DEUTSCHE SECURITIES ASIA LIMITED 德意志證券亞洲有限公司

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2014
Role From Until
1 Aldworth, James Garton M Rep 2007-08-30 2016-06-20
2 Avis, Stephane Louis Edmond M RO 2014-04-11 2017-08-24
3 Barron, Alana Rep 2011-09-26 2015-06-24
4 Bean, James Mark M Rep 2005-10-18 2014-06-12
5 Bizid, Abdelhamid Ameur M Rep 2012-03-26 2015-04-15
6 Blenkiron, Philip Edward M Rep 2011-03-07 2017-07-07
7 Brown, Anthony George (SFC:APU473) M Rep 2013-09-09 2014-09-01
8 Byrne, Anthony John (SFC:AXT652) M RO 2012-07-18 2017-04-19
9 Cai, Henry Hongping 蔡洪平 60 M Rep 2012-03-05 2015-02-28
10 Chakravorty, Ananda Rep 2012-03-05 2017-10-23
11 Chan, Fabian Cheuk Hin 陳卓鶱 M Rep 2008-01-10 2014-07-05
12 Chan, Kin Tat 陳健達 Rep 2014-02-25 2014-08-30
13 Chan, Terry Yick Kei 陳奕祺 35 M Rep 2012-03-05 2015-01-21
14 Chandak, Dhiraj Rep 2006-02-20 2019-09-03
15 Chau, Andy Kane Man 周敬民 Rep 2014-01-02 2021-09-19
16 Chen, Lan (SFC:AHD684) 陳嵐 Rep 2012-03-26 2017-05-25
17 Chen, Ming Hong (SFC:AYQ740) 陳明宏 Rep 2012-03-05 2015-05-01
18 Chen, Stephanie (SFC:BDF070) F Rep 2014-04-02 2016-09-08
19 Chen, Xuehua (SFC:AMZ173) 陳雪花 Rep 2013-11-07 2014-08-07
20 Chen, Yi (SFC:ANM687) 陳藝 Rep 2012-03-05 2016-01-07
21 Chow, Jimmy Ka Ching 周家正 M Rep 2006-08-16 2017-08-31
22 Chu, Brian Chi Yan 朱智仁 M Rep 2010-09-15 2015-01-15
23 Ciani Bassetti, Pietro M Rep 2008-09-30 2021-09-19
24 Ciszewski, Thomas James M Rep 2012-03-16 2017-03-31
25 Cong, Yu (SFC:AYV770) 叢郁 Rep 2012-03-05 2014-08-09
26 Cook, Stuart Harrington M Rep 2011-06-07 2018-04-17
27 Creedon, Katherine Claire F Rep 2008-01-22 2020-11-16
28 Das, Ashok Kumar (SFC:AVH956) M Rep 2010-06-29 2018-03-21
29 Davis, Mark James (SFC:AQC318) M Rep 2012-10-25 2014-08-09
30 Degney, Lauren Kimberly F Rep 2012-06-26 2017-05-07
31 Desai, Anil Pralhad Rep 2011-06-22 2015-07-21
32 Doering, Michael Roger M RO 2014-01-03 2018-02-06
33 Donald, John Christopher M Rep 2013-12-02 2014-11-27
34 Dong, Ke 董珂 Rep 2012-10-19 2014-09-06
35 Doyle, John Aaron M Rep 2009-08-18 2019-10-29
36 Dsouza, Ian Luis Xavier M Rep 2014-04-17 2017-01-21
37 Du, Chao (SFC:AUM373) 杜超 Rep 2012-03-05 2015-09-09
38 Ebert, Robert James M RO 2010-10-15 2015-06-09
39 Everest, Steven Leslie M Rep 2008-10-17 2015-03-01
