Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2017 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Au-Yeung, Wendy Wing Yee 歐陽詠儀 | F | AFT616 | Rep | 2013-08-19 | ||
| 2 | Bradley, Joseph (SFC:BEB455) | M | BEB455 | Rep | 2015-08-18 | ||
| 3 | Carter, Damon (SFC:BEO225) | M | BEO225 | Rep | 2017-11-03 | 2018-01-29 | |
| 4 | Chan, Adrian Kin Chung 陳建中 | M | BCP764 | Rep | 2014-01-06 | 2023-03-21 | |
| 5 | Chan, Cynthia Hoi Kay 陳凱琪 | F | AUB274 | Rep | 2015-06-15 | 2024-03-14 | |
| 6 | Chan, Shun Ho 陳舜河 | AFZ169 | Rep | 2007-08-20 | |||
| 7 | Chan, Wai Kwan (SFC:AQQ789) 陳慧筠 | AQQ789 | Rep | 2017-09-08 | 2022-01-07 | ||
| 8 | Chan, Wing Chiu (SFC:AJO304) 陳穎釗 | AJO304 | Rep | 2014-01-07 | 2022-09-14 | ||
| 9 | Chen, Chaoying (SFC:AZO311) 陳超穎 | AZO311 | Rep | 2015-04-28 | 2021-09-01 | ||
| 10 | Chen, Wen Ling (SFC:BGI467) 陳玟伶 | BGI467 | RO | 2016-06-08 | 2023-06-03 | ||
| 11 | Cheung, Clive Ho Fung 張昊峯 | M | BIW856 | Rep | 2017-02-01 | 2018-09-08 | |
| 12 | Cheung, Wang (SFC:AMF506) 張弘 | AMF506 | Rep | 2013-12-31 | 2018-06-22 | ||
| 13 | Chiang, Wei-Chih 江威志 | BGU545 | Rep | 2016-01-06 | |||
| 14 | Choi, Hyung Wook 崔亨旭 | AQO335 | Rep | 2010-10-15 | |||
| 15 | Chong, Wai Ho 莊偉豪 | BKB680 | Rep | 2017-07-21 | 2019-03-01 | ||
| 16 | Chu, Peter Pa-en 曲培恩 | M | ALW236 | RO | 2013-09-25 | 2019-07-08 | |
| 17 | Cork, Craig William 黃光程 | M | BKF941 | Rep | 2017-08-08 | 2023-12-13 | |
| 18 | Cudia, Celso S. 邱明傑 | AFE060 | Rep | 2014-09-01 | 2024-03-01 | ||
| 19 | Dong, Huayi 董驊怡 | BHY263 | Rep | 2016-08-08 | 2020-02-05 | ||
| 20 | Duan, Hong (SFC:ADE819) 段宏 | ADE819 | RO | 2016-05-03 | 2022-04-01 | ||
| 21 | Fujikura, Takashi | M | BFI204 | RO | 2015-07-02 | 2021-08-18 | |
| 22 | Fung, Cissy 馮婉詩 | F | AMW511 | Rep | 2005-12-29 | ||
| 23 | Garcia, Michael Anthony | M | AFJ284 | Rep | 2015-04-13 | 2019-07-13 | |
| 24 | Grose, George Francis | M | AWH234 | Rep | 2010-11-10 | ||
| 25 | Hasegawa, Makoto | BHK217 | Rep | 2016-04-29 | 2018-05-12 | ||
| 26 | Hattori, Shoichi | BIR907 | Rep | 2016-12-09 | 2021-12-06 | ||
| 27 | Hetherington, John Charles 夏嶺東 | M | ABN564 | RO | 2017-09-13 | ||
| 28 | Hirasaki, Koji 平崎晃史 | AZI774 | Rep | 2015-08-19 | |||
| 29 | Hirose, Wataru | BEI734 | Rep | 2014-10-20 | 2024-05-27 | ||
| 30 | Ho, Andy Tsz Ho 何子浩 | AFV776 | Rep | 2005-09-23 | |||
| 31 | Ho, Cho Ming Jonathan 何祖銘 | M | BJR596 | Rep | 2017-08-18 | 2023-03-21 | |
| 32 | Ho, Chun Keung (SFC:AWT602) 何振強 | AWT602 | Rep | 2011-02-07 | 2018-03-09 | ||
| 33 | Hu, Qingzi (SFC:BKF945) 胡青子 | BKF945 | Rep | 2017-08-07 | 2018-03-01 | ||
| 34 | Iokibe, Jiro | BIN286 | RO | 2017-08-16 | 2024-05-03 | ||
| 35 | Ip, Chit Yin 葉捷賢 | AUR651 | Rep | 2013-09-02 | |||
| 36 | Jenn, Marc Steven | M | ANG294 | RO | 2017-12-05 | ||
| 37 | Jiang, Zhenghao 姜正浩 | BGL257 | Rep | 2017-06-26 | 2021-01-23 | ||
