brian Chi Yan 朱智仁 | M | Rep | 2010-09-15 | 2015-01-15 | |
| 28 | Chu, Michael (SFC:AVV245) | M | Rep | 2010-09-02 | 2012-03-30 | |
| 29 | Chuang, Christopher Jin-gee 莊進智 | M | Rep | 2010-01-08 | 2014-03-07 | |
| 30 | Chung, Jeffrey Jin Wook | M | Rep | 2014-04-10 | ||
| 31 | Chung, Richard | M | Rep | 2009-08-20 | 2012-03-07 | |
| 32 | Ciani Bassetti, Pietro | M | Rep | 2008-09-30 | 2021-09-19 | |
| 33 | Ciszewski, Thomas James | M | Rep | 2012-01-13 | 2012-03-12 | |
| 34 | Clapham, Thomas Antony | M | Rep | 2006-10-27 | 2012-06-13 | |
| 35 | Cook, Stuart Harrington | M | Rep | 2011-06-07 | 2018-04-17 | |
| 36 | Creedon, Katherine Claire | F | Rep | 2008-01-22 | 2020-11-16 | |
| 37 | Dai, Qiu Yang | Rep | 2011-12-05 | 2013-10-05 | ||
| 38 | Das, Ashok Kumar (SFC:AVH956) | M | Rep | 2010-06-29 | 2018-03-21 | |
| 39 | Davis, Mark James (SFC:AQC318) | M | RO | 2009-10-09 | 2012-10-25 | |
| 40 | Day, Donald Kurt | M | Rep | 2010-01-18 | 2012-11-30 | |
| 41 | Desai, Anil Pralhad | Rep | 2011-06-22 | 2015-07-21 | ||
| 42 | Doering, Michael Roger | M | Rep | 2006-07-10 | 2014-01-03 | |
| 43 | Doyle, John Aaron | M | Rep | 2009-08-18 | 2019-10-29 | |
| 44 | Dwyer, Gregory James | M | Rep | 2011-02-07 | 2012-09-19 | |
| 45 | Ebert, Robert James | M | RO | 2010-10-15 | 2015-06-09 | |
| 46 | Ellis, James Andrew | M | Rep | 2008-09-30 | 2012-04-01 | |
| 47 | Everest, Steven Leslie | M | Rep | 2008-10-17 | 2015-03-01 | |
| 48 | Fairbairn, Glen Reginald | M | Rep | 2008-11-19 | 2012-12-12 | |
| 49 | Fu, Hsiang Chuan 傅祥銓 | Rep | 2010-08-30 | 2013-06-12 | ||
| 50 | Gan, Wee Leong 顏偉樑 | Rep | 2008-08-26 | 2014-06-03 | ||
| 51 | Gandhi, Sonia (SFC:AWR811) | F | Rep | 2011-01-24 | 2012-11-20 | |
| 52 | Garg, Neetu | Rep | 2011-04-19 | 2012-09-13 | ||
| 53 | Goodwin, Andrew D | M | Rep | 2009-01-29 | 2014-09-04 | |
| 54 | Gupta, Pratik (SFC:AEM184) | Rep | 2011-08-29 | 2019-09-30 | ||
| 55 | Hesse, Nicolas Jean Georges | M | Rep | 2006-11-07 | 2013-01-17 | |
| 56 | Hil, Jeffery Chi Yung 許志勇 | M | Rep | 2011-10-18 | 2015-02-28 | |
| 57 | Ho, Chak Kie 何澤基 | Rep | 2017-07-21 | |||
| 58 | Ho, Karen Kar Wing 何嘉詠 | F | Rep | 2007-12-24 | 2013-03-07 | |
| 59 | Hogan, Robert Wilkes | M | Rep | 2008-01-10 | 2015-12-01 | |
| 60 | Hon, Kenneth Sau Yee 韓守義 | M | RO | 2011-06-02 | 2012-03-21 | |
| 61 | Hosie, Neil Cameron | M | RO | 2009-03-26 | 2017-03-31 | |
| 62 | Huang, Ruohai 黃若海 | Rep | 2010-01-08 | 2021-09-19 | ||
| 63 | Huynh, Louis | M | Rep | 2007-03-12 | 2012-09-05 | |
| 64 | Ishihara, Yu | Rep | 2012-02-24 | 2012-06-16 | ||
| 65 | Jaisingh, Rohit | Rep | 2010-12-14 | 2012-04-16 | ||
| 66 | Jia, Chelsea Yue | Rep | 2010-09-20 | 2012-06-01 | ||
| 67 | Joshi, Dixit Aswin | RO | 2012-02-29 | 2016-02-01 | ||
| 68 | Kadam, Raju Anil | Rep | 2011-06-30 | 2017-12-06 | ||
