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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2014
Role From Until
1 Adams, Robert Stuart M Rep 2011-04-19 2014-05-08
2 Aldworth, James Garton M Rep 2007-08-30 2016-06-20
3 Avis, Stephane Louis Edmond M Rep 2013-07-05 2014-04-11
4 Barron, Alana Rep 2011-09-26 2015-06-24
5 Bean, James Mark M Rep 2005-10-18 2014-06-12
6 Bizid, Abdelhamid Ameur M Rep 2012-03-26 2015-04-15
7 Blenkiron, Philip Edward M Rep 2011-03-07 2017-07-07
8 Brown, Anthony George (SFC:APU473) M Rep 2013-09-09 2014-09-01
9 Byrne, Anthony John (SFC:AXT652) M RO 2012-07-18 2017-04-19
10 Cai, Henry Hongping 蔡洪平 60 M Rep 2012-03-05 2015-02-28
11 Chakravorty, Ananda Rep 2012-03-05 2017-10-23
12 Chan, Fabian Cheuk Hin 陳卓鶱 M Rep 2008-01-10 2014-07-05
13 Chan, Terry Yick Kei 陳奕祺 35 M Rep 2012-03-05 2015-01-21
14 Chandak, Dhiraj Rep 2006-02-20 2019-09-03
15 Chau, Andy Kane Man 周敬民 Rep 2014-01-02 2021-09-19
16 Chen, King 陳勍 Rep 2012-04-23 2014-03-27
17 Chen, Lan (SFC:AHD684) 陳嵐 Rep 2012-03-26 2017-05-25
18 Chen, Ming Hong (SFC:AYQ740) 陳明宏 Rep 2012-03-05 2015-05-01
19 Chen, Xuehua (SFC:AMZ173) 陳雪花 Rep 2013-11-07 2014-08-07
20 Chen, Yi (SFC:ANM687) 陳藝 Rep 2012-03-05 2016-01-07
21 Cheung, Yeung (SFC:ARH242) 張洋 Rep 2012-03-05 2014-04-23
22 Chiang, Tung-Cheng 江東成 Rep 2012-05-04 2014-05-30
23 Chow, Jimmy Ka Ching 周家正 M Rep 2006-08-16 2017-08-31
24 Chu, Brian Chi Yan 朱智仁 M Rep 2010-09-15 2015-01-15
25 Chuang, Christopher Jin-gee 莊進智 M Rep 2010-01-08 2014-03-07
26 Chung, Jeffrey Jin Wook M Rep 2014-04-10
27 Ciani Bassetti, Pietro M Rep 2008-09-30 2021-09-19
28 Ciszewski, Thomas James M Rep 2012-03-16 2017-03-31
29 Cong, Yu (SFC:AYV770) 叢郁 Rep 2012-03-05 2014-08-09
30 Cook, Stuart Harrington M Rep 2011-06-07 2018-04-17
31 Creedon, Katherine Claire F Rep 2008-01-22 2020-11-16
32 Dai, Songsong 戴嵩松 Rep 2012-03-05 2014-04-19
33 Das, Ashok Kumar (SFC:AVH956) M Rep 2010-06-29 2018-03-21
34 Davis, Mark James (SFC:AQC318) M Rep 2012-10-25 2014-08-09
35 Degney, Lauren Kimberly F Rep 2012-06-26 2017-05-07
36 Desai, Anil Pralhad Rep 2011-06-22 2015-07-21
37 Doering, Michael Roger M RO 2014-01-03 2018-02-06
38 Donald, John Christopher M Rep 2013-12-02 2014-11-27
39 Dong, Ke 董珂 Rep 2012-10-19 2014-09-06
40 Doyle, John Aaron M Rep 2009-08-18 2019-10-29
41 Du, Chao (SFC:AUM373) 杜超 Rep 2012-03-05 2015-09-09
42 Ebert, Robert James M RO 2010-10-15 2015-06-09