40 Fan, Peng (1982) 樊鵬 32 M Rep 2012-03-05 2016-05-16
41 Fan, Shaoli 范少立 Rep 2012-03-05 2023-06-29
42 Fitzwilliams, Angharad Elizabeth Anne F Rep 2012-07-03 2019-07-19
43 Forman, Claes Henrik Rep 2012-11-09 2015-05-01
44 Fu, Qiang (SFC:AYV780) 富強 Rep 2012-03-05 2015-02-03
45 Fu, Qiang (SFC:AZK544) 傅強 Rep 2012-05-04 2014-08-30
46 Gan, Wee Leong 顏偉樑 Rep 2008-08-26 2014-06-03
47 Ghosh, Rudrani Rep 2013-07-15 2015-08-13
48 Goodwin, Andrew D M Rep 2009-01-29 2014-09-04
49 Gu, Dechun 顧德純 Rep 2012-03-05 2023-09-25
50 Gu, Lingwei 顧玲蔚 Rep 2012-06-19 2019-08-12
51 Guo, Rui (SFC:AGO591) 郭睿 Rep 2012-03-05 2015-08-01
52 Gupta, Pratik (SFC:AEM184) Rep 2011-08-29 2019-09-30
53 Gurnani, Dinesh Rep 2014-01-02 2020-07-31
54 Heasman, Nicholas James M Rep 2012-11-08 2017-03-09
55 Hil, Jeffery Chi Yung 許志勇 M Rep 2011-10-18 2015-02-28
56 Ho, Chak Kie 何澤基 Rep 2017-07-21
57 Ho, Michael Cheuk Yuen 何卓元 M Rep 2014-05-19 2019-08-30
58 Hogan, Robert Wilkes M Rep 2008-01-10 2015-12-01
59 Hosie, Neil Cameron M RO 2009-03-26 2017-03-31
60 Hu, Jia (SFC:BCX204) 胡佳 Rep 2014-02-14 2014-09-17
61 Huang, Jingying (SFC:BAI752) 黃晶瑩 Rep 2012-10-22 2021-05-25
62 Huang, Ruohai 黃若海 Rep 2010-01-08 2021-09-19
63 Jiang, Shun Rep 2012-03-05 2015-06-09
64 Johnson, Donald Joseph M Rep 2012-04-16 2020-07-31
65 Joo, Jihyun Katherine 朱祉泫 Rep 2012-04-24 2020-03-30
66 Joshi, Dixit Aswin RO 2012-02-29 2016-02-01
67 Kadam, Raju Anil Rep 2011-06-30 2017-12-06
68 Kaim-Caudle, Nicholas M Rep 2013-10-02 2021-07-31
69 Kaman, Yashraj Rep 2012-03-05 2015-08-04
70 Kang, Grace Shin Hui F Rep 2011-12-14 2018-03-31
71 Kapoor, Chetan (SFC:AQO316) Rep 2008-02-26 2017-12-06
72 Kaufmann, Kai Rep 2008-03-10 2019-08-12
73 Keenan, Russell Dennis M Rep 2007-05-15 2017-06-09
74 Kell, Neil (SFC:BCV334) M Rep 2014-02-04 2014-06-04
75 Kelly, Patrick Cahill M RO 2013-12-27 2017-04-23
76 Kesebi, Sukru Rep 2009-11-30 2014-11-26
77 Key, John Richard M RO 2014-03-14 2020-02-18
78 Kim, Hyungjun 金亨俊 Rep 2014-05-02 2017-02-07
79 Kim, Soo Ji Rep 2014-01-14 2018-05-24
80 King, Hubert Duncan 金汶椿 M Rep 2015-06-08
81 Kirsten, Johann Friedrich M Rep 2014-05-02 2019-07-08
82 Kudalkar, Anil Sadanand Rep 2009-01-29 2016-02-27
83 Kuo, Cheung 郭強 RO 2012-08-09 2016-08-23