| 38 | Kameda, Eri | BHS140 | Rep | 2016-10-03 | 2020-09-15 | ||
| 39 | Kan, Kwok Yu (SFC:ACZ368) 簡國裕 | ACZ368 | Rep | 2009-08-24 | 2022-02-11 | ||
| 40 | Kan, Tung Fai 簡通輝 | AOQ748 | Rep | 2016-12-20 | 2018-07-17 | ||
| 41 | Kaneko, Chacha | BJR207 | Rep | 2017-06-21 | 2019-05-04 | ||
| 42 | Kim, Jason Sung | M | AGF966 | Rep | 2015-07-13 | ||
| 43 | Kitagawa, Munekazu 北川宗和 | BDY322 | Rep | 2014-08-12 | 2018-08-13 | ||
| 44 | Kitney, Paul Michael | M | AKX577 | Rep | 2017-10-25 | 2020-03-21 | |
| 45 | Kobayashi, Yosuke 小林洋介 | M | BJM372 | Rep | 2017-05-09 | ||
| 46 | Kot, Jack Hou Eric 葛積豪 | M | AJA361 | Rep | 2008-10-27 | ||
| 47 | Kwok, Joyce Yik Man 郭奕妏 | F | ATS268 | Rep | 2010-08-31 | ||
| 48 | Lai, Chi Man (SFC:APQ351) 賴志文 | APQ351 | Rep | 2009-08-24 | 2022-09-08 | ||
| 49 | Lai, Chu Hang 黎曙衡 | ATB627 | Rep | 2014-01-21 | |||
| 50 | Lai, Gavin Ka Wai 黎家瑋 | M | BHS916 | Rep | 2016-07-07 | ||
| 51 | Lai, Kar Hei Carlton 黎家禧 | BDV574 | Rep | 2014-07-28 | |||
| 52 | Lau, Ka Ho (SFC:AXB862) 劉嘉豪 | AXB862 | Rep | 2014-09-22 | 2021-08-04 | ||
| 53 | Lau, Kai Chung (SFC:BFW668) 劉啟宗 | BFW668 | Rep | 2017-06-30 | 2019-03-01 | ||
| 54 | Lau, Kelvin Wai Kin 劉偉健 | M | APQ275 | Rep | 2009-08-24 | ||
| 55 | Lee, Kee Siong 李淦祥 | ACY060 | Rep | 2009-08-24 | 2024-03-28 | ||
| 56 | Li, Cheuk On 李卓安 | BIK016 | Rep | 2017-05-29 | 2021-03-22 | ||
| 57 | Li, Fan (SFC:BFK350) 李凡 | BFK350 | Rep | 2015-05-11 | 2018-06-21 | ||
| 58 | Li, Yan (SFC:BGM580) 李燕 | BGM580 | Rep | 2016-01-04 | 2018-04-28 | ||
| 59 | Liang, Fuyin 梁甫茵 | BHJ475 | Rep | 2017-06-13 | 2021-05-06 | ||
| 60 | Lin, Chun Fu (SFC:AVM248) 林俊甫 | AVM248 | Rep | 2011-11-23 | 2018-05-26 | ||
| 61 | Lin, Wei-Ting 林蔚婷 | BAC188 | Rep | 2017-06-28 | |||
| 62 | Liu, Chung Hsun 劉宗勳 | AHC251 | Rep | 2023-09-29 | |||
| 63 | Liu, Moshi 劉墨石 | BEL594 | Rep | 2014-11-14 | |||
| 64 | Liu, Yifan (SFC:BJV843) 劉一帆 | BJV843 | Rep | 2017-07-05 | 2021-04-29 | ||
| 65 | Liu, Yiping 劉一平 | BGZ145 | Rep | 2017-12-27 | 2019-09-21 | ||
| 66 | Liu, Yuk Shan 廖鈺珊 | BCG151 | Rep | 2013-12-04 | 2018-04-04 | ||
| 67 | Liu, Zhanxiang 劉展翔 | BED805 | Rep | 2014-09-29 | 2018-02-10 | ||
| 68 | Lo, Ilona Ching Man 羅靜敏 | F | AXL781 | Rep | 2015-06-22 | ||
| 69 | Lo, Ricky Chi Wa 羅志華 | M | ACC653 | Rep | 2010-07-02 | 2022-12-21 | |
| 70 | Lu, Cuiping 陸翠萍 | BCJ650 | Rep | 2017-08-16 | 2020-11-28 | ||
| 71 | Lu, Jianjie 陸建杰 | BKC043 | Rep | 2017-12-20 | 2020-04-08 | ||
| 72 | Makino, Akiko | F | BCL785 | Rep | 2014-01-06 | 2024-03-28 | |
| 73 | Matsumoto, Jeffrey Yuji | M | BAE819 | RO | 2013-07-04 | 2021-11-01 | |
| 74 | Mitsuda, Takefumi 光田岳史 | BFI740 | Rep | 2015-04-28 | 2018-05-08 | ||
| 75 | Mizoguchi, Hironori | AHL612 | Rep | 2009-04-01 | 2022-10-01 | ||
| 76 | Ng, Michael Chiu Ho 伍超豪 | M | ADA727 | RO | 2017-09-22 | 2021-09-13 | |