43 Everest, Steven Leslie M Rep 2008-10-17 2015-03-01
44 Fan, Peng (1982) 樊鵬 32 M Rep 2012-03-05 2016-05-16
45 Fan, Shaoli 范少立 Rep 2012-03-05 2023-06-29
46 Fitzwilliams, Angharad Elizabeth Anne F Rep 2012-07-03 2019-07-19
47 Forman, Claes Henrik Rep 2012-11-09 2015-05-01
48 Fu, Qiang (SFC:AYV780) 富強 Rep 2012-03-05 2015-02-03
49 Fu, Qiang (SFC:AZK544) 傅強 Rep 2012-05-04 2014-08-30
50 Gan, Wee Leong 顏偉樑 Rep 2008-08-26 2014-06-03
51 Ghosh, Rudrani Rep 2013-07-15 2015-08-13
52 Goodwin, Andrew D M Rep 2009-01-29 2014-09-04
53 Gu, Dechun 顧德純 Rep 2012-03-05 2023-09-25
54 Gu, Enda 顧恩達 Rep 2013-12-03 2014-03-29
55 Gu, Lingwei 顧玲蔚 Rep 2012-06-19 2019-08-12
56 Guo, Rui (SFC:AGO591) 郭睿 Rep 2012-03-05 2015-08-01
57 Guo, Yao (SFC:AZP163) 郭遥 Rep 2012-05-30 2014-04-29
58 Gupta, Pratik (SFC:AEM184) Rep 2011-08-29 2019-09-30
59 Gurnani, Dinesh Rep 2014-01-02 2020-07-31
60 He, Xinyi 賀歆懿 Rep 2012-08-21 2014-04-15
61 Heasman, Nicholas James M Rep 2012-11-08 2017-03-09
62 Hil, Jeffery Chi Yung 許志勇 M Rep 2011-10-18 2015-02-28
63 Ho, Chak Kie 何澤基 Rep 2017-07-21
64 Hogan, Robert Wilkes M Rep 2008-01-10 2015-12-01
65 Hosie, Neil Cameron M RO 2009-03-26 2017-03-31
66 Huang, Jingying (SFC:BAI752) 黃晶瑩 Rep 2012-10-22 2021-05-25
67 Huang, Ruohai 黃若海 Rep 2010-01-08 2021-09-19
68 Hung, Hing To 孔慶陶 Rep 2013-02-15 2014-04-26
69 Jiang, Shun Rep 2012-03-05 2015-06-09
70 Johnson, Donald Joseph M Rep 2012-04-16 2020-07-31
71 Joo, Jihyun Katherine 朱祉泫 Rep 2012-04-24 2020-03-30
72 Joshi, Dixit Aswin RO 2012-02-29 2016-02-01
73 Kadam, Raju Anil Rep 2011-06-30 2017-12-06
74 Kaim-Caudle, Nicholas M Rep 2013-10-02 2021-07-31
75 Kaman, Yashraj Rep 2012-03-05 2015-08-04
76 Kang, Grace Shin Hui F Rep 2011-12-14 2018-03-31
77 Kapoor, Chetan (SFC:AQO316) Rep 2008-02-26 2017-12-06
78 Kaufmann, Kai Rep 2008-03-10 2019-08-12
79 Keenan, Russell Dennis M Rep 2007-05-15 2017-06-09
80 Kelly, Patrick Cahill M RO 2013-12-27 2017-04-23
81 Kesebi, Sukru Rep 2009-11-30 2014-11-26
82 Key, John Richard M Rep 2013-06-24 2014-03-14
83 Kim, Soo Ji Rep 2014-01-14 2018-05-24
84 King, Hubert Duncan 金汶椿 M Rep 2015-06-08
85 Kudalkar, Anil Sadanand Rep 2009-01-29 2016-02-27
86 Kuo, Cheung 郭強 RO 2012-08-09 2016-08-23
87 Kwan, Roy Chun Wai 關振緯 38 M Rep 2007-04-03 2018-02-06
88 Kwok, Isabella Ngan Ting 郭雁婷 F Rep 2009-10-29 2018-05-08
89 Kwok, Tsz Yu 郭子瑜 Rep 2013-08-07 2018-11-16
90 Kwong, Marcus Mann 鄺孟芹 M Rep 2009-06-29 2019-09-27