| 69 | Kamei, Takeya | Rep | 2007-09-28 | 2013-12-02 | ||
| 70 | Kang, Grace Shin Hui | F | Rep | 2011-12-14 | 2018-03-31 | |
| 71 | Kapoor, Chetan (SFC:AQO316) | Rep | 2008-02-26 | 2017-12-06 | ||
| 72 | Kaufmann, Kai | Rep | 2008-03-10 | 2019-08-12 | ||
| 73 | Keenan, Russell Dennis | M | Rep | 2007-05-15 | 2017-06-09 | |
| 74 | Kesebi, Sukru | Rep | 2009-11-30 | 2014-11-26 | ||
| 75 | Khaimson, Evgeni | Rep | 2009-08-12 | 2012-07-01 | ||
| 76 | Kim, So Yeon | Rep | 2010-03-01 | 2013-02-01 | ||
| 77 | King, Hubert Duncan 金汶椿 | M | Rep | 2015-06-08 | ||
| 78 | Kochhar, Sachin | Rep | 2011-02-18 | 2012-05-23 | ||
| 79 | Kudalkar, Anil Sadanand | Rep | 2009-01-29 | 2016-02-27 | ||
| 80 | Kuo, Cheung 郭強 | Rep | 2011-06-14 | 2012-08-09 | ||
| 81 | Kwan, Roy Chun Wai 關振緯 | 36 | M | Rep | 2007-04-03 | 2018-02-06 |
| 82 | Kwok, Isabella Ngan Ting 郭雁婷 | F | Rep | 2009-10-29 | 2018-05-08 | |
| 83 | Kwong, Marcus Mann 鄺孟芹 | M | Rep | 2009-06-29 | 2019-09-27 | |
| 84 | Kyim, Eugene Eong IL 金永日 | M | Rep | 2010-09-30 | 2012-06-30 | |
| 85 | Lai, Alen Chi Wang 黎智弘 | Rep | 2011-01-17 | 2012-06-13 | ||
| 86 | Lai, David Yuk Fai 賴玉輝 | M | Rep | 2004-07-02 | 2017-02-07 | |
| 87 | Lai, Wai Tsz 黎慧慈 | Rep | 2007-05-25 | 2018-06-21 | ||
| 88 | Lala, Manish | Rep | 2010-04-08 | 2019-11-30 | ||
| 89 | Lalwani, Harish Premchand | Rep | 2011-04-19 | 2019-08-06 | ||
| 90 | Lambos, Elizabeth Brett | F | Rep | 2009-01-14 | 2013-03-23 | |
| 91 | Lather, Manik 羅萬里 | Rep | 2011-08-15 | 2016-08-30 | ||
| 92 | Lau, Adam Yue Che 劉宇池 | M | Rep | 2007-04-02 | 2014-08-09 | |
| 93 | Lau, Janice Wai Man 劉維敏 | F | Rep | 2007-01-17 | 2014-06-24 | |
| 94 | Lau, Jeremy Le Van | M | Rep | 2011-06-13 | 2017-02-07 | |
| 95 | Lau, Marcus Chi Chiu 劉志超 | M | Rep | 2010-08-16 | 2012-09-05 | |
| 96 | Lau, Stephen Ying Tung 劉穎東 | M | Rep | 2006-06-01 | 2021-05-28 | |
| 97 | Law, Kin Fat 羅建發 | 44 | M | Rep | 2011-06-10 | 2012-09-05 |
| 98 | Lee, Gregory Joseph | M | RO | 2012-02-13 | 2014-05-16 | |
| 99 | Lee, Hee Won (SFC:AYV602) | Rep | 2012-01-17 | 2012-09-05 | ||
| 100 | Lee, Roger Leonard (SFC:AVB844) | M | Rep | 2010-04-21 | 2012-09-05 | |
| 101 | Lee, Wen Long | Rep | 2009-06-15 | 2018-02-19 | ||
| 102 | Lee, Youn Wen | Rep | 2018-11-11 | |||
| 103 | Leonard, Neil Angus James | M | Rep | 2006-02-20 | 2012-09-05 | |
| 104 | Li, Alan Cheuk Lun 李卓倫 | M | Rep | 2006-11-01 | 2017-02-07 | |
| 105 | Lim, Michelle Si Min 林思敏 | F | Rep | 2009-01-23 | 2019-10-11 | |
| 106 | Lin, David Ping 林平 | M | Rep | 2009-09-14 | 2012-09-05 | |
| 107 | Longe, Kehinde Phillip Oladotun | M | Rep | 2009-10-06 | 2014-10-11 | |
| 108 | Lu, Hue Thi | Rep | 2007-08-03 | 2012-06-13 | ||
| 109 | Luk, Yin Man 陸燕雯 | Rep | 2008-08-27 | 2012-09-05 | ||