84 Kwan, Roy Chun Wai 關振緯 38 M Rep 2007-04-03 2018-02-06
85 Kwok, Isabella Ngan Ting 郭雁婷 F Rep 2009-10-29 2018-05-08
86 Kwok, Tsz Yu 郭子瑜 Rep 2013-08-07 2018-11-16
87 Kwong, Marcus Mann 鄺孟芹 M Rep 2009-06-29 2019-09-27
88 Lai, David Yuk Fai 賴玉輝 M Rep 2004-07-02 2017-02-07
89 Lai, Wai Tsz 黎慧慈 Rep 2007-05-25 2018-06-21
90 Laird, Simon (SFC:BCJ356) M Rep 2014-05-29 2018-02-19
91 Lala, Manish Rep 2010-04-08 2019-11-30
92 Lalwani, Harish Premchand Rep 2011-04-19 2019-08-06
93 Lam, Fong Chun 林方進 Rep 2012-03-05 2015-10-24
94 Lam, Henry Hong Kee 林康祺 M Rep 2013-10-18 2019-10-17
95 Lather, Manik 羅萬里 Rep 2011-08-15 2016-08-30
96 Lau, Adam Yue Che 劉宇池 M Rep 2007-04-02 2014-08-09
97 Lau, Janice Wai Man 劉維敏 F Rep 2007-01-17 2014-06-24
98 Lau, Jeremy Le Van M Rep 2011-06-13 2017-02-07
99 Lau, Stephen Ying Tung 劉穎東 M Rep 2006-06-01 2021-05-28
100 Lee, Felix Ka Chung 李家聰 M RO 2014-05-05 2014-08-30
101 Lee, Wai Yin (SFC:AYW252) 李偉賢 Rep 2012-03-05 2014-07-29
102 Lee, Wen Long Rep 2009-06-15 2018-02-19
103 Lee, Youn Wen Rep 2018-11-11
104 Li, Alan Cheuk Lun 李卓倫 M Rep 2006-11-01 2017-02-07
105 Li, Elsy Chun 李雋 42 F Rep 2012-03-05 2014-08-13
106 Li, Peng (SFC:APC522) 李鵬 Rep 2013-09-25 2016-02-27
107 Li, Ruishen 李銳深 Rep 2012-03-05 2018-04-13
108 Li, Sandi Yuen Shan 李苑姍 Rep 2012-10-16 2014-12-03
109 Li, Shulu 李書路 Rep 2012-03-05 2016-08-23
110 Li, Wei-Chieh 李偉傑 RO 2013-11-05 2018-06-12
111 Li, Xiang Betty F Rep 2012-03-21 2019-08-13
112 Li, Xiaochen (SFC:AZN141) 李小沉 Rep 2012-05-22 2018-02-19
113 Li, Xiaozhou (SFC:AYQ734) 李曉舟 Rep 2012-03-05 2014-11-19
114 Li, Yichen (SFC:AOM502) 李一晨 Rep 2012-03-05 2016-03-01
115 Liang, Lehui 梁樂慧 F Rep 2012-05-10 2014-09-27
116 Liang, Minfeng (SFC:BCE457) 梁敏鋒 Rep 2013-10-31 2022-06-02
117 Lien, Vincent Wai Sun 連維新 M Rep 2012-03-05 2016-02-13
118 Liew, Ivy 劉愛雯 F Rep 2013-02-18 2019-05-24
119 Lim, Michelle Si Min 林思敏 F Rep 2009-01-23 2019-10-11
120 Liu, Huaying (SFC:BCZ574) Rep 2014-02-25 2016-05-26
121 Liu, Yang (SFC:AXD891) 劉洋 Rep 2013-10-07 2018-03-23
122 Liu, Yewei 劉業偉 Rep 2012-05-17 2015-09-26
123 Lo, Timothy Tin Ming 盧天明 M Rep 2013-12-23 2017-03-31
124 Long, Tien Ian 龍田淵 41 M RO 2012-03-26 2014-06-14
125 Longe, Kehinde Phillip Oladotun M Rep 2009-10-06 2014-10-11
126 Lu, Tao (SFC:AZP070) 盧濤 Rep 2012-06-01 2014-06-20
