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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2015
Role From Until
1 Aldworth, James Garton M Rep 2007-08-30 2016-06-20
2 An, Ziye 安子叶 Rep 2014-10-28 2016-07-16
3 Avis, Stephane Louis Edmond M RO 2014-04-11 2017-08-24
4 Bansal, Shanu Rep 2014-10-06 2017-06-29
5 Barron, Alana Rep 2011-09-26 2015-06-24
6 Besson, Florent Rep 2014-10-29 2019-10-22
7 Bevinahal, Rahul Rep 2014-06-12 2016-11-19
8 Blenkiron, Philip Edward M Rep 2011-03-07 2017-07-07
9 Brown, Ashley James (SFC:BEE969) M Rep 2014-09-22 2019-04-30
10 Byrne, Anthony John (SFC:AXT652) M RO 2012-07-18 2017-04-19
11 Chakravorty, Ananda Rep 2012-03-05 2017-10-23
12 Chan, Cyrus Sau-Kit 陳秀杰 M Rep 2014-07-02 2017-07-18
13 Chan, Ka Lok (SFC:BFK331) 陳家諾 Rep 2015-05-12 2018-06-08
14 Chan, Kam Pui 陳錦培 Rep 2014-10-07 2018-06-05
15 Chandak, Dhiraj Rep 2006-02-20 2019-09-03
16 Chang, Sheng-Yao Rep 2014-10-27 2020-04-30
17 Chau, Andy Kane Man 周敬民 Rep 2014-01-02 2021-09-19
18 Chaudhry, Anagh Rep 2015-01-19 2018-06-22
19 Chen, Lan (SFC:AHD684) 陳嵐 Rep 2012-03-26 2017-05-25
20 Chen, Stephanie (SFC:BDF070) F Rep 2014-04-02 2016-09-08
21 Chen, Yi (SFC:ANM687) 陳藝 Rep 2012-03-05 2016-01-07
22 Chen, Yuxuan (SFC:BEO298) 陳鈺瑄 Rep 2014-12-02 2018-04-27
23 Cheung, Gabriel Ming Lin 張銘煉 29 M Rep 2014-09-25 2015-12-23
24 Chi, Rui (SFC:AJE393) 遲睿 Rep 2014-10-22 2018-06-29
25 Chow, Jimmy Ka Ching 周家正 M Rep 2006-08-16 2017-08-31
26 Chu, Brian Chi Yan 朱智仁 M RO 2015-01-15 2019-08-30
27 Chu, Chaoyang 儲朝陽 Rep 2014-06-03 2017-04-28
28 Chua, Zi Wen Rep 2014-10-14 2018-08-20
29 Ciani Bassetti, Pietro M Rep 2008-09-30 2021-09-19
30 Ciszewski, Thomas James M Rep 2012-03-16 2017-03-31
31 Cook, Stuart Harrington M Rep 2011-06-07 2018-04-17
32 Creedon, Katherine Claire F Rep 2008-01-22 2020-11-16
33 Das, Ashok Kumar (SFC:AVH956) M Rep 2010-06-29 2018-03-21
34 Degney, Lauren Kimberly F Rep 2012-06-26 2017-05-07
35 Desai, Anil Pralhad Rep 2011-06-22 2015-07-21
36 Doering, Michael Roger M RO 2014-01-03 2018-02-06
37 Doyle, John Aaron M Rep 2009-08-18 2019-10-29
38 Dsouza, Ian Luis Xavier M Rep 2014-04-17 2017-01-21
39 Du, Chao (SFC:AUM373) 杜超 Rep 2012-03-05 2015-09-09
40 Ebert, Robert James M RO 2010-10-15 2015-06-09
41 Fan, Peng (1982) 樊鵬 33 M Rep 2012-03-05 2016-05-16
42 Fan, Shaoli 范少立 Rep 2012-03-05 2023-06-29