| 110 | Lunia, Varun | Rep | 2011-12-20 | 2012-12-01 | ||
| 111 | Macdonald, Matthew Douglas | M | Rep | 2010-07-06 | 2014-09-19 | |
| 112 | Maloney, Mark Robert | M | Rep | 2007-10-02 | 2013-08-31 | |
| 113 | Marchio, Steven Santo Peter | M | Rep | 2010-07-29 | 2019-10-13 | |
| 114 | Mason, Matthew James (SFC:AQM089) | M | Rep | 2009-03-25 | 2014-06-12 | |
| 115 | Mathur, Rajat (SFC:AVQ939) | Rep | 2010-08-05 | 2014-06-10 | ||
| 116 | Michalik, Thorsten | Rep | 2008-08-14 | 2013-01-21 | ||
| 117 | Mirpuri, Vishal Nirmaldas (SFC:AJG172) | RO | 2012-02-17 | 2017-02-07 | ||
| 118 | Montanari, Marco | M | Rep | 2009-07-08 | 2013-02-01 | |
| 119 | Moreira, Nicholas Hubert | M | Rep | 2011-12-16 | 2012-12-13 | |
| 120 | Mouilhade, Claire Beatrice Claude | F | Rep | 2006-07-14 | 2012-09-25 | |
| 121 | Mullaney, David | M | Rep | 2011-01-04 | 2012-06-13 | |
| 122 | Murch, Timothy Alexander | M | Rep | 2009-01-23 | 2015-11-11 | |
| 123 | Naidoo, Marlin | Rep | 2006-08-14 | 2012-08-01 | ||
| 124 | Nandwani, Roshan Ramesh 浩南 | M | Rep | 2009-07-08 | 2018-06-08 | |
| 125 | Neary, James Joseph | M | Rep | 2009-12-29 | 2012-09-05 | |
| 126 | Paidipathi, Apurva | Rep | 2011-10-27 | 2018-08-27 | ||
| 127 | Panda, Angkit | Rep | 2008-06-30 | 2016-07-01 | ||
| 128 | Pang, Ka Yin (SFC:AEF574) 彭嘉賢 | Rep | 2010-05-10 | 2018-02-06 | ||
| 129 | Pirestani, Kayvon Andrew | M | Rep | 2005-06-08 | 2012-10-11 | |
| 130 | Prakasam, Gopinath | Rep | 2011-03-31 | 2016-05-26 | ||
| 131 | Prebola, Scott Thomas | M | Rep | 2011-08-02 | 2023-03-24 | |
| 132 | Press, Matthew (SFC:ATI127) | M | Rep | 2011-09-16 | 2012-07-31 | |
| 133 | Pustoc'h, Francois-Xavier Nicholas Simon | M | Rep | 2012-01-03 | 2012-09-04 | |
| 134 | Quinn, James Jerome Jr | M | Rep | 2012-02-24 | 2014-03-13 | |
| 135 | Rao, Vigyan | Rep | 2010-07-05 | 2012-07-05 | ||
| 136 | Reeves, Andrew James | M | Rep | 2004-01-26 | 2014-02-27 | |
| 137 | Rizkalla, Andrew | M | Rep | 2009-01-16 | 2013-06-01 | |
| 138 | Rodrigues, Johann | Rep | 2010-04-09 | 2012-09-01 | ||
| 139 | Rogers, David Andrew (SFC:ATM320) | M | Rep | 2010-08-18 | 2012-09-05 | |
| 140 | Saigal, Gaurav | M | Rep | 2007-09-25 | 2018-05-11 | |
| 141 | Salleh, Riyaz (SFC:AZB793) | Rep | 2012-02-22 | 2012-05-22 | ||
| 142 | Sanchez, Marlon Mikhail | M | RO | 2011-01-04 | 2021-10-28 | |
| 143 | Seet, Jordan Wei Wen | Rep | 2011-01-13 | 2014-04-09 | ||
| 144 | Seow, Zhi Xiang | Rep | 2011-01-04 | 2012-09-29 | ||
| 145 | Shah, Jigar Jayanti | Rep | 2008-07-08 | 2013-01-10 | ||
| 146 | Shah, Junaid Hussain (SFC:AUR999) | Rep | 2010-02-09 | 2014-04-14 | ||
| 147 | Shah, Priyesh Shantilal | Rep | 2008-06-23 | 2014-12-31 | ||
| 148 | Silver, Nicholas Eugene | M | Rep | 2007-04-10 | 2014-04-11 | |
| 149 | Singh, Arjun (SFC:AYU160) | Rep | 2012-01-10 | 2012-10-01 | ||