| 77 | Oi, Ryutaro (SFC:BGL056) | BGL056 | Rep | 2015-10-27 | 2020-12-15 | ||
| 78 | Oka, Hironori | AAD076 | RO | 2011-06-20 | 2025-05-02 | ||
| 79 | Osawa, Miyuki | AML475 | Rep | 2007-06-18 | 2021-07-31 | ||
| 80 | Pampapathi, Vinay Kumar | M | BJG449 | Rep | 2017-03-21 | ||
| 81 | Parker, Henry Roger Jacques | 35 | M | AXZ431 | Rep | 2013-07-22 | 2022-08-31 |
| 82 | Qi, Xiaoliang 齊晓亮 | AXZ553 | Rep | 2012-10-09 | 2024-03-25 | ||
| 83 | Sasaki, Shinichi 佐佐木伸一 | AHS992 | RO | 2014-12-19 | 2022-06-15 | ||
| 84 | Shen, Janet Wei Ling 沈慧玲 | F | AMA937 | RO | 2015-09-29 | ||
| 85 | Shum, Charles Cheok I 沈卓爾 | M | AZQ896 | Rep | 2012-06-07 | ||
| 86 | Soo, Jamie Wan Jung 蘇文駿 | M | AXJ724 | Rep | 2013-11-25 | 2018-05-25 | |
| 87 | Souleyman, Jan | ANM874 | RO | 2016-02-04 | 2025-05-26 | ||
| 88 | Tan, King Aun 陳卿晏 | ARA421 | Rep | 2011-04-01 | 2019-10-05 | ||
| 89 | Terasawa, Satoshi | M | BAH716 | RO | 2013-01-07 | 2019-05-24 | |
| 90 | Tomiyama, Takuya 富山卓也 | M | AGU752 | Rep | 2015-06-18 | ||
| 91 | Tsang, Andrew Chiu Yin 曾昭然 | M | AOV654 | Rep | 2014-09-29 | ||
| 92 | Tsang, Chi Kin (SFC:AOR993) 曾智健 | AOR993 | Rep | 2009-11-02 | |||
| 93 | Tsang, Edmund Ka Kan 曾嘉勤 | M | ALG188 | Rep | 2017-02-06 | 2021-04-01 | |
| 94 | Tsang, Yee Mai 曾綺薇 | ABN099 | Rep | 2010-07-02 | 2024-03-28 | ||
| 95 | Tsutsumi, Atsushi | BFI209 | Rep | 2015-04-27 | 2023-04-25 | ||
| 96 | Uejima, Eiji | BJM098 | Rep | 2017-05-09 | 2020-04-11 | ||
| 97 | Wan, Maurine 溫慕蓮 | F | AGJ125 | Rep | 2009-08-24 | 2023-03-21 | |
| 98 | Wang, Yu (SFC:BER242) 王玉 | BER242 | Rep | 2017-01-16 | 2018-08-11 | ||
| 99 | Wong, Gary Man Kuen 黃文權 | M | AGO032 | Rep | 2007-08-28 | ||
| 100 | Wong, Ka Man (SFC:AEK749) 黃家文 | AEK749 | RO | 2010-03-10 | |||
| 101 | Wong, Steven Wai Chiu 王偉超 | M | ACQ784 | Rep | 2006-02-16 | ||
| 102 | Woo, Lam Hay 胡林熙 | AAB005 | Rep | 2010-09-17 | 2022-11-16 | ||
| 103 | Wu, Bonnie Po Yee 胡寶兒 | 28 | F | BKK907 | Rep | 2017-08-16 | 2018-03-01 |
| 104 | Xia, Dongyu 夏冬雨 | BGL486 | Rep | 2016-11-15 | 2018-01-30 | ||
| 105 | Xia, Qing (SFC:BHS914) 夏青 | BHS914 | Rep | 2016-07-04 | 2018-09-22 | ||
| 106 | Xian, Chuping 冼楚平 | ACG028 | RO | 2017-10-09 | 2024-03-28 | ||
| 107 | Xiong, Li (SFC:BAI988) 熊力 | BAI988 | Rep | 2012-11-15 | |||
| 108 | Xu, Jiafu 徐嘉甫 | AVR982 | Rep | 2011-03-15 | 2018-06-01 | ||
| 109 | Xue, Fei (SFC:ASP680) 薛菲 | ASP680 | Rep | 2010-12-02 | |||
| 110 | Yang, Haiyang (SFC:BDJ027) 楊海洋 | BDJ027 | Rep | 2016-07-05 | 2018-07-20 | ||
| 111 | Yang, Lujia (SFC:BBU233) 楊路加 | BBU233 | Rep | 2017-03-13 | 2018-04-26 | ||
| 112 | Yeung, Anna Pui Fung 楊佩鳳 | F | AFM432 | Rep | 2013-06-03 | 2024-03-14 | |
| 113 | Yeung, Calson Kar Tsun 楊家駿 | M | BBK543 | Rep | 2016-06-23 | ||
| 114 | Yuan, Ke (SFC:BIV268) 袁可 | BIV268 | Rep | 2017-01-09 | 2022-12-30 |
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