43 Feng, Nancy Yu Qian 馮雨茜 F Rep 2014-06-03
44 Fitzwilliams, Angharad Elizabeth Anne F Rep 2012-07-03 2019-07-19
45 Fukuda, Tadashi Rep 2014-11-03 2017-10-06
46 Gao, Yiwen 高軼文 Rep 2014-08-04 2016-04-18
47 Ghosh, Rudrani Rep 2013-07-15 2015-08-13
48 Gu, Dechun 顧德純 Rep 2012-03-05 2023-09-25
49 Gu, Lingwei 顧玲蔚 Rep 2012-06-19 2019-08-12
50 Guo, Rui (SFC:AGO591) 郭睿 Rep 2012-03-05 2015-08-01
51 Gupta, Pratik (SFC:AEM184) Rep 2011-08-29 2019-09-30
52 Gurnani, Dinesh Rep 2014-01-02 2020-07-31
53 Hagendyk, Chris Andrew M Rep 2014-07-07 2021-05-28
54 Han, Bofei 韓駁非 Rep 2014-11-27 2016-08-06
55 Hanafusa, Io Rep 2014-07-04 2020-02-12
56 Heasman, Nicholas James M Rep 2012-11-08 2017-03-09
57 Ho, Alicia Yuen Yee 何婉兒 F Rep 2014-10-10 2018-05-24
58 Ho, Chak Kie 何澤基 Rep 2017-07-21
59 Ho, Michael Cheuk Yuen 何卓元 M Rep 2014-05-19 2019-08-30
60 Hogan, Robert Wilkes M Rep 2008-01-10 2015-12-01
61 Hosie, Neil Cameron M RO 2009-03-26 2017-03-31
62 Hu, Weiwei (SFC:AWQ269) 胡瑋瑋 Rep 2014-09-08 2015-08-14
63 Huang, Jingying (SFC:BAI752) 黃晶瑩 Rep 2012-10-22 2021-05-25
64 Huang, Ruohai 黃若海 Rep 2010-01-08 2021-09-19
65 Huang, Zhengchu 黃正初 Rep 2014-12-11 2018-04-24
66 Ip, Wai Lam 葉偉林 Rep 2014-10-08 2018-07-09
67 Ji, Tuo 季托 Rep 2014-07-21 2019-08-05
68 Jiang, Shun Rep 2012-03-05 2015-06-09
69 Jiang, Yiqin (SFC:BBL138) 姜一沁 Rep 2015-05-04 2018-04-12
70 Jim, Wai Hang 詹煒珩 Rep 2014-07-30 2015-11-07
71 Johnson, Donald Joseph M Rep 2012-04-16 2020-07-31
72 Joo, Jihyun Katherine 朱祉泫 Rep 2012-04-24 2020-03-30
73 Joshi, Dixit Aswin RO 2012-02-29 2016-02-01
74 Kadam, Raju Anil Rep 2011-06-30 2017-12-06
75 Kaim-Caudle, Nicholas M Rep 2013-10-02 2021-07-31
76 Kaman, Yashraj Rep 2012-03-05 2015-08-04
77 Kanekar, Jyotindra Mohan Rep 2014-07-21 2018-06-12
78 Kang, Grace Shin Hui F Rep 2011-12-14 2018-03-31
79 Kapoor, Chetan (SFC:AQO316) Rep 2008-02-26 2017-12-06
80 Kaufmann, Kai Rep 2008-03-10 2019-08-12
81 Keenan, Russell Dennis M Rep 2007-05-15 2017-06-09
82 Kelly, Patrick Cahill M RO 2013-12-27 2017-04-23
83 Key, John Richard M RO 2014-03-14 2020-02-18
84 Kim, Hyungjun 金亨俊 Rep 2014-05-02 2017-02-07
85 Kim, Soo Ji Rep 2014-01-14 2018-05-24
86 King, Hubert Duncan 金汶椿 M Rep 2015-06-08
87 Kirsten, Johann Friedrich M Rep 2014-05-02 2019-07-08
88 Kudalkar, Anil Sadanand Rep 2009-01-29 2016-02-27