127 Luo, Haiyan (SFC:AOS352) Rep 2013-11-01 2020-11-25
128 Luu, James Chi Cuong M Rep 2012-04-12
129 Ma, Jun (SFC:AZS737) 馬駿 Rep 2012-06-20 2015-06-15
130 Ma, Weiji 馬維驥 Rep 2012-03-05 2014-06-18
131 Macdonald, Matthew Douglas M Rep 2010-07-06 2014-09-19
132 Marchio, Steven Santo Peter M Rep 2010-07-29 2019-10-13
133 Mashru, Namrata Sudhir Rep 2012-10-03 2016-08-25
134 Mason, Matthew James (SFC:AQM089) M Rep 2009-03-25 2014-06-12
135 Mathur, Rajat (SFC:AVQ939) Rep 2010-08-05 2014-06-10
136 McCabe, Andrew Robert (SFC:AWZ008) M Rep 2012-08-01 2018-05-24
137 Mirpuri, Vishal Nirmaldas (SFC:AJG172) RO 2012-02-17 2017-02-07
138 Mithran, Girish RO 2014-04-22 2016-03-01
139 Molander, Eric William M Rep 2013-10-02 2016-08-02
140 Moreira, Nicholas Hubert M RO 2012-12-13 2021-01-05
141 Morrison, Thomas James M Rep 2012-06-26 2017-09-01
142 Morton, Peter Douglas M Rep 2012-03-05 2015-05-19
143 Murch, Timothy Alexander M Rep 2009-01-23 2015-11-11
144 Nandwani, Roshan Ramesh 浩南 M Rep 2009-07-08 2018-06-08
145 Naraghi, Dariush Dmitrii Rep 2012-03-20 2015-07-31
146 Ngie, Chuen Shun 倪傳順 RO 2012-03-02 2020-06-30
147 Ni, Weicong 倪維聰 24 F Rep 2013-12-30 2016-06-10
148 Nichol, William Stewart M Rep 2012-03-05 2016-06-01
149 Nourse, William Arthur Thomas 43 M Rep 2012-03-05 2015-01-26
150 Ong, Payton Pei-de Rep 2013-08-21 2017-02-07
151 Ou, Alice Minxing 區敏幸 F Rep 2014-01-09 2015-09-26
152 Paidipathi, Apurva Rep 2011-10-27 2018-08-27
153 Panda, Angkit Rep 2008-06-30 2016-07-01
154 Pandit, Ashok M RO 2012-03-02 2014-11-19
155 Pang, Bo (SFC:AZJ761) 龐博 Rep 2012-04-26 2015-12-17
156 Pang, Ka Yin (SFC:AEF574) 彭嘉賢 Rep 2010-05-10 2018-02-06
157 Pankhurst, Mark Patrick 潘馬克 M Rep 2012-03-05 2015-08-04
158 Pitkin, Joel Hyuck-Choon Rep 2013-07-26 2016-07-01
159 Prakasam, Gopinath Rep 2011-03-31 2016-05-26
160 Prebola, Scott Thomas M Rep 2011-08-02 2023-03-24
161 Qu, Fangyun 曲芳韵 Rep 2013-11-28 2017-08-08
162 Quinn, James Jerome Jr M RO 2014-03-13 2017-09-04
163 Radclyffe, Benjamin James (SFC:AUD569) M Rep 2014-01-20 2015-02-13
164 Rah, Sangdae Rep 2013-05-02 2014-09-11
165 Rangwala, Abbas Asgarali Rep 2012-03-05 2016-11-15
166 Rodier, Florent Edouard Marie F Rep 2012-08-23 2020-10-30