91 Lai, David Yuk Fai 賴玉輝 M Rep 2004-07-02 2017-02-07
92 Lai, King Chi 黎敬之 RO 2013-07-29 2014-03-26
93 Lai, Wai Tsz 黎慧慈 Rep 2007-05-25 2018-06-21
94 Lala, Manish Rep 2010-04-08 2019-11-30
95 Lalwani, Harish Premchand Rep 2011-04-19 2019-08-06
96 Lam, Fong Chun 林方進 Rep 2012-03-05 2015-10-24
97 Lam, Henry Hong Kee 林康祺 M Rep 2013-10-18 2019-10-17
98 Lather, Manik 羅萬里 Rep 2011-08-15 2016-08-30
99 Lau, Adam Yue Che 劉宇池 M Rep 2007-04-02 2014-08-09
100 Lau, Janice Wai Man 劉維敏 F Rep 2007-01-17 2014-06-24
101 Lau, Jeremy Le Van M Rep 2011-06-13 2017-02-07
102 Lau, Stephanie Yin Chi 劉盈志 F Rep 2012-06-04 2014-03-01
103 Lau, Stephen Ying Tung 劉穎東 M Rep 2006-06-01 2021-05-28
104 Lee, Felix Ka Chung 李家聰 M Rep 2012-03-05 2014-05-05
105 Lee, Gregory Joseph M RO 2012-02-13 2014-05-16
106 Lee, Wai Yin (SFC:AYW252) 李偉賢 Rep 2012-03-05 2014-07-29
107 Lee, Wen Long Rep 2009-06-15 2018-02-19
108 Lee, Youn Wen Rep 2018-11-11
109 Li, Alan Cheuk Lun 李卓倫 M Rep 2006-11-01 2017-02-07
110 Li, Elsy Chun 李雋 42 F Rep 2012-03-05 2014-08-13
111 Li, Peng (SFC:APC522) 李鵬 Rep 2013-09-25 2016-02-27
112 Li, Ruishen 李銳深 Rep 2012-03-05 2018-04-13
113 Li, Sandi Yuen Shan 李苑姍 Rep 2012-10-16 2014-12-03
114 Li, Shulu 李書路 Rep 2012-03-05 2016-08-23
115 Li, Wei-Chieh 李偉傑 RO 2013-11-05 2018-06-12
116 Li, Xiang Betty F Rep 2012-03-21 2019-08-13
117 Li, Xiaochen (SFC:AZN141) 李小沉 Rep 2012-05-22 2018-02-19
118 Li, Xiaozhou (SFC:AYQ734) 李曉舟 Rep 2012-03-05 2014-11-19
119 Li, Yichen (SFC:AOM502) 李一晨 Rep 2012-03-05 2016-03-01
120 Liang, Lehui 梁樂慧 F Rep 2012-05-10 2014-09-27
121 Liang, Minfeng (SFC:BCE457) 梁敏鋒 Rep 2013-10-31 2022-06-02
122 Lien, Vincent Wai Sun 連維新 M Rep 2012-03-05 2016-02-13
123 Liew, Ivy 劉愛雯 F Rep 2013-02-18 2019-05-24
124 Lim, Michelle Si Min 林思敏 F Rep 2009-01-23 2019-10-11
125 Liu, Yang (SFC:AXD891) 劉洋 Rep 2013-10-07 2018-03-23
126 Liu, Yewei 劉業偉 Rep 2012-05-17 2015-09-26
127 Lo, Timothy Tin Ming 盧天明 M Rep 2013-12-23 2017-03-31
128 Long, Tien Ian 龍田淵 41 M RO 2012-03-26 2014-06-14
129 Longe, Kehinde Phillip Oladotun M Rep 2009-10-06 2014-10-11
130 Lu, Tao (SFC:AZP070) 盧濤 Rep 2012-06-01 2014-06-20
131 Lui, Eugene Yik Hei 呂奕希 25 M Rep 2012-06-20 2014-04-18
132 Luo, Haiyan (SFC:AOS352) Rep 2013-11-01 2020-11-25
133 Luu, James Chi Cuong M Rep 2012-04-12
134 Ma, Jun (SFC:AZS737) 馬駿 Rep 2012-06-20 2015-06-15
135 Ma, Weiji 馬維驥 Rep 2012-03-05 2014-06-18