89 Kuo, Cheung 郭強 RO 2012-08-09 2016-08-23
90 Kwan, Roy Chun Wai 關振緯 39 M Rep 2007-04-03 2018-02-06
91 Kwok, Isabella Ngan Ting 郭雁婷 F Rep 2009-10-29 2018-05-08
92 Kwok, Tsz Yu 郭子瑜 Rep 2013-08-07 2018-11-16
93 Kwong, Marcus Mann 鄺孟芹 M Rep 2009-06-29 2019-09-27
94 Lahiri, Abhishek Rep 2014-10-15 2016-05-05
95 Lai, David Yuk Fai 賴玉輝 M Rep 2004-07-02 2017-02-07
96 Lai, Wai Tsz 黎慧慈 Rep 2007-05-25 2018-06-21
97 Laird, Simon (SFC:BCJ356) M Rep 2014-05-29 2018-02-19
98 Lala, Manish Rep 2010-04-08 2019-11-30
99 Lalwani, Harish Premchand Rep 2011-04-19 2019-08-06
100 Lam, Fong Chun 林方進 Rep 2012-03-05 2015-10-24
101 Lam, Henry Hong Kee 林康祺 M Rep 2013-10-18 2019-10-17
102 Lather, Manik 羅萬里 Rep 2011-08-15 2016-08-30
103 Lau, Jeremy Le Van M Rep 2011-06-13 2017-02-07
104 Lau, Stephen Ying Tung 劉穎東 M Rep 2006-06-01 2021-05-28
105 Lawson, Mark Jonathan Ching Yang 羅景陽 M Rep 2015-04-01 2017-12-31
106 Lee, Andrew (SFC:BES685) M Rep 2015-01-02 2020-03-31
107 Lee, Wen Long Rep 2009-06-15 2018-02-19
108 Lee, Youn Wen Rep 2018-11-11
109 Leiter, Jesse Ryan M Rep 2014-09-19 2018-04-20
110 Li, Alan Cheuk Lun 李卓倫 M Rep 2006-11-01 2017-02-07
111 Li, Lydia Yan 李晏 F Rep 2014-12-18 2018-05-24
112 Li, Mengxuan (SFC:BDR393) 李夢旋 Rep 2014-07-07 2015-09-25
113 Li, Mingzhao (SFC:BEG514) Rep 2014-10-09 2015-08-11
114 Li, Peng (SFC:APC522) 李鵬 Rep 2013-09-25 2016-02-27
115 Li, Ruishen 李銳深 Rep 2012-03-05 2018-04-13
116 Li, Shu (SFC:AWH337) 李姝 Rep 2014-08-21 2022-06-06
117 Li, Shulu 李書路 Rep 2012-03-05 2016-08-23
118 Li, Wei-Chieh 李偉傑 RO 2013-11-05 2018-06-12
119 Li, Xiang Betty F Rep 2012-03-21 2019-08-13
120 Li, Xiaochen (SFC:AZN141) 李小沉 Rep 2012-05-22 2018-02-19
121 Li, Yichen (SFC:AOM502) 李一晨 Rep 2012-03-05 2016-03-01
122 Liang, Minfeng (SFC:BCE457) 梁敏鋒 Rep 2013-10-31 2022-06-02
123 Lien, Vincent Wai Sun 連維新 M Rep 2012-03-05 2016-02-13
124 Liew, Ivy 劉愛雯 F Rep 2013-02-18 2019-05-24
125 Lim, Michelle Si Min 林思敏 F Rep 2009-01-23 2019-10-11
126 Lin, Derek Tin-fu 林天賦 M Rep 2015-02-23 2018-05-24
127 Lin, Steve K 林冠男 M Rep 2014-08-20 2018-02-21
128 Liu, Chao (SFC:BDX543) 劉超 Rep 2014-08-06 2016-07-01
129 Liu, Chin Hang 廖梓珩 Rep 2014-08-06 2020-03-31
130 Liu, Huaying (SFC:BCZ574) Rep 2014-02-25 2016-05-26
131 Liu, Mengzhang 劉蒙璋 Rep 2014-06-25 2018-07-20
132 Liu, Quanquan 刘泉泉 Rep 2015-03-31