167 Rodriguez Torres, Joaquin Alberto C. M Rep 2012-03-05 2016-06-01
168 Saigal, Gaurav M Rep 2007-09-25 2018-05-11
169 Sanchez, Marlon Mikhail M RO 2011-01-04 2021-10-28
170 Sang, Jie 桑潔 Rep 2012-03-05 2015-07-22
171 Sehgal, Vaibhav Rep 2013-10-02 2018-06-06
172 Shah, Jayeshkumar Chandrakant Rep 2012-08-07 2016-03-21
173 Shah, Priyesh Shantilal Rep 2008-06-23 2014-12-31
174 Sheng, Li (SFC:AYQ992) 盛莉 Rep 2012-03-05 2014-07-19
175 Shibuya, Naoki (SFC:BBA100) Rep 2013-03-20 2016-09-21
176 Shimomura, Yoshio 下村吉男 M Rep 2013-04-18 2021-08-13
177 Siekierczak, Filip M Rep 2013-08-27 2019-08-08
178 Silver, Nicholas Eugene M RO 2014-04-11 2018-06-07
179 Sim, Gun Rep 2012-05-09 2015-10-13
180 Singh, Arjun (SFC:AYU160) Rep 2014-04-22 2017-12-06
181 Smith, Timothy Robert M RO 2011-12-09 2017-02-21
182 Soong, Eik Hung 宋奕衡 Rep 2012-11-09 2014-07-26
183 Spellmann, Hermann Arnold M Rep 2013-04-03 2017-04-30
184 Tam, Kevin 譚浠泓 M Rep 2012-09-06 2021-12-24
185 Tam, Vernon Craig Goodheart 譚乃廉 M Rep 2014-05-16 2020-12-16
186 Tamai, Toshiyuki 玉井俊行 Rep 2012-03-23 2017-07-20
187 Tan, Kim Kuan Francis 陳錦冠 Rep 2013-10-21 2019-07-08
188 Tang, Kuan Mo 鄧君武 Rep 2011-10-07 2021-12-24
189 Tang, Wenyi F Rep 2009-02-06 2015-06-27
190 Tao, Feiran 陶斐然 Rep 2010-01-15 2018-05-24
191 Tay, Siang Watt Terence M Rep 2010-06-29 2018-02-20
192 Taylor, Andrew Nicholas (SFC:AYQ758) M Rep 2012-03-05 2014-12-31
193 Thomas, Dean (SFC:ACN472) M Rep 2007-02-09 2019-08-13
194 Thrum, Alexandra Rebecca F Rep 2014-05-21 2014-06-06
195 Tiffin, Philip John M Rep 2010-09-27 2014-12-02
196 Tripathi, Abhinav (SFC:BAD431) Rep 2012-09-03 2015-01-20
197 Tse, Jonathan Chung Hin 謝仲軒 M Rep 2012-03-05 2018-06-29
198 Tse, Karen Ka Yan 謝嘉茵 F Rep 2013-05-31 2016-04-15
199 Twomey, Harvey Noel M RO 2013-12-03 2014-06-06
200 Twomey, Matthew Luke M Rep 2013-02-27 2019-05-29
201 Verma, Vijay (SFC:AXF537) Rep 2011-04-29 2014-09-05
202 Wang, Eson Rep 2007-06-14 2015-07-20
203 Wang, Jianbo (SFC:ARE473) 王堅波 Rep 2011-11-04 2017-02-07
204 Wang, Jiliang 王紀亮 Rep 2012-03-05 2015-07-13
205 Wang, Kai (SFC:AYR791) 王凱 Rep 2012-04-24 2023-06-29
206 Wang, Rowena 王允慧 F RO 2012-03-02 2021-06-16
207 Wang, Zai Liang 王在亮 Rep 2012-06-11 2018-09-11
208 White, Christopher James (SFC:ACS947) M Rep 2004-07-19 2014-11-18