136 Macdonald, Matthew Douglas M Rep 2010-07-06 2014-09-19
137 Marchio, Steven Santo Peter M Rep 2010-07-29 2019-10-13
138 Mashru, Namrata Sudhir Rep 2012-10-03 2016-08-25
139 Mason, Matthew James (SFC:AQM089) M Rep 2009-03-25 2014-06-12
140 Mathur, Rajat (SFC:AVQ939) Rep 2010-08-05 2014-06-10
141 McCabe, Andrew Robert (SFC:AWZ008) M Rep 2012-08-01 2018-05-24
142 Mirpuri, Vishal Nirmaldas (SFC:AJG172) RO 2012-02-17 2017-02-07
143 Mithran, Girish Rep 2012-06-26 2014-04-22
144 Molander, Eric William M Rep 2013-10-02 2016-08-02
145 Moreira, Nicholas Hubert M RO 2012-12-13 2021-01-05
146 Morrison, Thomas James M Rep 2012-06-26 2017-09-01
147 Morton, Peter Douglas M Rep 2012-03-05 2015-05-19
148 Murch, Timothy Alexander M Rep 2009-01-23 2015-11-11
149 Nandwani, Roshan Ramesh 浩南 M Rep 2009-07-08 2018-06-08
150 Naraghi, Dariush Dmitrii Rep 2012-03-20 2015-07-31
151 Ng, Wilson Chi Hin 吳智軒 M Rep 2012-03-05 2014-04-18
152 Ngie, Chuen Shun 倪傳順 RO 2012-03-02 2020-06-30
153 Ni, Weicong 倪維聰 24 F Rep 2013-12-30 2016-06-10
154 Nichol, William Stewart M Rep 2012-03-05 2016-06-01
155 Nourse, William Arthur Thomas 43 M Rep 2012-03-05 2015-01-26
156 Ong, Payton Pei-de Rep 2013-08-21 2017-02-07
157 Ou, Alice Minxing 區敏幸 F Rep 2014-01-09 2015-09-26
158 Paidipathi, Apurva Rep 2011-10-27 2018-08-27
159 Pan, Yang (SFC:BCK449) 潘陽 Rep 2013-12-03 2014-05-12
160 Panda, Angkit Rep 2008-06-30 2016-07-01
161 Pandit, Ashok M RO 2012-03-02 2014-11-19
162 Pang, Bo (SFC:AZJ761) 龐博 Rep 2012-04-26 2015-12-17
163 Pang, Ka Yin (SFC:AEF574) 彭嘉賢 Rep 2010-05-10 2018-02-06
164 Pankhurst, Mark Patrick 潘馬克 M Rep 2012-03-05 2015-08-04
165 Pitkin, Joel Hyuck-Choon Rep 2013-07-26 2016-07-01
166 Prakasam, Gopinath Rep 2011-03-31 2016-05-26
167 Prebola, Scott Thomas M Rep 2011-08-02 2023-03-24
168 Qi, Yanqiao Rep 2012-08-21 2014-03-25
169 Qian, Jing (SFC:AUE544) 錢菁 RO 2012-03-02 2014-05-03
170 Qian, Mengya 錢夢婭 Rep 2012-03-05 2014-04-24
171 Qu, Fangyun 曲芳韵 Rep 2013-11-28 2017-08-08
172 Quinn, James Jerome Jr M Rep 2012-02-24 2014-03-13
173 Radclyffe, Benjamin James (SFC:AUD569) M Rep 2014-01-20 2015-02-13
174 Rah, Sangdae Rep 2013-05-02 2014-09-11
175 Rangwala, Abbas Asgarali Rep 2012-03-05 2016-11-15
176 Reeves, Andrew James M Rep 2004-01-26 2014-02-27
177 Rodier, Florent Edouard Marie F Rep 2012-08-23 2020-10-30
178 Rodriguez Torres, Joaquin Alberto C. M Rep 2012-03-05 2016-06-01
179 Roth, Gunther James M Rep 2012-03-29 2014-04-01