133 Liu, Yang (SFC:AXD891) 劉洋 Rep 2013-10-07 2018-03-23
134 Liu, Yewei 劉業偉 Rep 2012-05-17 2015-09-26
135 Lo, Timothy Tin Ming 盧天明 M Rep 2013-12-23 2017-03-31
136 Lu, Xiaohao (SFC:AZF711) 呂皛皓 Rep 2015-03-12 2018-09-17
137 Luo, Haiyan (SFC:AOS352) Rep 2013-11-01 2020-11-25
138 Luu, James Chi Cuong M Rep 2012-04-12
139 Ma, Jianwei (SFC:BDO483) 馬建偉 Rep 2014-06-13 2015-07-21
140 Ma, Jun (SFC:AZS737) 馬駿 Rep 2012-06-20 2015-06-15
141 Macdonald, Matthew Douglas M RO 2014-09-19 2017-02-07
142 Mao, Biyu 茅碧玉 Rep 2014-07-14 2016-04-12
143 Marchio, Steven Santo Peter M Rep 2010-07-29 2019-10-13
144 Mashru, Namrata Sudhir Rep 2012-10-03 2016-08-25
145 McCabe, Andrew Robert (SFC:AWZ008) M Rep 2012-08-01 2018-05-24
146 Mirpuri, Vishal Nirmaldas (SFC:AJG172) RO 2012-02-17 2017-02-07
147 Mithran, Girish RO 2014-04-22 2016-03-01
148 Molander, Eric William M Rep 2013-10-02 2016-08-02
149 Moon, Jae Wook 文裁煜 Rep 2014-08-05 2017-02-15
150 Moreira, Nicholas Hubert M RO 2012-12-13 2021-01-05
151 Morrison, Jessica Mary (SFC:AZL269) F Rep 2014-06-12 2017-08-21
152 Morrison, Thomas James M Rep 2012-06-26 2017-09-01
153 Mundorf, David M Rep 2014-11-21 2020-07-31
154 Murch, Timothy Alexander M Rep 2009-01-23 2015-11-11
155 Nandwani, Roshan Ramesh 浩南 M Rep 2009-07-08 2018-06-08
156 Naraghi, Dariush Dmitrii Rep 2012-03-20 2015-07-31
157 Navlekar, Abhijit Shirish M Rep 2014-07-22 2015-09-05
158 Ngie, Chuen Shun 倪傳順 RO 2012-03-02 2020-06-30
159 Ni, Weicong 倪維聰 25 F Rep 2013-12-30 2016-06-10
160 Nichol, William Stewart M Rep 2012-03-05 2016-06-01
161 Ong, Payton Pei-de Rep 2013-08-21 2017-02-07
162 Ou, Alice Minxing 區敏幸 F Rep 2014-01-09 2015-09-26
163 Paidipathi, Apurva Rep 2011-10-27 2018-08-27
164 Panda, Angkit Rep 2008-06-30 2016-07-01
165 Pang, Bo (SFC:AZJ761) 龐博 Rep 2012-04-26 2015-12-17
166 Pang, Ka Yin (SFC:AEF574) 彭嘉賢 Rep 2010-05-10 2018-02-06
167 Pang, Yeung Ping 彭揚萍 Rep 2014-11-03 2017-12-19
168 Pankhurst, Mark Patrick 潘馬克 M Rep 2012-03-05 2015-08-04
169 Pitkin, Joel Hyuck-Choon Rep 2013-07-26 2016-07-01
170 Prakasam, Gopinath Rep 2011-03-31 2016-05-26
171 Prebola, Scott Thomas M Rep 2011-08-02 2023-03-24
172 Qu, Fangyun 曲芳韵 Rep 2013-11-28 2017-08-08
173 Quinn, James Jerome Jr M RO 2014-03-13 2017-09-04
174 Radclyffe, Benjamin James (SFC:AUD569) M RO 2015-02-13 2016-11-05