209 Wilson, Murray John M RO 2012-07-17 2017-08-31
210 Winnie F Rep 2011-07-25 2017-05-12
211 Winter, Philip Francis David 38 M Rep 2009-08-31 2014-10-01
212 Wong, Annie Yan Tsz 黃欣慈 F Rep 2010-03-10 2015-09-19
213 Wong, Elsie Hoi See 黃凱詩 F Rep 2012-03-05 2019-09-02
214 Wong, Lai Man (SFC:AFC401) 王麗雯 Rep 2007-06-05 2015-06-01
215 Wong, Paul Sek Ming 黃錫明 M RO 2014-05-26 2018-05-09
216 Wong, Roger Chi-Him 黃智謙 M Rep 2011-12-14 2016-12-06
217 Wong, Shun Leung 王舜樑 Rep 2012-03-05 2014-06-21
218 Woo, Janet Fong Fong 胡渢渢 F Rep 2019-07-08
219 Wu, Qiong (SFC:AYY899) 吳窮 Rep 2012-03-05
220 Wu, Shanshan / Sarah 伍珊珊 Rep 2012-07-09 2016-09-07
221 Wu, Xiaopin 吳曉蘋 41 F Rep 2012-03-05 2018-08-15
222 Wu, Xuelu 吳雪璐 Rep 2014-03-12 2015-04-04
223 Xu, Yang (SFC:AYR801) 許揚 Rep 2012-04-16 2021-03-15
224 Xue, Shirley Rui 薛睿 30 F Rep 2012-03-05 2017-06-30
225 Yan, Wing Tak 甄穎德 Rep 2009-10-19 2018-09-28
226 Yang, Heidi Hoi Ti 楊凱蒂 44 F RO 2012-03-07 2019-08-30
227 Yau, Tony Kwok Wing 邱國榮 40 M RO 2012-03-02 2016-12-07
228 Ye, Lin (SFC:AVT190) 葉林 Rep 2012-07-30 2018-06-29
229 Ye, Yixiu 葉怡秀 Rep 2012-03-05 2015-03-27
230 Yeung, Ka Ki (SFC:BAP392) 楊家驥 Rep 2012-12-14 2016-12-23
231 Yip, Byron 葉家豪 M Rep 2012-03-05 2015-11-07
232 Yu, Fan Yun 虞梵韵 Rep 2014-01-13 2016-06-12
233 Yu, Min (SFC:AQW376) 于敏 30 M Rep 2012-05-04 2014-08-30
234 Yu, Shijia 俞時佳 Rep 2013-10-02 2014-08-02
235 Zhang, Anzhi 張安志 43 M RO 2012-03-02 2018-07-05
236 Zhang, Kun (SFC:AYR057) 張鯤 Rep 2012-03-05 2015-05-14
237 Zhang, Su Juan (SFC:AZZ112) 章素娟 Rep 2012-07-30 2014-08-21
238 Zhang, Wenjin (SFC:BAK706) 張雯瑾 Rep 2012-11-07 2018-07-01
239 Zhang, Zenan 張澤楠 Rep 2013-10-25 2014-10-29
240 Zhao, Yu (SFC:AWL739) 趙宇 Rep 2012-03-15 2014-07-01
241 Zhao, Yue (SFC:ALJ837) 趙悅 Rep 2006-07-07 2017-08-19
242 Zheng, Xiaolin (SFC:AVL538) 鄭小林 Rep 2012-09-12 2014-08-23
243 Zhou, Peng (SFC:AUS211) 周鵬 37 M Rep 2012-03-05 2014-06-14
244 Zhou, Yizi 周懿子 Rep 2012-03-05 2014-09-06
245 Zhu, Binjie 朱斌杰 Rep 2012-03-05 2015-06-05
246 Zhu, Jielun 朱杰倫 RO 2012-08-07 2015-09-24
247 Zhu, Xiaomin (SFC:AYQ743) 朱曉敏 Rep 2012-03-05 2014-08-01
248 Zolfaghari, Keyvan Rep 2014-04-10 2018-06-07
249 Zou, Ailin (SFC:BCS002) 鄒艾霖 Rep 2014-01-13 2016-06-10

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top