180 Saigal, Gaurav M Rep 2007-09-25 2018-05-11
181 Sanchez, Marlon Mikhail M RO 2011-01-04 2021-10-28
182 Sang, Jie 桑潔 Rep 2012-03-05 2015-07-22
183 Seet, Jordan Wei Wen Rep 2011-01-13 2014-04-09
184 Sehgal, Vaibhav Rep 2013-10-02 2018-06-06
185 Shah, Jayeshkumar Chandrakant Rep 2012-08-07 2016-03-21
186 Shah, Junaid Hussain (SFC:AUR999) Rep 2010-02-09 2014-04-14
187 Shah, Priyesh Shantilal Rep 2008-06-23 2014-12-31
188 Sheng, Li (SFC:AYQ992) 盛莉 Rep 2012-03-05 2014-07-19
189 Shibuya, Naoki (SFC:BBA100) Rep 2013-03-20 2016-09-21
190 Shimomura, Yoshio 下村吉男 M Rep 2013-04-18 2021-08-13
191 Siekierczak, Filip M Rep 2013-08-27 2019-08-08
192 Silver, Nicholas Eugene M Rep 2007-04-10 2014-04-11
193 Sim, Gun Rep 2012-05-09 2015-10-13
194 Smith, Timothy Robert M RO 2011-12-09 2017-02-21
195 Soong, Eik Hung 宋奕衡 Rep 2012-11-09 2014-07-26
196 Spellmann, Hermann Arnold M Rep 2013-04-03 2017-04-30
197 Sun, Yuan (SFC:BAK298) 孫原 Rep 2012-11-19 2014-02-15
198 Tam, Kevin 譚浠泓 M Rep 2012-09-06 2021-12-24
199 Tamai, Toshiyuki 玉井俊行 Rep 2012-03-23 2017-07-20
200 Tan, Kim Kuan Francis 陳錦冠 Rep 2013-10-21 2019-07-08
201 Tang, Kuan Mo 鄧君武 Rep 2011-10-07 2021-12-24
202 Tang, Wenyi F Rep 2009-02-06 2015-06-27
203 Tao, Feiran 陶斐然 Rep 2010-01-15 2018-05-24
204 Tay, Siang Watt Terence M Rep 2010-06-29 2018-02-20
205 Taylor, Andrew Nicholas (SFC:AYQ758) M Rep 2012-03-05 2014-12-31
206 Thomas, Dean (SFC:ACN472) M Rep 2007-02-09 2019-08-13
207 Tiffin, Philip John M Rep 2010-09-27 2014-12-02
208 Tripathi, Abhinav (SFC:BAD431) Rep 2012-09-03 2015-01-20
209 Tse, Jonathan Chung Hin 謝仲軒 M Rep 2012-03-05 2018-06-29
210 Tse, Karen Ka Yan 謝嘉茵 F Rep 2013-05-31 2016-04-15
211 Twomey, Harvey Noel M RO 2013-12-03 2014-06-06
212 Twomey, Matthew Luke M Rep 2013-02-27 2019-05-29
213 Verma, Vijay (SFC:AXF537) Rep 2011-04-29 2014-09-05
214 Wang, Eson Rep 2007-06-14 2015-07-20
215 Wang, Haixiao (SFC:AQM271) 王海嘯 Rep 2008-02-06 2014-03-05
216 Wang, Jianbo (SFC:ARE473) 王堅波 Rep 2011-11-04 2017-02-07
217 Wang, Jiliang 王紀亮 Rep 2012-03-05 2015-07-13
218 Wang, Jin (SFC:AZQ194) 汪今 Rep 2012-06-01 2014-04-05
219 Wang, Kai (SFC:AYR791) 王凱 Rep 2012-04-24 2023-06-29
220 Wang, Rowena 王允慧 F RO 2012-03-02 2021-06-16
221 Wang, Xiaobin (SFC:ARG381) 王小賓 Rep 2012-03-05 2014-04-14
222 Wang, Zai Liang 王在亮 Rep 2012-06-11 2018-09-11
223 White, Christopher James (SFC:ACS947) M Rep 2004-07-19 2014-11-18