175 Rangwala, Abbas Asgarali Rep 2012-03-05 2016-11-15
176 Rodier, Florent Edouard Marie F Rep 2012-08-23 2020-10-30
177 Rodriguez Torres, Joaquin Alberto C. M Rep 2012-03-05 2016-06-01
178 Saigal, Gaurav M Rep 2007-09-25 2018-05-11
179 Sanchez, Marlon Mikhail M RO 2011-01-04 2021-10-28
180 Sang, Jie 桑潔 Rep 2012-03-05 2015-07-22
181 Sehgal, Vaibhav Rep 2013-10-02 2018-06-06
182 Shah, Jayeshkumar Chandrakant Rep 2012-08-07 2016-03-21
183 Shibuya, Naoki (SFC:BBA100) Rep 2013-03-20 2016-09-21
184 Shimomura, Yoshio 下村吉男 M Rep 2013-04-18 2021-08-13
185 Siekierczak, Filip M Rep 2013-08-27 2019-08-08
186 Silver, Nicholas Eugene M RO 2014-04-11 2018-06-07
187 Sim, Gun Rep 2012-05-09 2015-10-13
188 Singh, Arjun (SFC:AYU160) Rep 2014-04-22 2017-12-06
189 Skurr, Paul Thomas M Rep 2014-11-28 2019-02-19
190 Smith, Timothy Robert M RO 2011-12-09 2017-02-21
191 Spellmann, Hermann Arnold M Rep 2013-04-03 2017-04-30
192 Sun, Tianyi (SFC:BER563) Rep 2014-12-17 2016-08-06
193 Sundaram, Roshan Ramesh M Rep 2015-04-29 2017-06-23
194 Sutantyo, Daniel M Rep 2015-02-16 2016-01-04
195 Sweeting, Michael George M Rep 2014-10-29 2015-09-18
196 Takebayashi, Yuki Rep 2015-05-29 2015-06-06
197 Tam, Kevin 譚浠泓 M Rep 2012-09-06 2021-12-24
198 Tam, Vernon Craig Goodheart 譚乃廉 M Rep 2014-05-16 2020-12-16
199 Tamai, Toshiyuki 玉井俊行 Rep 2012-03-23 2017-07-20
200 Tan, Kim Kuan Francis 陳錦冠 Rep 2013-10-21 2019-07-08
201 Tan, Xiaoxiong (SFC:BES120) Rep 2014-12-22 2018-08-09
202 Tang, Kuan Mo 鄧君武 Rep 2011-10-07 2021-12-24
203 Tang, Wenyi F Rep 2009-02-06 2015-06-27
204 Tao, Feiran 陶斐然 Rep 2010-01-15 2018-05-24
205 Tay, Siang Watt Terence M Rep 2010-06-29 2018-02-20
206 Teo, Choon Yong Benjamin 張春勇 Rep 2015-01-16 2017-02-07
207 Thomas, Dean (SFC:ACN472) M Rep 2007-02-09 2019-08-13
208 Tian, Bo (SFC:BCC756) 田博 Rep 2014-09-25 2018-05-24
209 Tse, Jonathan Chung Hin 謝仲軒 M Rep 2012-03-05 2018-06-29
210 Tse, Karen Ka Yan 謝嘉茵 F Rep 2013-05-31 2016-04-15
211 Tse, Tanya Cheuk Lee 謝卓利 Rep 2014-06-26 2016-08-02
212 Tsea, Po Kwan 謝寶君 Rep 2014-07-18 2017-07-07
213 Twomey, Harvey Noel M Rep 2014-06-06 2017-09-01
214 Twomey, Matthew Luke M Rep 2013-02-27 2019-05-29
215 Wang, Eson Rep 2007-06-14 2015-07-20
216 Wang, Jianbo (SFC:ARE473) 王堅波 Rep 2011-11-04 2017-02-07
217 Wang, Jiliang 王紀亮 Rep 2012-03-05 2015-07-13