| 150 | Singh, Nishant (SFC:AXY247) | Rep | 2011-08-29 | 2013-07-04 | ||
| 151 | Sit, Andrew 薛念聰 | M | Rep | 2011-07-19 | 2012-11-29 | |
| 152 | Smith, Timothy Robert | M | RO | 2011-12-09 | 2017-02-21 | |
| 153 | Streatfield, David Alan | M | Rep | 2010-06-14 | 2012-05-22 | |
| 154 | Sun, Cheuk Wa 孫卓華 | Rep | 2005-07-06 | 2012-09-05 | ||
| 155 | Sung, Eric | M | Rep | 2011-04-19 | 2013-05-02 | |
| 156 | Sutton, Andrew Carpenter | M | Rep | 2011-10-14 | 2013-09-28 | |
| 157 | Tang, Kuan Mo 鄧君武 | Rep | 2011-10-07 | 2021-12-24 | ||
| 158 | Tang, Wenyi | F | Rep | 2009-02-06 | 2015-06-27 | |
| 159 | Tao, Feiran 陶斐然 | Rep | 2010-01-15 | 2018-05-24 | ||
| 160 | Tay, Siang Watt Terence | M | Rep | 2010-06-29 | 2018-02-20 | |
| 161 | Thomas, Dean (SFC:ACN472) | M | Rep | 2007-02-09 | 2019-08-13 | |
| 162 | Tiffin, Philip John | M | Rep | 2010-09-27 | 2014-12-02 | |
| 163 | Tsui, Stephen Fook Hong 徐福康 | M | Rep | 2005-07-18 | 2012-09-05 | |
| 164 | Twomey, Harvey Noel | M | Rep | 2008-05-02 | 2013-12-03 | |
| 165 | Verma, Vijay (SFC:AXF537) | Rep | 2011-04-29 | 2014-09-05 | ||
| 166 | Waddell, Andrew Graham | M | Rep | 2007-08-23 | 2013-04-20 | |
| 167 | Wang, Eson | Rep | 2007-06-14 | 2015-07-20 | ||
| 168 | Wang, Haixiao (SFC:AQM271) 王海嘯 | Rep | 2008-02-06 | 2014-03-05 | ||
| 169 | Wang, Jianbo (SFC:ARE473) 王堅波 | Rep | 2011-11-04 | 2017-02-07 | ||
| 170 | Wang, Qian (SFC:AUN076) 王倩 | Rep | 2010-01-12 | 2012-06-30 | ||
| 171 | White, Christopher James (SFC:ACS947) | M | Rep | 2004-07-19 | 2014-11-18 | |
| 172 | Wilson, Murray John | M | Rep | 2010-06-24 | 2012-07-17 | |
| 173 | Winnie | F | Rep | 2011-07-25 | 2017-05-12 | |
| 174 | Winter, Philip Francis David | 36 | M | Rep | 2009-08-31 | 2014-10-01 |
| 175 | Wittenburg, Fabrizio Martin | M | Rep | 2010-08-05 | 2012-05-18 | |
| 176 | Wong, Annie Yan Tsz 黃欣慈 | F | Rep | 2010-03-10 | 2015-09-19 | |
| 177 | Wong, Lai Man (SFC:AFC401) 王麗雯 | Rep | 2007-06-05 | 2015-06-01 | ||
| 178 | Wong, Paul Sek Ming 黃錫明 | M | Rep | 2010-09-09 | 2014-05-26 | |
| 179 | Wong, Roger Chi-Him 黃智謙 | M | Rep | 2011-12-14 | 2016-12-06 | |
| 180 | Wong, Tsz Kin (SFC:ALA499) 王子健 | Rep | 2004-12-16 | 2013-02-01 | ||
| 181 | Woo, Janet Fong Fong 胡渢渢 | F | Rep | 2019-07-08 | ||
| 182 | Yamazaki, Yuko | Rep | 2011-02-16 | 2013-01-04 | ||
| 183 | Yan, Wing Tak 甄穎德 | Rep | 2009-10-19 | 2018-09-28 | ||
| 184 | Zange, Boris Manuel (SFC:ATB488) | M | Rep | 2009-06-15 | 2012-03-01 | |
| 185 | Zhao, Chenfan 趙晨帆 | Rep | 2007-03-28 | 2012-06-13 | ||
| 186 | Zhao, Yue (SFC:ALJ837) 趙悅 | Rep | 2006-07-07 | 2017-08-19 | ||
| 187 | Zhu, Su 朱溯 | Rep | 2011-08-29 | 2012-03-07 | ||
| 188 | Zuber, Zarko | Rep | 2010-07-15 | 2012-08-01 |
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