224 Wilson, Murray John M RO 2012-07-17 2017-08-31
225 Winnie F Rep 2011-07-25 2017-05-12
226 Winter, Philip Francis David 38 M Rep 2009-08-31 2014-10-01
227 Wong, Annie Yan Tsz 黃欣慈 F Rep 2010-03-10 2015-09-19
228 Wong, Elsie Hoi See 黃凱詩 F Rep 2012-03-05 2019-09-02
229 Wong, Lai Man (SFC:AFC401) 王麗雯 Rep 2007-06-05 2015-06-01
230 Wong, Paul Sek Ming 黃錫明 M Rep 2010-09-09 2014-05-26
231 Wong, Roger Chi-Him 黃智謙 M Rep 2011-12-14 2016-12-06
232 Wong, Shun Leung 王舜樑 Rep 2012-03-05 2014-06-21
233 Woo, Janet Fong Fong 胡渢渢 F Rep 2019-07-08
234 Wu, Pengfei (SFC:ANW510) 吳鵬飛 Rep 2012-03-05 2014-04-18
235 Wu, Qiong (SFC:AYY899) 吳窮 Rep 2012-03-05
236 Wu, Shanshan / Sarah 伍珊珊 Rep 2012-07-09 2016-09-07
237 Wu, Tzu Wen 吳子文 Rep 2012-03-05 2014-04-26
238 Wu, Xiaopin 吳曉蘋 41 F Rep 2012-03-05 2018-08-15
239 Xu, Yang (SFC:AYR801) 許揚 Rep 2012-04-16 2021-03-15
240 Xue, Shirley Rui 薛睿 30 F Rep 2012-03-05 2017-06-30
241 Yan, Wing Tak 甄穎德 Rep 2009-10-19 2018-09-28
242 Yang, Heidi Hoi Ti 楊凱蒂 44 F RO 2012-03-07 2019-08-30
243 Yau, Tony Kwok Wing 邱國榮 40 M RO 2012-03-02 2016-12-07
244 Ye, Lin (SFC:AVT190) 葉林 Rep 2012-07-30 2018-06-29
245 Ye, Yixiu 葉怡秀 Rep 2012-03-05 2015-03-27
246 Yeung, Ka Ki (SFC:BAP392) 楊家驥 Rep 2012-12-14 2016-12-23
247 Yip, Byron 葉家豪 M Rep 2012-03-05 2015-11-07
248 Yu, Fan Yun 虞梵韵 Rep 2014-01-13 2016-06-12
249 Yu, Min (SFC:AQW376) 于敏 30 M Rep 2012-05-04 2014-08-30
250 Yu, Shijia 俞時佳 Rep 2013-10-02 2014-08-02
251 Yuan, Quanwei 袁泉衛 36 M Rep 2012-03-05 2014-03-11
252 Zhang, Anzhi 張安志 43 M RO 2012-03-02 2018-07-05
253 Zhang, Jin (SFC:BAK692) 張金 Rep 2012-11-06 2014-05-27
254 Zhang, Kun (SFC:AYR057) 張鯤 Rep 2012-03-05 2015-05-14
255 Zhang, Su Juan (SFC:AZZ112) 章素娟 Rep 2012-07-30 2014-08-21
256 Zhang, Wenjin (SFC:BAK706) 張雯瑾 Rep 2012-11-07 2018-07-01
257 Zhang, Zenan 張澤楠 Rep 2013-10-25 2014-10-29
258 Zhang, Zhisong 張志嵩 Rep 2012-03-05 2014-05-01
259 Zhao, Yu (SFC:AWL739) 趙宇 Rep 2012-03-15 2014-07-01
260 Zhao, Yue (SFC:ALJ837) 趙悅 Rep 2006-07-07 2017-08-19
261 Zheng, Xiaolin (SFC:AVL538) 鄭小林 Rep 2012-09-12 2014-08-23
262 Zhou, Peng (SFC:AUS211) 周鵬 37 M Rep 2012-03-05 2014-06-14
263 Zhou, Yizi 周懿子 Rep 2012-03-05 2014-09-06
264 Zhu, Binjie 朱斌杰 Rep 2012-03-05 2015-06-05
265 Zhu, Jielun 朱杰倫 RO 2012-08-07 2015-09-24
266 Zhu, Xiaomin (SFC:AYQ743) 朱曉敏 Rep 2012-03-05 2014-08-01
267 Zou, Ailin (SFC:BCS002) 鄒艾霖 Rep 2014-01-13 2016-06-10

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