218 Wang, Kai (SFC:AYR791) 王凱 Rep 2012-04-24 2023-06-29
219 Wang, Rowena 王允慧 F RO 2012-03-02 2021-06-16
220 Wang, Zai Liang 王在亮 Rep 2012-06-11 2018-09-11
221 Wilson, Murray John M RO 2012-07-17 2017-08-31
222 Winnie F Rep 2011-07-25 2017-05-12
223 Wittet, Mark James Oakley 38 M Rep 2014-07-07 2017-04-19
224 Wong, Annie Yan Tsz 黃欣慈 F Rep 2010-03-10 2015-09-19
225 Wong, Elsie Hoi See 黃凱詩 F Rep 2012-03-05 2019-09-02
226 Wong, Lai Man (SFC:AFC401) 王麗雯 Rep 2007-06-05 2015-06-01
227 Wong, Paul Sek Ming 黃錫明 M RO 2014-05-26 2018-05-09
228 Wong, Roger Chi-Him 黃智謙 M Rep 2011-12-14 2016-12-06
229 Woo, Janet Fong Fong 胡渢渢 F Rep 2019-07-08
230 Wu, Qiong (SFC:AYY899) 吳窮 Rep 2012-03-05
231 Wu, Shanshan / Sarah 伍珊珊 Rep 2012-07-09 2016-09-07
232 Wu, Xiaopin 吳曉蘋 42 F Rep 2012-03-05 2018-08-15
233 Xu, Yang (SFC:AYR801) 許揚 Rep 2012-04-16 2021-03-15
234 Xu, Yongquan 徐永銓 Rep 2014-10-08 2018-06-12
235 Xue, Shirley Rui 薛睿 31 F Rep 2012-03-05 2017-06-30
236 Yan, Wing Tak 甄穎德 Rep 2009-10-19 2018-09-28
237 Yang, Heidi Hoi Ti 楊凱蒂 45 F RO 2012-03-07 2019-08-30
238 Yau, Tony Kwok Wing 邱國榮 41 M RO 2012-03-02 2016-12-07
239 Ye, Lin (SFC:AVT190) 葉林 Rep 2012-07-30 2018-06-29
240 Yeung, Ka Ki (SFC:BAP392) 楊家驥 Rep 2012-12-14 2016-12-23
241 Yip, Byron 葉家豪 M Rep 2012-03-05 2015-11-07
242 Yu, Fan Yun 虞梵韵 Rep 2014-01-13 2016-06-12
243 Yu, Hongchen 于洪晨 Rep 2014-08-15 2016-07-29
244 Yuen, Kei Yan Steffanie 袁淇欣 Rep 2014-09-01 2015-11-02
245 Yung, Yat Ming (SFC:AOH581) 翁一鳴 Rep 2014-09-01 2015-12-19
246 Zhang, Anzhi 張安志 44 M RO 2012-03-02 2018-07-05
247 Zhang, Hanqin 張翰欽 Rep 2014-07-23 2018-05-04
248 Zhang, Raymond Yue 張玥 39 M Rep 2014-10-27 2015-08-28
249 Zhang, Wei (SFC:AVI825) 張煒 Rep 2014-11-17 2016-12-15
250 Zhang, Wenjin (SFC:BAK706) 張雯瑾 Rep 2012-11-07 2018-07-01
251 Zhao, Haochen 趙皓辰 Rep 2014-10-28 2018-06-08
252 Zhao, Xiangyu (SFC:BEO265) 趙相宇 Rep 2014-11-27 2015-06-20
253 Zhao, Yue (SFC:ALJ837) 趙悅 Rep 2006-07-07 2017-08-19
254 Zheng, Zimu 鄭子牧 Rep 2015-03-02 2018-05-25
255 Zhong, Hua (SFC:BES114) 鍾華 Rep 2014-12-23 2016-05-14
256 Zhou, Tianshi 周天石 Rep 2014-08-19 2015-06-26
257 Zhu, Binjie 朱斌杰 Rep 2012-03-05 2015-06-05
258 Zhu, Jielun 朱杰倫 RO 2012-08-07 2015-09-24
259 Zolfaghari, Keyvan Rep 2014-04-10 2018-06-07
260 Zou, Ailin (SFC:BCS002) 鄒艾霖 Rep 2014-01-13 2016-06-10

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